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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/01/22 SPI Energy Co., Ltd. 10-K 12/31/21 133:11M GlobalOne Filings Inc/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 2.27M
2: EX-4.3 Description of Securities HTML 50K
3: EX-8.1 List of Subsidiaries HTML 42K
4: EX-23.1 Consent of Expert or Counsel HTML 31K
5: EX-31.1 Certification -- §302 - SOA'02 HTML 35K
6: EX-31.2 Certification -- §302 - SOA'02 HTML 35K
7: EX-32.1 Certification -- §906 - SOA'02 HTML 32K
13: R1 Cover HTML 100K
14: R2 Consolidated Balance Sheets HTML 183K
15: R3 Consolidated Balance Sheets (Parenthetical) HTML 40K
16: R4 Consolidated Statements of Operations HTML 127K
17: R5 Consolidated Statements of Comprehensive Loss HTML 61K
18: R6 Statements of Changes in Stockholder's Equity HTML 119K
(Deficit)
19: R7 Consolidated Statements of Cash Flows HTML 189K
20: R8 Reconciliation of Cash, Cash Equivalents and HTML 41K
Restricted Cash
21: R9 Description of Business and Organization HTML 56K
22: R10 Going concern HTML 39K
23: R11 Summary of Significant Accounting Policies HTML 207K
24: R12 Disposition of Italy Subsidiaries HTML 38K
25: R13 Acquisitions HTML 60K
26: R14 Accounts Receivable, Net HTML 47K
27: R15 Inventories HTML 40K
28: R16 Project Assets HTML 45K
29: R17 Prepaid Expenses and Other Current Assets, Net HTML 45K
30: R18 Intangible Assets, Net HTML 80K
31: R19 Property and Equipment, Net HTML 51K
32: R20 Fair Value Measurement HTML 50K
33: R21 Accrued Liabilities HTML 42K
34: R22 Short-term Borrowings and Long-term Borrowings HTML 73K
35: R23 Convertible Bonds HTML 61K
36: R24 Amount Due to an Affiliate HTML 40K
37: R25 Ordinary Shares HTML 55K
38: R26 Noncontrolling Interests HTML 38K
39: R27 Share-based Compensation HTML 197K
40: R28 Income Taxes HTML 86K
41: R29 Net Loss Per Share HTML 52K
42: R30 Leases HTML 48K
43: R31 Commitments and Contingencies HTML 39K
44: R32 Concentration Risk HTML 37K
45: R33 Related Party Transactions HTML 37K
46: R34 Segment information HTML 79K
47: R35 Subsequent Events HTML 36K
48: R36 Summary of Significant Accounting Policies HTML 282K
(Policies)
49: R37 Description of Business and Organization (Tables) HTML 47K
50: R38 Summary of Significant Accounting Policies HTML 122K
(Tables)
51: R39 Acquisitions (Tables) HTML 44K
52: R40 Accounts Receivable, Net (Tables) HTML 46K
53: R41 Inventories (Tables) HTML 39K
54: R42 Project Assets (Tables) HTML 39K
55: R43 Prepaid Expenses and Other Current Assets, Net HTML 41K
(Tables)
56: R44 Intangible Assets, Net (Tables) HTML 78K
57: R45 Property and Equipment, Net (Tables) HTML 47K
58: R46 Fair Value Measurement (Tables) HTML 45K
59: R47 Accrued Liabilities (Tables) HTML 39K
60: R48 Short-term Borrowings and Long-term Borrowings HTML 49K
(Tables)
61: R49 Convertible Bonds (Tables) HTML 42K
62: R50 Amount Due to an Affiliate (Tables) HTML 38K
63: R51 Share-based Compensation (Tables) HTML 188K
64: R52 Income Taxes (Tables) HTML 84K
65: R53 Net Loss Per Share (Tables) HTML 52K
66: R54 Leases (Tables) HTML 46K
67: R55 Segment information (Tables) HTML 82K
68: R56 Description of Business and Organization (Details) HTML 58K
69: R57 Description of Business and Organization (Details HTML 47K
Narrative)
70: R58 Going concern (Details Narrative) HTML 44K
71: R59 Summary of Significant Accounting Policies HTML 44K
(Details - PPE useful lives)
72: R60 Summary of Significant Accounting Policies HTML 115K
(Details - Disaggregation of revenue by revenue
stream)
73: R61 Summary of Significant Accounting Policies HTML 39K
(Details - Contract balance)
74: R62 Summary of Significant Accounting Policies HTML 51K
(Details Narrative)
75: R63 Disposition of Italy Subsidiaries (Details HTML 48K
Narrative)
76: R64 Acquisitions (Details - Allocation of purchase HTML 66K
price)
77: R65 Acquisitions (Details Narrative) HTML 71K
78: R66 Accounts Receivable, net (Details - Accounts HTML 39K
receivable)
79: R67 Accounts Receivable, net (Details - Allowance for HTML 43K
Doubtful Accounts)
80: R68 Accounts Receivable, Net (Details Narrative) HTML 35K
81: R69 Inventories, net (Details) HTML 44K
82: R70 Inventories (Details Narrative) HTML 34K
83: R71 Project Assets, net (Details) HTML 45K
84: R72 Project Assets (Details Narrative) HTML 51K
85: R73 Prepaid expenses and other current assets, net HTML 47K
(Details)
86: R74 Prepaid Expenses and Other Current Assets, Net HTML 45K
(Details Narrative)
87: R75 Intangible Assets, net (Details - Intangible HTML 65K
Assets)
88: R76 Intangible Assets, net (Details - Future HTML 45K
Amortization)
89: R77 Intangible Assets, Net (Details Narrative) HTML 37K
90: R78 Property, Plant and Equipment, net (Details) HTML 58K
91: R79 Property and Equipment, Net (Details Narrative) HTML 37K
92: R80 Fair value measurement (Details - ILIAD and HTML 45K
Streeterville Capital)
93: R81 Fair value measurement (Details - Fair value of HTML 43K
warrants)
94: R82 Fair Value Measurement (Details Narrative) HTML 38K
95: R83 Accrued Liabilities (Details) HTML 45K
96: R84 Short-term Borrowings and Long-term Borrowings HTML 54K
(Details - Debt)
97: R85 Short-term Borrowings and Long-term Borrowings HTML 53K
(Details - Maturities)
98: R86 Short-term Borrowings and Long-term Borrowings HTML 102K
(Details Narrative)
99: R87 Convertible Bonds (Details) HTML 46K
100: R88 Convertible Bonds (Details Narrative) HTML 75K
101: R89 Amount Due to an Affiliate (Details) HTML 41K
102: R90 Ordinary Shares (Details Narrative) HTML 103K
103: R91 Noncontrolling Interests (Details Narrative) HTML 51K
104: R92 Share-based Compensation (Details - Stock-Based HTML 39K
Compensation Expense by Award type)
105: R93 Share-based Compensation (Details - Compensation HTML 42K
expense by line item)
106: R94 Share-based Compensation (Details - Assumptions) HTML 62K
107: R95 Share-based Compensation (Details - Option HTML 83K
Activity)
108: R96 Share-based Compensation (Details - Options by HTML 63K
Exercise Price)
109: R97 Share-based Compensation (Details - RSU's) HTML 50K
110: R98 Share-based Compensation (Details - Phoenix's HTML 64K
stock option activities)
111: R99 Share-based Compensation (Details - SJ group stock HTML 67K
option activities)
112: R100 Share-based Compensation (Details Narrative) HTML 83K
113: R101 Income Taxes (Details - Loss before Provision) HTML 42K
114: R102 Income Taxes (Details - Provision for income HTML 58K
taxes)
115: R103 Income Taxes (Details - Tax reconciliation) HTML 59K
116: R104 Income Taxes (Details - Deferred income taxes) HTML 72K
117: R105 Income Taxes (Details Narrative) HTML 39K
118: R106 Net Loss Per Share (Details - Basic and Diluted) HTML 47K
119: R107 Net Loss Per Share (Details - Antidilutive shares) HTML 42K
120: R108 Leases (Details - Maturity of Lease Liabilities) HTML 55K
121: R109 Leases (Details - Supplemental information related HTML 35K
to operating leases)
122: R110 Leases (Details Narrative) HTML 38K
123: R111 Commitments and Contingencies (Details Narrative) HTML 33K
124: R112 Concentration Risk (Details Narrative) HTML 41K
125: R113 Related Party Transactions (Details Narrative) HTML 42K
126: R114 Segment Information (Details - Segment HTML 62K
information)
127: R115 Segment Information (Details - Segment assets) HTML 39K
128: R116 Segment Information (Details - intangible assets, HTML 42K
long-term investment)
131: XML IDEA XML File -- Filing Summary XML 249K
129: XML XBRL Instance -- spi_i10k_htm XML 2.77M
130: EXCEL IDEA Workbook of Financial Reports XLSX 164K
9: EX-101.CAL XBRL Calculations -- spi-20211231_cal XML 302K
10: EX-101.DEF XBRL Definitions -- spi-20211231_def XML 827K
11: EX-101.LAB XBRL Labels -- spi-20211231_lab XML 1.57M
12: EX-101.PRE XBRL Presentations -- spi-20211231_pre XML 1.34M
8: EX-101.SCH XBRL Schema -- spi-20211231 XSD 291K
132: JSON XBRL Instance as JSON Data -- MetaLinks 567± 777K
133: ZIP XBRL Zipped Folder -- 0001683168-22-002280-xbrl Zip 418K
Exhibit 31.1
CERTIFICATION OF CHIEF EXECUTIVE OFFICER
PURSUANT TO RULE 13A-14(A) UNDER THE SECURITIES EXCHANGE ACT OF 1934,
AS ADOPTED PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002
I, Xiaofeng Peng, certify that:
| 1. | I have reviewed this Annual Report on Form 10-K of SPI Energy Co., Ltd..; |
| 2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
| 3. | Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; |
| 4. | The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) for the registrant and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: | |
| a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under my supervision, to ensure that material information relating to the registrant, is made known to us by others within those entities, particularly during the period in which this report is being prepared; and | |
| b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under my supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; and | |
| c) | Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report my conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and | |
| d) | Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and | |
| 5. | The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions): | |
| a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and | |
| b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting. | |
Date: April 1, 2022
| /s/ Xiaofeng Peng | |
| Xiaofeng Peng | |
| Chief Executive Officer | |
| (Principal executive officer) |
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 4/1/22 | |||
| For Period end: | 12/31/21 | NT 10-K | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/03/23 SPI Energy Co., Ltd. S-8 2/03/23 4:114K GlobalOne Filings Inc/FA |