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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/27/22 IIOT-OXYS, Inc. S-8 4/27/22 4:67K GlobalOne Filings Inc/FA |
Document/Exhibit Description Pages Size
1: S-8 Initial Registration Statement HTML 31K
2: EX-5.1 Opinion and Consent of Business Legal Advisors, HTML 9K
LLC
3: EX-23.1 Consent of Independent Registered Public HTML 5K
Accounting Firm
4: EX-FILING FEES Calculation of Filing Fees Tables HTML 8K
As filed with the U.S. Securities and Exchange Commission on April 27, 2022.
Commission File Number: 333-
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
| IIOT-OXYS, INC. |
| (Exact name of registrant as specified in its charter) |
| Nevada | 56-2415252 | |
|
(State or other jurisdiction of incorporation or organization) |
(I.R.S. Employer Identification Number) |
705 Cambridge Street
(401) 307-3092
(Address, including zip code, and telephone number, including
area code, of registrant’s principal executive offices)
IIOT-OXYS, INC.
2022 STOCK INCENTIVE PLAN
(Full title of the plan)
LAUGHLIN ASSOCIATES, INC.
9120 Double Diamond Pkwy.
Reno, NV, 89521
(800) 648-0966
(Name, address, including zip code, and telephone number,
including area code, of agent for service)
Copies to:
Brian Higley, Esq.
Business Legal Advisors, LLC
14888 Auburn Sky Drive, Draper, UT 84020
(801) 634-1984
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and "emerging growth company" in Rule 12b-2 of the Exchange Act.
| Large accelerated filer | ☐ | Accelerated filer | ☐ |
| Non-accelerated filer | ☐ | Smaller reporting company | ☒ |
| Emerging growth company | ☒ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
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PART I
INFORMATION REQUIRED IN THE SECTION 10(a) PROSPECTUS
The information specified in Items 1 and 2 of Part I of the Form S-8 is omitted from this filing in accordance with the provisions of Rule 428 under the Securities Act of 1933, as amended (the “Securities Act”) and the introductory note to Part I of the Form S-8. The document(s) containing the information specified in Part I of Form S-8 will be sent or given to the recipients of the applicable grants, as required by Rule 428 under the Securities Act. Such documents are not being filed with the Securities and Exchange Commission (the “Commission”) either as part of this Registration Statement or as prospectuses or prospectus supplements pursuant to Rule 424. These documents and the documents incorporated by reference in this Registration Statement pursuant to Item 3 of Part II hereof, taken together, constitute a prospectus that meets the requirements of Section 10(a) of the Securities Act.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. Incorporation of Certain Documents by Reference.
The following documents, which have been filed by the Registrant with the Commission, are incorporated by reference in this Registration Statement:
| (1) | The Registrant’s Annual Report on Form 10-K for the year ended December 31, 2021, as filed with the Commission on April 14, 2022 (the “Annual Report”); |
| (2) | The description of the Registrant’s Common Stock as set forth in the Registrant's Registration Statement on Form S-1 (File No. 333-261484), filed with the Commission on December 3, 2021, pursuant to Section 12(g) of the Exchange Act; and |
| (3) | All other reports and other documents subsequently filed by the Registrant pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), prior to the filing of a post-effective amendment to this Registration Statement which indicates that all securities registered hereby have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference in this Registration Statement and to be a part hereof from the date of filing of such reports and other documents. |
For purposes of this Registration Statement, any document or any statement contained in a document incorporated or deemed incorporated by reference herein shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained in any other subsequently filed document which also is or is deemed to be incorporated by reference herein modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement. Nothing in this Registration Statement shall be deemed to incorporate information furnished but not filed with the Commission pursuant to Item 2.02 or Item 7.01 of Form 8-K.
Item 4. Description of Securities.
The class of securities to be offered is registered under Section 12 of the Exchange Act.
Item 5. Interests of Named Experts and Counsel.
Not applicable.
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Item 6. Indemnification of Directors and Officers.
The Nevada Revised Statutes limits or eliminates the personal liability of directors to corporations and their stockholders for monetary damages for breaches of directors’ fiduciary duties as directors.
The limitation of liability and indemnification provisions under the Nevada Revised Statues and in our articles of incorporation and bylaws may discourage stockholders from bringing a lawsuit against directors for breach of their fiduciary duties. These provisions may also have the effect of reducing the likelihood of derivative litigation against directors and officers, even though such an action, if successful, might otherwise benefit us and our stockholders. However, these provisions do not limit or eliminate our rights, or those of any stockholder, to seek non-monetary relief such as injunction or rescission in the event of a breach of a director’s fiduciary duties. Moreover, the provisions do not alter the liability of directors under the federal securities laws. In addition, your investment may be adversely affected to the extent that, in a class action or direct suit, we pay the costs of settlement and damage awards against directors and officers pursuant to these indemnification provisions.
Item 7. Exemption From Registration Claimed.
Not Applicable.
Item 8. Exhibits.
The Index of Exhibits filed herewith and appearing immediately after the signature page to this Registration Statement is incorporated by reference into this Item 8.
The following is a list of exhibits filed as part of this Registration Statement. Any statement contained in an incorporated document shall be deemed to be modified or superseded for purposes of this Registration Statement to the extent that a statement contained herein or in any other subsequently filed incorporated document modifies or supersedes such statement. Any such statement so modified or superseded shall not be deemed, except as so modified or superseded, to constitute a part of this Registration Statement.
Item 9. Undertakings.
(a) The Registrant hereby undertakes:
(1) To file, during any period in which offers or sales are being made, a post-effective amendment to this Registration Statement:
| (i) | To include any prospectus required by section 10(a)(3) of the Securities Act; | |
| (ii) | To reflect in the prospectus any facts or events arising after the effective date of this Registration Statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in this Registration Statement; | |
| (iii) | To include any material information with respect to the plan of distribution not previously disclosed in this Registration Statement or any material change to such information in this Registration Statement; provided, however, that paragraphs (a)(1)(i) and (a)(1)(ii) above do not apply if the information required to be included in a post-effective amendment by those subparagraphs is contained in reports filed with or furnished to the Commission by the Registrant pursuant to section 13 or section 15(d) of the Exchange Act that are incorporated by reference in this Registration Statement. |
(2) That, for the purpose of determining any liability under the Securities Act of 1933, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof.
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(3) To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering.
| (b) | The Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the Registrant’s annual report pursuant to section 13(a) or section 15(d) of the Exchange Act that is incorporated by reference in this Registration Statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. |
| (c) | Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that in the opinion of the Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the undersigned Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue. |
THIS SPACE INTENTIONALLY LEFT BLANK
SIGNATURE PAGE TO FOLLOW
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized in the City of Cambridge, Massachusetts, on April 27, 2022.
| IIOT-OXYS, Inc. | ||
| By | /s/ Clifford L. Emmons | |
| Clifford L. Emmons, Chief Executive Officer (Principal Executive and Financial and Accounting Officer) | ||
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated.
| Date: April 27, 2022 | /s/ Clifford L. Emmons |
| Clifford L. Emmons, Director and Chief Executive Officer | |
| (Principal Executive and Financial and Accounting Officer) | |
| Date: April 27, 2022 | /s/ Vidhyadhar Mitta |
| Vidhyadhar Mitta, Director |
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| Incorporated by Reference | ||||||
| Exhibit | Filed | |||||
| Number | Exhibit Description | Form | File No. | Exhibit | Filing Date | Herewith |
| 4.1 | 2022 Stock Incentive Plan | 8-K | 000-50773 | 4.1 | 3/24/22 | |
| 4.2 | Articles of Incorporation | 8-K | 000-50773 | 3.1 | 11/1/17 | |
| 4.3 | Certificate of Amendment to Articles of Incorporation filed effective January 18, 2021 | 8-K | 000-50773 | 3.1 | 1/19/21 | |
| 4.4 | Bylaws | 8-K | 000-50773 | 3.2 | 11/1/17 | |
| 5.1 | Opinion and Consent of Business Legal Advisors, LLC | X | ||||
| 23.1 | Consent of Haynie & Company, independent registered public accounting firm | X | ||||
| 23.2 | Consent of Business Legal Advisors, LLC (included in Exhibit No. 5.1) | — | ||||
| 107 | Filing Fees | X | ||||
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| This ‘S-8’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 4/27/22 | D, POS AM | ||
| 4/14/22 | 10-K | |||
| 12/31/21 | 10-K, NT 10-K | |||
| 12/3/21 | S-1 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/24/22 IIOT-OXYS, Inc. 8-K:5,9 3/18/22 11:339K GlobalOne Filings Inc/FA 1/19/21 IIOT-OXYS, Inc. 8-K:5,9 1/18/21 2:648K GlobalOne Filings Inc/FA 11/01/17 IIOT-OXYS, Inc. 8-K:5,9 10/26/17 6:669K GlobalOne Filings Inc/FA |