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Newmont Corp/DE – ‘10-K’ for 12/31/14 – ‘EX-95’

On:  Thursday, 2/19/15, at 9:44pm ET   ·   As of:  2/20/15   ·   For:  12/31/14   ·   Accession #:  1564590-15-777   ·   File #:  1-31240

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/20/15  Newmont Corp/DE                   10-K       12/31/14  169:80M                                    ActiveDisclosure/FA

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   4.48M 
 2: EX-10.68    Material Contract                                   HTML     87K 
 3: EX-10.69    Material Contract                                   HTML     50K 
 5: EX-21       Subsidiaries List                                   HTML    119K 
 6: EX-23.1     Consent of Experts or Counsel                       HTML     47K 
 7: EX-24       Power of Attorney                                   HTML     58K 
12: EX-95       Mine-Safety Disclosure                              HTML    150K 
 4: EX-12.1     Statement re: Computation of Ratios                 HTML     71K 
 8: EX-31.1     Certification -- §302 - SOA'02                      HTML     51K 
 9: EX-31.2     Certification -- §302 - SOA'02                      HTML     51K 
10: EX-32.1     Certification -- §906 - SOA'02                      HTML     48K 
11: EX-32.2     Certification -- §906 - SOA'02                      HTML     48K 
115: R1          Document and Entity Information                     HTML     76K  
83: R2          Statements of Consolidated Operations               HTML    221K 
106: R3          Statements of Consolidated Operations               HTML     49K  
                (Parenthetical)                                                  
120: R4          Statements of Consolidated Comprehensive Income     HTML    106K  
                (Loss)                                                           
153: R5          Statements of Consolidated Comprehensive Income     HTML     58K  
                (Loss) (Parenthetical)                                           
88: R6          Statements of Consolidated Cash Flows               HTML    175K 
105: R7          Consolidated Balance Sheets                         HTML    179K  
76: R8          Consolidated Balance Sheets (Parenthetical)         HTML     62K 
61: R9          Statements of Consolidated Changes in Equity        HTML    116K 
156: R10         The Company                                         HTML     50K  
122: R11         Summary of Significant Accounting Policies          HTML    114K  
121: R12         Segment Information                                 HTML   1.38M  
130: R13         Reclamation and Remediation                         HTML     92K  
131: R14         Write-Downs                                         HTML    128K  
127: R15         Other Expense, Net                                  HTML     91K  
133: R16         Other Income, Net                                   HTML    104K  
107: R17         Income and Mining Taxes                             HTML    387K  
117: R18         Equity Income (Loss) of Affiliates                  HTML     75K  
125: R19         Discontinued Operations                             HTML     53K  
168: R20         Net Income (Loss) Attributable to Noncontrolling    HTML     82K  
                Interests                                                        
145: R21         Newmont Equity and Income (Loss) Per Share          HTML    150K  
98: R22         Employee Related Benefits                           HTML    529K 
124: R23         Stock Based Compensation                            HTML    256K  
102: R24         Fair Value Accounting                               HTML    251K  
49: R25         Derivative Instruments                              HTML    304K 
147: R26         Investments                                         HTML    404K  
161: R27         Inventories                                         HTML     69K  
70: R28         Stockpiles and Ore on Leach Pads                    HTML    124K 
69: R29         Other Assets                                        HTML    109K 
74: R30         Property, Plant and Mine Development                HTML    196K 
75: R31         Debt                                                HTML    177K 
77: R32         Other Liabilities                                   HTML    117K 
32: R33         Reclassifications Out of Accumulated Other          HTML    222K 
                Comprehensive Income (Loss)                                      
142: R34         Net Change in Operating Assets and Liabilities      HTML     96K  
94: R35         Supplemental Cash Flow Information                  HTML     68K 
99: R36         Operating Lease Commitments                         HTML     51K 
55: R37         Condensed Consolidating Financial Statements        HTML   2.09M 
167: R38         Commitments and Contingencies                       HTML     81K  
19: R39         Unaudited Supplementary Data                        HTML    290K 
80: R40         Schedule Ii - Valuation and Qualifying Accounts     HTML     81K 
151: R41         Summary of Significant Accounting Policies          HTML    184K  
                (Policies)                                                       
52: R42         Segment Information (Tables)                        HTML   1.38M 
68: R43         Reclamation and Remediation (Tables)                HTML     87K 
73: R44         Write-Downs (Tables)                                HTML    127K 
84: R45         Other Expense, Net (Tables)                         HTML     91K 
31: R46         Other Income, Net (Tables)                          HTML    103K 
60: R47         Income and Mining Taxes (Tables)                    HTML    379K 
23: R48         Equity Income (Loss) of Affiliates (Tables)         HTML     71K 
149: R49         Net Income (Loss) Attributable to Noncontrolling    HTML    111K  
                Interests (Tables)                                               
51: R50         Newmont Equity and Income (Loss) Per Share          HTML    141K 
                (Tables)                                                         
144: R51         Employee Related Benefits (Tables)                  HTML    537K  
56: R52         Stock Based Compensation (Tables)                   HTML    259K 
81: R53         Fair Value Accounting (Tables)                      HTML    245K 
22: R54         Derivative Instruments (Tables)                     HTML    296K 
28: R55         Investments (Tables)                                HTML    401K 
72: R56         Inventories (Tables)                                HTML     67K 
39: R57         Stockpiles and Ore on Leach Pads (Tables)           HTML    123K 
157: R58         Other Assets (Tables)                               HTML    109K  
92: R59         Property, Plant and Mine Development (Tables)       HTML    193K 
128: R60         Debt (Tables)                                       HTML    160K  
59: R61         Other Liabilities (Tables)                          HTML    117K 
64: R62         Reclassifications Out of Accumulated Other          HTML    221K 
                Comprehensive Income (Loss) (Tables)                             
139: R63         Net Change in Operating Assets and Liabilities      HTML     96K  
                (Tables)                                                         
134: R64         Supplemental Cash Flow Information (Tables)         HTML     65K  
97: R65         Condensed Consolidating Financial Statements        HTML   2.09M 
                (Tables)                                                         
137: R66         Unaudited Supplementary Data (Tables)               HTML    284K  
57: R67         Summary of Significant Accounting Policies -        HTML     71K 
                Additional Information (Detail)                                  
103: R68         Segment Information - Additional Information        HTML     80K  
                (Detail)                                                         
160: R69         Segment Information - Financial Information of      HTML    478K  
                Company's Segments (Detail)                                      
26: R70         Segment Information - Financial Information of      HTML     66K 
                Company's Segments (Parenthetical) (Detail)                      
48: R71         Segment Information - Revenues from Sales Based on  HTML     73K 
                the Customer's Location (Detail)                                 
82: R72         Segment Information - Long-lived Assets (Detail)    HTML     65K 
37: R73         Reclamation and Remediation - Reclamation and       HTML     63K 
                Remediation Expense (Detail)                                     
166: R74         Reclamation and Remediation - Additional            HTML     75K  
                Information (Detail)                                             
53: R75         Reclamation and Remediation - Reconciliation of     HTML     59K 
                Reclamation and Remediation Liabilities (Detail)                 
42: R76         Write-Downs - Write-Downs of Property, Plant and    HTML     86K 
                Mine Development and Other Long-Term Assets                      
                (Detail)                                                         
47: R77         Write-Downs - Additional Information (Detail)       HTML     55K 
29: R78         Other Expense, Net - Other Expense, Net (Detail)    HTML     70K 
33: R79         Other Income, Net - Other Income, Net (Detail)      HTML     83K 
118: R80         Income and Mining Taxes - Income and Mining Tax     HTML     79K  
                (Expense) Benefit - Current vs Deferred (Detail)                 
45: R81         Income Before Income and Mining Tax and Other       HTML     58K 
                Items - Domestic Vs Foreign (Detail)                             
158: R82         Income and Mining Taxes - Income and Mining Tax     HTML    141K  
                Expense Reconciliation (Detail)                                  
78: R83         Income and Mining Taxes - Additional Information    HTML    114K 
                (Detail)                                                         
126: R84         Income and Mining Taxes - Components of Deferred    HTML    122K  
                Tax Assets (Liabilities) (Detail)                                
136: R85         Income and Mining Taxes - Reconciliation of Gross   HTML     61K  
                Unrecognized Tax Benefits (Detail)                               
43: R86         Equity Income (Loss) of Affiliates - Equity Income  HTML     61K 
                (Loss) of Affiliates (Detail)                                    
46: R87         Equity Income (Loss) of Affiliates - Additional     HTML     73K 
                Information (Detail)                                             
155: R88         Discontinued Operations - Additional Information    HTML     59K  
                (Detail)                                                         
38: R89         Net Income (Loss) Attributable to Noncontrolling    HTML     63K 
                Interests - Disclosure of Net Income (Loss)                      
                Attributable to Noncontrolling Interests (Detail)                
119: R90         Net Income (Loss) Attributable to Noncontrolling    HTML     65K  
                Interests - Additional Information (Detail)                      
110: R91         Net Income (Loss) Attributable to Noncontrolling    HTML     60K  
                Interests - Summary of Assets and Liabilities                    
                inclusive of Deferred Tax Assets and Deferred Tax                
                Liabilities (Detail)                                             
140: R92         Newmont Equity and Income (Loss) Per Share -        HTML    131K  
                Summary of Income (Loss) per Common Share, Basic                 
                and Diluted (Detail)                                             
109: R93         Newmont Equity and Income (Loss) Per Share -        HTML     89K  
                Additional Information (Detail)                                  
89: R94         Employee Related Benefits - Current and Long-Term   HTML     88K 
                Employee-Related Benefits (Detail)                               
148: R95         Employee Related Benefits - Benefit Obligations     HTML    131K  
                and Assets (Detail)                                              
85: R96         Employee Related Benefits - Net Pension Amounts     HTML     88K 
                Recognized in the Consolidated Balance Sheets                    
                (Detail)                                                         
54: R97         Employee Related Benefits - Employee Pension and    HTML     79K 
                Other Benefit Plans (Detail)                                     
100: R98         Employee Related Benefits - Components Recognized   HTML     80K  
                in Other Comprehensive Income (Loss) (Detail)                    
93: R99         Employee Related Benefits - Additional Information  HTML    140K 
                (Detail)                                                         
71: R100        Employee Related Benefits - Significant             HTML     83K 
                Assumptions (Detail)                                             
169: R101        Employee Related Benefits - Asset Allocation        HTML     63K  
                (Detail)                                                         
138: R102        Employee Related Benefits - Fair Value of Plan      HTML     66K  
                Assets (Detail)                                                  
108: R103        Employee Related Benefits - Effect of One           HTML     58K  
                Percentage Point Change in Assumed Health Care                   
                Cost Trend Rates (Detail)                                        
30: R104        Stock Based Compensation - Additional Information   HTML    124K 
                (Detail)                                                         
150: R105        Stock Based Compensation - Black-Scholes            HTML     61K  
                Option-Pricing Model Assumptions (Detail)                        
159: R106        Stock Based Compensation - Stock Options Activity   HTML     81K  
                (Detail)                                                         
152: R107        Stock Based Compensation - Stock Options            HTML    104K  
                Outstanding and Exercisable (Detail)                             
104: R108        Stock Based Compensation - Stock Options Vested     HTML     54K  
                (Detail)                                                         
40: R109        Stock Based Compensation - Stock Option and Other   HTML     63K 
                Stock Based Compensation (Detail)                                
129: R110        Fair Value Accounting - Fair Value Measurement of   HTML    100K  
                Assets and Liabilities (Detail)                                  
58: R111        Fair Value Accounting - Additional Information      HTML     58K 
                (Detail)                                                         
21: R112        Fair Value Accounting - Fair Value Inputs Assets    HTML     99K 
                Liabilities Quantitative Information (Detail)                    
87: R113        Fair Value Accounting - Changes in the Fair Value   HTML     81K 
                of the Company's Level 3 Financial Assets and                    
                Liabilities (Detail)                                             
79: R114        Derivative Instruments - Foreign Currency           HTML     72K 
                Derivative Contracts Outstanding (Detail)                        
146: R115        Derivative Instruments - Additional Information     HTML     76K  
                (Detail)                                                         
63: R116        Derivative Instruments - Diesel Derivative          HTML     67K 
                Contracts Outstanding (Detail)                                   
163: R117        Derivative Instruments - Fair Values of Derivative  HTML     85K  
                Instruments Designated as Hedges (Detail)                        
34: R118        Derivative Instruments - Location and Amount of     HTML     78K 
                Gains (Losses) Reported in Condensed Consolidated                
                Financial Statements (Detail)                                    
114: R119        Investments - Investment in Marketable Securities   HTML    146K  
                (Detail)                                                         
135: R120        Investments - Additional Information (Detail)       HTML     81K  
24: R121        Investments - Gross Unrealized Losses and Fair      HTML     82K 
                Value of the Company's Investments (Detail)                      
111: R122        Inventories - Summary of Inventories (Detail)       HTML     61K  
101: R123        Inventories - Additional Information (Detail)       HTML     70K  
27: R124        Stockpiles and Ore on Leach Pads - Stockpiles and   HTML     58K 
                Ore on Leach Pads (Detail)                                       
116: R125        Stockpiles and Ore on Leach Pads - Stockpiles and   HTML     84K  
                Ore on Leach Pads, by Segment (Detail)                           
165: R126        Stockpiles and Ore on Leach Pads - Additional       HTML     83K  
                Information (Detail)                                             
35: R127        Other Assets - Other Assets (Detail)                HTML    101K 
65: R128        Property, Plant and Mine Development - Property,    HTML    126K 
                Plant and Mine Development (Detail)                              
141: R129        Property, Plant and Mine Development - Additional   HTML     70K  
                Information (Detail)                                             
164: R130        Debt - Long-term Debt (Detail)                      HTML    110K  
96: R131        Debt - Additional Information (Detail)              HTML    254K 
112: R132        Debt - Convertible Senior Notes (Detail)            HTML     69K  
36: R133        Other Liabilities - Other Liabilities (Detail)      HTML    113K 
41: R134        Reclassifications Out of Accumulated Other          HTML     95K 
                Comprehensive Income (Loss) - Schedule of                        
                Reclassifications Out of Accumulated Other                       
                Comprehensive Income (Loss) (Detail)                             
86: R135        Reclassifications Out of Accumulated Other          HTML    120K 
                Comprehensive Income (Loss) - Components of                      
                Accumulated Other Comprehensive Income (Loss)                    
                (Detail)                                                         
67: R136        Net Change in Operating Assets and Liabilities -    HTML     73K 
                Net Cash Provided from Operations Attributable to                
                Net Change in Operating Assets and Liabilities                   
                (Detail)                                                         
132: R137        Supplemental Cash Flow Information - Supplemental   HTML     55K  
                Cash Flow Information (Detail)                                   
90: R138        Supplemental Cash Flow Information - Additional     HTML     65K 
                Information (Detail)                                             
62: R139        Operating Lease Commitments (Detail)                HTML     72K 
91: R140        Condensed Consolidating Financial Statements -      HTML     48K 
                Additional Information (Detail)                                  
50: R141        Condensed Consolidating Financial Statements -      HTML    370K 
                Condensed Consolidating Statement of Operation                   
                (Detail)                                                         
20: R142        Condensed Consolidating Financial Statements -      HTML    261K 
                Condensed Consolidating Statement of Cash Flows                  
                (Detail)                                                         
143: R143        Condensed Consolidating Financial Statements -      HTML    325K  
                Condensed Consolidating Balance Sheet (Detail)                   
123: R144        Commitments and Contingencies - Additional          HTML    197K  
                Information (Detail)                                             
44: R145        Unaudited Supplementary Data (Detail)               HTML    144K 
113: R146        Unaudited Supplementary Data - Additional           HTML    102K  
                Information (Detail)                                             
95: R147        Valuation and Qualifying Accounts (Detail)          HTML     68K 
162: XML         IDEA XML File -- Filing Summary                      XML    265K  
25: EXCEL       IDEA Workbook of Financial Reports                  XLSX    573K 
66: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS  14.93M 
13: EX-101.INS  XBRL Instance -- nem-20141231                        XML  17.52M 
15: EX-101.CAL  XBRL Calculations -- nem-20141231_cal                XML    402K 
16: EX-101.DEF  XBRL Definitions -- nem-20141231_def                 XML   1.49M 
17: EX-101.LAB  XBRL Labels -- nem-20141231_lab                      XML   2.60M 
18: EX-101.PRE  XBRL Presentations -- nem-20141231_pre               XML   2.37M 
14: EX-101.SCH  XBRL Schema -- nem-20141231                          XSD    405K 
154: ZIP         XBRL Zipped Folder -- 0001564590-15-000777-xbrl      Zip    560K  


‘EX-95’   —   Mine-Safety Disclosure


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Exhibit 95

Mine Safety Disclosure

The following disclosures are provided pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Act”) and Item 104 of Regulation S-K, which requires certain disclosures by companies required to file periodic reports under the Securities Exchange Act of 1934, as amended, that operate mines regulated under the Federal Mine Safety and Health Act of 1977 (the “Mine Act”). The disclosures reflect our U.S. mining operations only as the requirements of the Act and Item 104 of Regulation S-K do not apply to our mines operated outside the United States.

Mine Safety Information. Whenever the Federal Mine Safety and Health Administration (“MSHA”) believes a violation of the Mine Act, any health or safety standard or any regulation has occurred, it may issue a citation which describes the alleged violation and fixes a time within which the U.S. mining operator (e.g. our subsidiary, Newmont USA Limited) must abate the alleged violation. In some situations, such as when MSHA believes that conditions pose a hazard to miners, MSHA may issue an order removing miners from the area of the mine affected by the condition until the alleged hazards are corrected. When MSHA issues a citation or order, it generally proposes a civil penalty, or fine, as a result of the alleged violation, that the operator is ordered to pay. Citations and orders can be contested and appealed, and as part of that process, are often reduced in severity and amount, and are sometimes dismissed. The number of citations, orders and proposed assessments vary depending on the size and type (underground or surface) of the mine as well as by the MSHA inspector(s) assigned.

The below table reflects citations and orders issued to us by MSHA during the year ended December 31, 2014. The proposed assessments for the year ended December 31, 2014 were taken from the MSHA data retrieval system as of January 7, 2015.

Additional information about the Act and MSHA references used in the table follows.

·

Section 104(a) S&S Citations: Citations received from MSHA under section 104(a) of the Mine Act for violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a mine safety or health hazard.

·

Section 104(b) Orders: Orders issued by MSHA under section 104(b) of the Mine Act, which represents a failure to abate a citation under section 104(a) within the period of time prescribed by MSHA. This results in an order of immediate withdrawal from the area of the mine affected by the condition until MSHA determines that the violation has been abated.

·

Section 104(d) S&S Citations and Orders: Citations and orders issued by MSHA under section 104(d) of the Mine Act for unwarrantable failure to comply with mandatory, significant and substantial health or safety standards.

·

Section 110(b)(2) Violations: Flagrant violations issued by MSHA under section 110(b)(2) of the Mine Act.

·

Section 107(a) Orders: Orders issued by MSHA under section 107(a) of the Mine Act for situations in which MSHA determined an “imminent danger” (as defined by MSHA) existed.

 


 

 

Mine (1)

 

Section

104(a) S&S

Citations (2)

 

 

Section

104(b)

Orders

 

 

Section

104(d) S&S

Citations

and

Orders (2)

 

 

Section

110(b)(2)

Violations

 

 

Section

107(a)

Orders

 

 

($ in millions)

Proposed

MSHA

Assessments (3)

 

 

Fatalities

 

Chukar

 

 

1

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

$

-

 

 

 

-

 

Emigrant

 

 

1

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

$

-

 

 

 

-

 

Exodus

 

 

2

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

$

-

 

 

 

-

 

Genesis

 

 

8

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

$

-

 

 

 

-

 

Leeville

 

 

27

 

 

 

-

 

 

 

1

 

 

 

-

 

 

 

-

 

 

$

-

 

 

 

-

 

Lone Tree

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

$

-

 

 

 

-

 

Midas

 

 

5

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

$

-

 

 

 

-

 

Mill 6

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

$

-

 

 

 

-

 

Pete Bajo

 

 

1

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

$

-

 

 

 

-

 

Phoenix

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

$

-

 

 

 

-

 

South Area

 

 

7

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

$

-

 

 

 

-

 

Twin Creeks

 

 

2

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

$

-

 

 

 

-

 

Vista

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

$

-

 

 

 

-

 

TOTAL

 

 

54

 

 

 

-

 

 

 

1

 

 

 

-

 

 

 

-

 

 

$

-

 

 

 

-

 

 

(1)

The definition of a mine under section 3 of the Mine Act includes the mine, as well as other items used in, or to be used in, or resulting from, the work of extracting minerals, such as land, structures, facilities, equipment, machines, tools and minerals preparation facilities. Unless otherwise indicated, any of these other items associated with a single mine have been aggregated in the totals for that mine. MSHA assigns an identification number to each mine and may or may not assign separate identification numbers to related facilities such as preparation facilities. We are providing the information in the table by mine rather than MSHA identification number because that is how we manage and operate our mining business and we believe this presentation will be more useful to investors than providing information based on MSHA identification numbers.

(2)

54 Section 104(a) S&S Citations and 1 Section 104(d) S&S Citations and Orders were subject to contest as of December 31, 2014.

(3)

Represents the total dollar value of the proposed assessment from MSHA under the Mine Act pursuant to the citations and/or orders preceding such dollar value in the corresponding row. No proposed assessments of the orders or citations listed above had yet been posted to the MSHA data retrieval system or made available to the Company by MSHA as of January 7, 2015.

Pattern or Potential Pattern of Violations. During the year ended December 31, 2014, none of the mines operated by us received written notice from MSHA of (a) a pattern of violations of mandatory health or safety standards that are of such nature as could have significantly and substantially contributed to the cause and effect of mine health or safety hazards under section 104(e) of the Mine Act or (b) the potential to have such a pattern.

Pending Legal Actions. The following table reflects pending legal actions before the Federal Mine Safety and Health Review Commission (the “Commission”), an independent adjudicative agency that provides administrative trial and appellate review of legal disputes arising under the Mine Act, at December 31, 2014, together with the number of legal actions instituted and the number of legal actions resolved during the fiscal year-ended December 31, 2014.

 


 

 

Mine (1)

 

Pending Legal

Actions as of

Last Day of Period (2)

 

 

Legal Actions

Instituted During

Period

 

 

Legal Actions

Resolved During

Period

 

Chukar

 

 

1

 

 

 

1

 

 

 

-

 

Emigrant

 

 

1

 

 

 

1

 

 

 

-

 

Exodus

 

 

2

 

 

 

3

 

 

 

2

 

Genesis

 

 

2

 

 

 

3

 

 

 

3

 

Leeville

 

 

4

 

 

 

5

 

 

 

6

 

Lone Tree

 

 

-

 

 

 

-

 

 

 

-

 

Midas

 

 

1

 

 

 

-

 

 

 

3

 

Mill 6

 

 

-

 

 

 

-

 

 

 

-

 

Pete Bajo

 

 

-

 

 

 

-

 

 

 

1

 

Phoenix

 

 

-

 

 

 

1

 

 

 

3

 

South Area

 

 

-

 

 

 

5

 

 

 

9

 

Twin Creeks

 

 

-

 

 

 

-

 

 

 

-

 

Vista

 

 

-

 

 

 

-

 

 

 

-

 

TOTAL

 

 

11

 

 

 

19

 

 

 

27

 

 

(1)

The definition of a mine under section 3 of the Mine Act includes the mine, as well as other items used in, or to be used in, or resulting from, the work of extracting minerals, such as land, structures, facilities, equipment, machines, tools and minerals preparation facilities. Unless otherwise indicated, any of these other items associated with a single mine have been aggregated in the totals for that mine. MSHA assigns an identification number to each mine and may or may not assign separate identification numbers to related facilities such as preparation facilities. We are providing the information in the table by mine rather than MSHA identification number because that is how we manage and operate our mining business and we believe this presentation will be more useful to investors than providing information based on MSHA identification numbers.

(2)

The foregoing list includes legal actions which were initiated prior to the current reporting period and which do not necessarily relate to citations, orders or proposed assessments issued by MSHA during the year ended December 31, 2014. The number of legal actions noted above are reported on a per docket basis as of the last day of the reporting period (at December 31, 2014).

Legal actions pending before the Commission may involve, among other questions, challenges by operators to citations, orders and penalties they have received from MSHA or complaints of discrimination by miners under section 105 of the Mine Act. The following is a brief description of the types of legal actions that may be brought before the Commission.

·

Contests of Citations and Orders: A contest proceeding may be filed with the Commission by operators, miners or miners’ representatives to challenge the issuance of a citation or order issued by MSHA.

·

Contests of Proposed Penalties (Petitions for Assessment of Penalties): A contest of a proposed penalty is an administrative proceeding before the Commission challenging a civil penalty that MSHA has proposed for the alleged violation contained in a citation or order. The validity of the citation may also be challenged in this proceeding as well.

·

Complaints for Compensation: A complaint for compensation may be filed with the Commission by miners entitled to compensation when a mine is closed by certain withdrawal orders issued by MSHA. The purpose of the proceeding is to determine the amount of compensation, if any, due miners idled by the orders.

·

Complaints of Discharge, Discrimination or Interference: A discrimination proceeding is a case that involves a miner’s allegation that he or she has suffered a wrong by the operator because he or she engaged in some type of activity protected under the Mine Act, such as making a safety complaint.

·

Applications for Temporary Relief: An application for temporary relief from any modification or termination of any order or from any order issued under section 104 of the Mine Act.

·

Appeals of Judges' Decisions or Orders to the Commission: A filing with the Commission of a petition for discretionary review of a Judge's decision or order by a person who has been adversely affected or aggrieved by such decision or order.

 


 

The following table reflects the types of legal actions pending before the Commission at December 31, 2014.

 

Mine (1)

 

Contests of

Citations and

Orders

 

 

Contests of

Proposed

Penalties (2)

 

 

Complaints for

Compensation

 

 

Complaints of

Discharge,

Discrimination or

Interference

 

 

Applications

for Temporary

Relief

 

 

Appeals of

Judges'

Decisions or

Orders to the

Commission

 

Chukar

 

 

-

 

 

 

1

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Emigrant

 

 

-

 

 

 

1

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Exodus

 

 

-

 

 

 

2

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Genesis

 

 

-

 

 

 

2

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Leeville

 

 

1

 

 

 

3

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Lone Tree

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Midas

 

 

-

 

 

 

1

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

1

 

Mill 6

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Pete Bajo

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Phoenix

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

South Area

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Twin Creeks

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

Vista

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

-

 

TOTAL

 

 

1

 

 

 

10

 

 

 

-

 

 

 

-

 

 

 

-

 

 

 

1

 

 

(1)

The definition of a mine under section 3 of the Mine Act includes the mine, as well as other items used in, or to be used in, or resulting from, the work of extracting minerals, such as land, structures, facilities, equipment, machines, tools and minerals preparation facilities. Unless otherwise indicated, any of these other items associated with a single mine have been aggregated in the totals for that mine. MSHA assigns an identification number to each mine and may or may not assign separate identification numbers to related facilities such as preparation facilities. We are providing the information in the table by mine rather than MSHA identification number because that is how we manage and operate our mining business and we believe this presentation will be more useful to investors than providing information based on MSHA identification numbers.

(2)

The number of contests of proposed penalties noted above is reported on a per docket basis. If presented on a per citation basis the number of contests of proposed penalties would be Chukar:1; Emigrant: 1; Exodus: 4; Genesis: 3; Leeville: 12 and Midas: 1.

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed as of:2/20/158-K
Filed on:2/19/158-K
1/7/15
For Period end:12/31/1411-K,  ARS,  SD
 List all Filings 


7 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/29/24  Newmont Corp./DE                  10-K       12/31/23  175:218M
 2/23/23  Newmont Corp./DE                  10-K       12/31/22  167:44M
 7/28/22  Newmont Corp./DE                  10-K/A     12/31/21   18:3M
 2/24/22  Newmont Corp./DE                  10-K       12/31/21  173:90M
 2/18/21  Newmont Corp./DE                  10-K       12/31/20  185:32M
 5/27/15  SEC                               UPLOAD9/24/17    1:34K  Newmont Corp./DE
 4/14/15  SEC                               UPLOAD9/24/17    1:161K Newmont Corp./DE
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