Delayed-Release Amendment to Draft Registration Statement by an Emerging Growth Company or a Foreign Private Issuer — Form DRS
Filing Table of Contents
Document/Exhibit Description Pages Size
1: DRS/A Amendment to Draft Registration Statement by an HTML 985K
Emerging Growth Company or a Foreign Private
Issuer
2: DRS/A Amendment to Draft Registration Statement by an PDF 5.95M
Emerging Growth Company or a Foreign Private
Issuer
3: EX-3 Articles of Incorporation/Organization or By-Laws HTML 13K
4: EX-3 Articles of Incorporation/Organization or By-Laws HTML 21K
5: EX-3 Articles of Incorporation/Organization or By-Laws HTML 102K
6: EX-4 Instrument Defining the Rights of Security Holders HTML 7K
7: EX-10 Material Contract HTML 58K
8: EX-10 Material Contract HTML 65K
9: EX-23 Consent of Experts or Counsel 1 10K
11: EX-23 Consent of Experts or Counsel 9± 42K
13: EX-23 Consent of Experts or Counsel 4± 20K
15: EX-23 Consent of Experts or Counsel 8± 36K
10: EX-23 Consent of Experts or Counsel PDF 574K
12: EX-23 Consent of Experts or Counsel PDF 689K
14: EX-23 Consent of Experts or Counsel PDF 160K
16: EX-23 Consent of Experts or Counsel PDF 283K
‘EX-23’ — Consent of Experts or Counsel
Hello Dr. Parsons,
Absolutely! We will process and place this
in our database next week.
When you are ready to license this please
contact me and we can go over your needs.
I do have some flexibility to create a smaller
licensing package to help you in getting the
word out.
If this is something you are interested in let
me know.
Have a great weekend!
Regards,
John
Dear John,
The company is in the process of
filing confidential draft S1 and
plan IPO early next year. We also
offer series A convertible
preferred stock to investors right
now to raise funds and help the
IPO process, through equity
crowdfunding to accredited
investors (see our website). We
are very pleased with your
analysis and wish to license your
information very much, but may
not be able to do it right now. We
are comfortable to have you
announce this award within your
network and investors right now,
and hope to license this
information after we raise
substantial private funds or our
IPO, if it's ok with you.
Best,
Jun
Hello Dr. Parsons,
Thank you for sending over your
confirmation on the Award text. We will
finalize it here.
What was your decision on licensing this
information?
Regards,
John
John L. Weber | Strategic
Account Manager, Intellectual
Property & Licensing, North
America | Best Practices | Frost &
Sullivan
jweber@frost.com | P:
210.247.2494 | M: 210.348.1000 |
F: 210.348.1003 | www.frost.com
"50 Years of Growth,
Innovation and Leadership"
All information provided by Frost & Sullivan is
proprietary information owned by Frost &
Sullivan and is protected by U.S. and
international copyright law and conventions.
Reproduction of the information, in whole or in
part, by any means is prohibited without the
express written consent of Frost & Sullivan.
Frost & Sullivan prohibits any reference to
Frost & Sullivan Awards or its information in all
types of advertising and sales collateral, in any
and all types of media, including Web pages,
without the written consent of Frost & Sullivan.
Dear John,
We feel very much honored for
Xcelthera, Inc. to be selected as the
recipient of the 2013 Frost &
Sullivan Technology Innovation
Award. We believe your independent
analysis is fair and consistent with
our view, and this prestigious
recognition will increase the
exposure of our breakthrough stem
cell technology to North American
Stem Cell Technology Market and
investors, and help driving clinical
translation of hESC research
innovations for unmet medical
challenges and the advance of
medicine. I did not find anything
need to be changed in the report.
Thanks for your award.
Sincerely,
Xuejun H Parsons, PhD,
Hello Dr. Parsons,
We are pleased to announce that Xcelthera,
Inc. is the recipient of the 2013 Frost &
Sullivan Technology Innovation Award.
This prestigious recognition is based on an
extensive and independent Frost & Sullivan
competitive analysis of the
North American Stem Cell Technologies
Market.
Below you will find the 4 action items
around the Award:
1. Review of the Best Practices Report
The attached Best Practices report is based
on in-depth interviews and primary market
analysis, which has been fully funded and
conducted by Frost & Sullivan's industry
analyst team. The report will be posted on
Frost.com for our subscription clients.
As a professional courtesy, your team has
the opportunity to conduct an internal
review for accuracy. If you would like to
suggest any edits to the report's content,
please submit within 3 business days (see
attached Word doc)
2. Licensing Packages for External
Promotion
Please note that the report and enclosed
information are Frost & Sullivan intellectual
property and a piece of our copyrighted
research portfolio. Any public distribution
or external announcements around the Frost
& Sullivan Award or research findings in
press releases, website postings, social
media, or print fall under our corporate
licensing agreement.
To obtain maximum exposure for the Award
we provide promotional support with the
licensing agreement. I've attached the
relevant licensing packages in the PDF file
below.
3. Awards Banquet
Frost & Sullivan will be hosting our annual
Excellence Best Practices Awards
Ceremony January 14, 2014 in New
Orleans. Reserve tables for your executive
team to attend this black tie event are
included in the licensing packages.
http://www.frost.com/prod/servlet/our-
services-page.pag?sid=287139561
4. Examples of External Promotion
Attached are the ads / marketing pieces
touting the previous Frost & Sullivan
Cytomedix, Athersys and Plasticell Awards,
along with a link to the multimedia press
release announcing the Mayo Clinic Award.
http://www.cytomedix.com/Portals/121782/
docs/cmxi%20f&s%20award%20011413%2
0final.pdf
http://www.athersys.com/releasedetail.cfm?r
eleaseid=343735
http://www.plasticell.co.uk/category/news/
Mayo Clinic Analyst Commentary Video:
http://news.mayomedicallaboratories.com/2
012/08/17/frost-sullivan-highlights-mayo-
medical-laboratories-award-in-video-press-
release-video/
For more information on the Frost &
Sullivan Best Practices Award go to:
http://www.frost.com/prod/servlet/meawards
..pag
Congratulations to your team at Xcelthera!
Best Regards,
John
John L. Weber | Global Strategic
Account Manager |Copyrights &
Licensing | Best Practices | Frost &
Sullivan jweber@frost.com | P:
210.247.2494 | F: 210.348.1003 |
Twitter: @Frost_Sullivan |
www.frost.com
"50 Years of Growth, Innovation
and Leadership"
All information provided by Frost &
Sullivan is proprietary information owned
by Frost & Sullivan and is protected by
U.S. and international copyright law and
conventions. Reproduction of the
information, in whole or in part, by any
means is prohibited without the express
written consent of Frost & Sullivan. Frost
& Sullivan prohibits any reference to Frost
& Sullivan Awards or its information in all
types of advertising and sales collateral,
in any and all types of media, including
Web pages, without the written consent
of Frost & Sullivan.
Frost & Sullivan
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was sent. Any opinions or
recommendations expressed
herein are solely those of
the author. They may be
subject to change without
notice.
Frost & Sullivan
Frost & Sullivan, the Growth
Partnership Company, enables
clients to accelerate growth
and achieve best in class
positions in growth,
innovation and leadership.
The company's Growth
Partnership Service provides
the CEO and the CEO's Growth
Team with disciplined
research and best practice
models to drive the
generation, evaluation and
implementation of powerful
growth strategies. Frost &
Sullivan leverages over 50
years of experience in
partnering with Global 1000
companies, emerging
businesses and the investment
community from more than 40
offices on six continents.
To join our Growth
Partnership, please visit
http://www.frost.com.
This email, its content and
any files transmitted with it
are intended solely for the
addressee(s) and may be
legally privileged and/or
confidential. If you are not
the intended recipient please
delete and contact the sender
by return. Messages sent via
this medium may be subject to
delays, non-delivery and
unauthorized alteration. This
email has been prepared using
information believed by the
author to be reliable and
accurate, but Frost &
Sullivan makes no warranty as
to accuracy or completeness.
In particular, Frost &
Sullivan does not accept
responsibility for changes
made to this email after it
was sent. Any opinions or
recommendations expressed
herein are solely those of
the author. They may be
subject to change without
notice.
Frost & Sullivan
Frost & Sullivan, the Growth
Partnership Company, enables
clients to accelerate growth
and achieve best in class
positions in growth,
innovation and leadership.
The company's Growth
Partnership Service provides
the CEO and the CEO's Growth
Team with disciplined
research and best practice
models to drive the
generation, evaluation and
implementation of powerful
growth strategies. Frost &
Sullivan leverages over 50
years of experience in
partnering with Global 1000
companies, emerging
businesses and the investment
community from more than 40
offices on six continents.
To join our Growth
Partnership, please visit
http://www.frost.com.
This email, its content and
any files transmitted with it
are intended solely for the
addressee(s) and may be
legally privileged and/or
confidential. If you are not
the intended recipient please
delete and contact the sender
by return. Messages sent via
this medium may be subject to
delays, non-delivery and
unauthorized alteration. This
email has been prepared using
information believed by the
author to be reliable and
accurate, but Frost &
Sullivan makes no warranty as
to accuracy or completeness.
In particular, Frost &
Sullivan does not accept
responsibility for changes
made to this email after it
was sent. Any opinions or
recommendations expressed
herein are solely those of
the author. They may be
subject to change without
notice.
Dates Referenced Herein
| This ‘DRS/A’ Filing | | Date | | Other Filings |
|---|
| |  |
| Filed as of: | | 3/7/14 | | None on these Dates |
| Filed on / Release Delayed to: | | 3/6/14 |
| | 1/14/14 |
| List all Filings |
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