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Sangamo Therapeutics, Inc – ‘10-Q’ for 3/31/19 – ‘EX-10.3’

On:  Wednesday, 5/8/19, at 4:34pm ET   ·   For:  3/31/19   ·   Accession #:  1564590-19-17255   ·   File #:  0-30171

Previous ‘10-Q’:  ‘10-Q’ on 11/8/18 for 9/30/18   ·   Next:  ‘10-Q’ on 8/7/19 for 6/30/19   ·   Latest:  ‘10-Q’ on 5/9/24 for 3/31/24   ·   4 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/08/19  Sangamo Therapeutics, Inc         10-Q        3/31/19   57:7.3M                                   ActiveDisclosure/FA

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    737K 
 2: EX-10.3     Material Contract                                   HTML     32K 
 3: EX-31.1     Certification -- §302 - SOA'02                      HTML     26K 
 4: EX-31.2     Certification -- §302 - SOA'02                      HTML     26K 
 5: EX-32.1     Certification -- §906 - SOA'02                      HTML     22K 
12: R1          Document and Entity Information                     HTML     44K 
13: R2          Condensed Consolidated Balance Sheets               HTML    123K 
14: R3          Condensed Consolidated Statements of Operations     HTML     54K 
15: R4          Condensed Consolidated Statements of Comprehensive  HTML     42K 
                Loss                                                             
16: R5          Condensed Consolidated Statements of Stockholders'  HTML     62K 
                Equity                                                           
17: R6          Condensed Consolidated Statements of Cash Flows     HTML    109K 
18: R7          Organization, Basis of Presentation and Summary of  HTML    127K 
                Significant Accounting Policies                                  
19: R8          Fair Value Measurements                             HTML    240K 
20: R9          Marketable Securities                               HTML    178K 
21: R10         Basic and Diluted Net Loss Per Share                HTML     22K 
22: R11         Major Customers, Partnerships and Strategic         HTML     87K 
                Alliances                                                        
23: R12         Income Taxes                                        HTML     22K 
24: R13         Stock-Based Compensation                            HTML     39K 
25: R14         Commitments and Contingencies                       HTML     60K 
26: R15         Stockholders' Equity                                HTML     24K 
27: R16         Acquisition of Txcell S.A.                          HTML     83K 
28: R17         Subsequent Events                                   HTML     21K 
29: R18         Organization, Basis of Presentation and Summary of  HTML    151K 
                Significant Accounting Policies (Policies)                       
30: R19         Organization, Basis of Presentation and Summary of  HTML     86K 
                Significant Accounting Policies (Tables)                         
31: R20         Fair Value Measurements (Tables)                    HTML    238K 
32: R21         Marketable Securities (Tables)                      HTML    176K 
33: R22         Major Customers, Partnerships and Strategic         HTML     43K 
                Alliances (Tables)                                               
34: R23         Stock-Based Compensation (Tables)                   HTML     39K 
35: R24         Commitments and Contingencies (Tables)              HTML     52K 
36: R25         Acquisition of Txcell S.A. (Tables)                 HTML     71K 
37: R26         Organization, Basis of Presentation and Summary of  HTML     78K 
                Significant Accounting Policies - Additional                     
                Information (Detail)                                             
38: R27         Organization, Basis of Presentation and Summary of  HTML     52K 
                Significant Accounting Policies - Impact of                      
                Adoption of ASC on Condensed Consolidated Balance                
                Sheet (Details)                                                  
39: R28         Fair Value Measurements - Summary of Fair Value     HTML     66K 
                Measurements of Cash Equivalents,                                
                Available-for-Sale Marketable Securities and Free                
                Share Asset/Liability (Detail)                                   
40: R29         Fair Value Measurements - Additional Information    HTML     28K 
                (Detail)                                                         
41: R30         Fair Value Measurements - Summary of Estimated      HTML     44K 
                Fair Value of Free Shares Valuation Assumptions                  
                (Detail)                                                         
42: R31         Marketable Securities - Summary of Cash             HTML     58K 
                Equivalents and Available-for-Sale Securities                    
                (Detail)                                                         
43: R32         Marketable Securities - Additional Information      HTML     25K 
                (Detail)                                                         
44: R33         Basic and Diluted Net Loss Per Share - Additional   HTML     21K 
                Information (Detail)                                             
45: R34         Major Customers, Partnerships and Strategic         HTML    161K 
                Alliances - Additional Information (Detail)                      
46: R35         Major Customers, Partnerships and Strategic         HTML     28K 
                Alliances - Revenues Recognized under Agreement                  
                (Detail)                                                         
47: R36         Stock-Based Compensation - Stock-Based              HTML     27K 
                Compensation Expense (Detail)                                    
48: R37         Commitments and Contingencies - Additional          HTML     89K 
                Information (Detail)                                             
49: R38         Commitments and Contingencies - Summary of          HTML     45K 
                Maturities of Operating Lease Liabilities (Detail)               
50: R39         Stockholders' Equity - Additional Information       HTML     32K 
                (Detail)                                                         
51: R40         Acquisition of Txcell S.A. - Additional             HTML     77K 
                Information (Detail)                                             
52: R41         Acquisition of Txcell S.A. - Summary of Estimated   HTML     58K 
                Fair Value of Net Assets Acquired (Detail)                       
53: R42         Acquisition of Txcell S.A. - Summary of             HTML     36K 
                Non-controlling Interest (Detail)                                
54: R43         Subsequent Events - Additional Information          HTML     32K 
                (Detail)                                                         
56: XML         IDEA XML File -- Filing Summary                      XML    101K 
55: EXCEL       IDEA Workbook of Financial Reports                  XLSX     67K 
 6: EX-101.INS  XBRL Instance -- sgmo-20190331                       XML   2.09M 
 8: EX-101.CAL  XBRL Calculations -- sgmo-20190331_cal               XML    162K 
 9: EX-101.DEF  XBRL Definitions -- sgmo-20190331_def                XML    530K 
10: EX-101.LAB  XBRL Labels -- sgmo-20190331_lab                     XML   1.01M 
11: EX-101.PRE  XBRL Presentations -- sgmo-20190331_pre              XML    755K 
 7: EX-101.SCH  XBRL Schema -- sgmo-20190331                         XSD    152K 
57: ZIP         XBRL Zipped Folder -- 0001564590-19-017255-xbrl      Zip    142K 


‘EX-10.3’   —   Material Contract


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



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[*] = Certain confidential information contained in this document, marked by brackets, is omitted because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed.

Exhibit 10.3

Amendment No. 1 to Agreement

(“Amendment No. 1”)

 

Amendment No. 1 Date:

 

Date of Last Signature

 

 

 

Name of Original Agreement:

 

Research Collaboration and License Agreement (the “Agreement”)

 

 

 

Effective Date of Original Agreement:

 

28 December 2017 (“Effective Date”)

 

 

 

Parties:

 

Pfizer Inc. (“Pfizer”) and Sangamo Therapeutics, Inc. (“Sangamo”).  Individually a “Party” and collectively the “Parties.”

 

 

 

Dates of Previous Amendment(s):

 

None

 

WHEREAS, the Parties desire to amend the Research Plan of the Agreement,

NOW, THEREFORE, in order to accommodate the desired amendment(s), the Parties hereby agree as follows:  

1.

Defined Terms.   Capitalized terms used but not defined herein shall have the respective meanings ascribed to such terms in the Agreement.

2.

Amendment(s) to the Agreement.  

Section 4 of Exhibit B, Research Plan is amended to include the following as Work Package 4:

Work package 4: [*]

3.

The ZFP-TFs provided by Sangamo for use in the [*] study are experimental and have not been [*].  

4.

The ZFP-TFs provided by Sangamo for use in the [*] study have not been [*].

5.

Ratification of the Agreement.  Except as expressly set forth in Article 2 above, the Agreement shall remain unmodified and in full force and effect.  The execution, delivery and effectiveness of this Amendment No. 1 shall not, except as expressly provided herein, operate as a waiver of any right, power or remedy of the parties to the Agreement, nor constitute a waiver of any provision of the Agreement.

6.

Counterparts. This Amendment No. 1 may be executed in any number of counterparts, each of which shall be an original instrument and all of which, when taken together, shall constitute one and the same agreement.

SIGNATURES IMMEDIATELY FOLLOWING ON NEXT PAGE

 


 

IN WITNESS WHEREOF, the duly authorized representatives of Pfizer and Sangamo have executed this Amendment No. 1 as of the Amendment No. 1 Date.

 

Pfizer Inc.

 

Sangamo Therapeutics, Inc.

 

 

 

By:

 

     /s/ Seng H. Cheng

 

By:

 

    /s/ Alexander macrae

 

 

 

 

 

 

 

Print Name:

 

     Seng H. Cheng

 

Print Name:

 

     Alexander macrae

 

 

 

 

 

 

 

Title:

 

     SVP & CSO

 

Title:

 

     CEO

 

 

 

 

 

 

 

Date:

 

     March 21, 2019

 

Date:

 

     Mar 14, 2019

 

 

     (Duly authorized)

 

 

 

     (Duly authorized)

 

[*] = Certain confidential information contained in this document, marked by brackets, is omitted because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed.


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-Q’ Filing    Date    Other Filings
Filed on:5/8/198-K
For Period end:3/31/19
3/21/198-K
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/13/24  Sangamo Therapeutics, Inc.        10-K       12/31/23   96:41M                                    Workiva Inc Wde… FA01/FA
 2/23/23  Sangamo Therapeutics, Inc.        10-K       12/31/22   87:116M                                   Workiva Inc Wde… FA01/FA
 2/24/22  Sangamo Therapeutics, Inc.        10-K       12/31/21   94:51M                                    Workiva Inc Wde… FA01/FA
 2/24/21  Sangamo Therapeutics, Inc.        10-K       12/31/20   89:14M                                    Workiva Inc Wde… FA01/FA
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Filing Submission 0001564590-19-017255   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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