SEC Info - Dalrada Financial Corp. - ‘8-K’ for 3/12/24

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Dalrada Financial Corp. – ‘8-K’ for 3/12/24

On: Wednesday, 3/13/24, at 8:04am ET · For: 3/12/24 · Accession #: 1683168-24-1447 · File #: 0-12641

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/13/24  Dalrada Financial Corp.           8-K:5,9     3/12/24   11:1.9M                                   GlobalOne Filings Inc/FA

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     24K 
 2: EX-3.1      Certificate of Amendment                            HTML      9K 
 6: R1          Cover                                               HTML     42K 
 8: XML         IDEA XML File -- Filing Summary                      XML     11K 
11: XML         XBRL Instance -- dalrada_8k_htm                      XML     15K 
 7: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 4: EX-101.LAB  XBRL Labels -- dfco-20240312_lab                     XML     96K 
 5: EX-101.PRE  XBRL Presentations -- dfco-20240312_pre              XML     64K 
 3: EX-101.SCH  XBRL Schema -- dfco-20240312                         XSD     12K 
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               25±    34K 
10: ZIP         XBRL Zipped Folder -- 0001683168-24-001447-xbrl      Zip     17K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX:

i false i --06-30 i 0000725394 0000725394 2024-03-12 2024-03-12 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

i March 12, 2024

Date of Report (Date of earliest event reported)

i DALRADA FINANCIAL CORPORATION

(Exact name of registrant as specified in its charter)

i wyoming	i 000-12641	i 38-3713274
(State or other jurisdiction of	(Commission File	(IRS Employer Identification No.)
incorporation)	Number)


i 600 La Terraza Blvd., i Escondido, i California		i 92025
(Address of principal executive offices)		(Zip Code)

i (858) i 283-1253

Registrant's telephone number, including area code

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of each exchange on which registered
N/A	N/A	N/A

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

ITEM 5.03

AMENDMENTS TO ARTICLES OF INCORPORATION OR BYLAWS; CHANGE IN FISCAL YEAR.

On January 6, 2024, the Board of Directors of Dalrada Financial Corporation, a Wyoming corporation (the “Company”) approved a reduction in the number of authorized common shares from 1,000,000,000 (one billion) to 500,000,000 (five hundred million). On March 12, 2024, the Company filed a Certificate of Amendment to the Amended and Restated Certificate of Incorporation of the Company

The foregoing description of the Amendment set forth above does not purport to be complete and is qualified in its entirety by reference to the Amendment. A copy of the Amendment is filed as Exhibit 3.1 to this Current Report on Form 8-K and is incorporated herein by reference.

ITEM 9.01

FINANCIAL STATEMENTS AND EXHIBITS

The following exhibit is attached as part of this report:

*Exhibit No.*	*Description*

3.1	Certificate of Amendment to the Amended and Restated Certificate of Incorporation of Dalrada Financial Corporation.
104	Cover Page Interactive Data File (formatted in iXBRL, and included in exhibit 101)

Signature

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date: March 13, 2024	DALRADA FINANCIAL CORPORATION

	By:	/s/ *Brian Bonar*
		Brian Bonar Officer, Director

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on:	3/13/24	None on these Dates
For Period end:	3/12/24
	1/6/24
		List all Filings

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Filing Submission 0001683168-24-001447 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)