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Frost Houston Korth – ‘4’ for 2/8/24 re: Usio, Inc.

On:  Friday, 3/22/24, at 11:21am ET   ·   For:  2/8/24   ·   As:  Officer   ·   Accession #:  1627479-24-1   ·   File #:  1-15093

Previous ‘4’:  ‘4/A’ on 12/7/23 for 11/18/23   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer

 3/22/24  Frost Houston Korth               4          Officer     1:9K   Usio, Inc.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      9K 
                Securities by an Insider -- primary_doc.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  2/8/24
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1088034
Issuer Name:  Usio, Inc.
Issuer Trading Symbol:  USIO
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1627479
Owner Name:  Frost Houston Korth
Reporting Owner Address:
Owner Street 1:  3611 PAESANOS PKWY
Owner Street 2:  SUITE 300
Owner City:  SAN ANTONIO
Owner State:  TX
Owner ZIP Code:  78231
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  Senior Vice President
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  2/8/24
Deemed Execution Date:
Value:  2/8/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  500
Footnote ID:  F1
Transaction Price Per Share:
Value:  1.67
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  669,027
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  2/21/24
Deemed Execution Date:
Value:  2/21/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  4,000
Footnote ID:  F2
Transaction Price Per Share:
Value:  1.57
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  673,027
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Restricted Stock Units
Conversion or Exercise Price:
Value:  0
Transaction Date:
Value:  2/8/24
Deemed Execution Date:
Value:  2/8/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  500
Footnote ID:  F1
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  2/8/24
Expiration Date:
Value:  2/8/32
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  500
Footnote ID:  F1
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  14,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Restricted Stock Units
Conversion or Exercise Price:
Value:  0
Transaction Date:
Value:  2/21/24
Deemed Execution Date:
Value:  2/21/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Timeliness:
Value:
Transaction Amounts:
Transaction Shares:
Value:  4,000
Footnote ID:  F2
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  2/21/24
Expiration Date:
Value:  2/21/33
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  4,000
Footnote ID:  F2
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  10,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 2/8/22 and vested on 2/8/24.
Footnote - F2:  The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 2/21/23 and vested on 2/21/24.
Owner Signature:
Signature Name:  Houston Frost
Signature Date:  3/22/24


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