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Solarcity Corp – ‘10-Q’ for 6/30/15 – ‘EX-10.16E’

On:  Thursday, 7/30/15, at 6:03am ET   ·   For:  6/30/15   ·   Accession #:  1564590-15-5816   ·   File #:  1-35758

Previous ‘10-Q’:  ‘10-Q’ on 5/6/15 for 3/31/15   ·   Next:  ‘10-Q’ on 10/30/15 for 9/30/15   ·   Latest:  ‘10-Q’ on 11/9/16 for 9/30/16   ·   6 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/30/15  Solarcity Corp                    10-Q        6/30/15   87:18M                                    ActiveDisclosure/FA

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML   1.01M 
 2: EX-10.10K   Material Contract                                   HTML     82K 
 3: EX-10.16E   Material Contract                                   HTML     36K 
 4: EX-10.19    Material Contract                                   HTML    948K 
 5: EX-10.19A   Material Contract                                   HTML     45K 
 6: EX-10.19B   Material Contract                                   HTML   1.00M 
 7: EX-31.1     Certification -- §302 - SOA'02                      HTML     32K 
 8: EX-31.2     Certification -- §302 - SOA'02                      HTML     32K 
 9: EX-32.1     Certification -- §906 - SOA'02                      HTML     29K 
10: EX-32.2     Certification -- §906 - SOA'02                      HTML     29K 
60: R1          Document and Entity Information                     HTML     47K 
47: R2          Condensed Consolidated Balance Sheets               HTML    171K 
58: R3          Condensed Consolidated Balance Sheets               HTML    100K 
                (Parenthetical)                                                  
62: R4          Condensed Consolidated Statements of Operations     HTML    108K 
                (Unaudited)                                                      
81: R5          Condensed Consolidated Statements of Cash Flows     HTML    161K 
49: R6          Organization                                        HTML     32K 
57: R7          Summary of Significant Accounting Policies and      HTML    193K 
                Procedures                                                       
43: R8          Goodwill and Intangible Assets                      HTML    319K 
33: R9          Selected Balance Sheet Components                   HTML    163K 
82: R10         Indebtedness                                        HTML    398K 
64: R11         VIE Arrangements                                    HTML    250K 
63: R12         Financing Obligations                               HTML     35K 
69: R13         Redeemable Noncontrolling Interests in              HTML     43K 
                Subsidiaries                                                     
70: R14         Equity                                              HTML     85K 
67: R15         Equity Award Plans                                  HTML    266K 
71: R16         Income Taxes                                        HTML     37K 
59: R17         Related Party Transactions                          HTML    102K 
61: R18         Commitments and Contingencies                       HTML     52K 
66: R19         Basic and Diluted Net Loss Per Share                HTML    120K 
87: R20         Subsequent Events                                   HTML     30K 
77: R21         Summary of Significant Accounting Policies and      HTML    227K 
                Procedures (Policies)                                            
53: R22         Summary of Significant Accounting Policies and      HTML    166K 
                Procedures (Tables)                                              
65: R23         Goodwill and Intangible Assets (Tables)             HTML    318K 
55: R24         Selected Balance Sheet Components (Tables)          HTML    163K 
25: R25         Indebtedness (Tables)                               HTML    358K 
78: R26         VIE Arrangements (Tables)                           HTML    246K 
84: R27         Redeemable Noncontrolling Interests in              HTML     40K 
                Subsidiaries (Tables)                                            
37: R28         Equity (Tables)                                     HTML     79K 
36: R29         Equity Award Plans (Tables)                         HTML    266K 
40: R30         Related Party Transactions (Tables)                 HTML     99K 
41: R31         Basic and Diluted Net Loss Per Share (Tables)       HTML    121K 
44: R32         Organization - Additional Information (Detail)      HTML     29K 
23: R33         Summary of Significant Accounting Policies and      HTML     94K 
                Procedures - Additional Information (Detail)                     
75: R34         Summary of Significant Accounting Policies and      HTML     52K 
                Procedures - Assets and Liabilities Carried at                   
                Fair Value on Recurring Basis (Detail)                           
51: R35         Summary of Significant Accounting Policies and      HTML     32K 
                Procedures - Summary of the Activity of the Level                
                3 Contingent Consideration (Detail)                              
54: R36         Summary of Significant Accounting Policies and      HTML     40K 
                Procedures - Schedule of Estimated Fair Values and               
                Carrying Values (Detail)                                         
28: R37         Summary of Significant Accounting Policies and      HTML     35K 
                Procedures - Summary of MyPower Deferred Revenue                 
                Activity (Detail)                                                
86: R38         Summary of Significant Accounting Policies and      HTML     34K 
                Procedures - Summary of MyPower Deferred Cost                    
                Activity (Detail)                                                
17: R39         Summary of Significant Accounting Policies and      HTML     30K 
                Procedures - Summary of MyPower Deferred Cost                    
                Activity (Parenthetical) (Detail)                                
45: R40         Summary of Significant Accounting Policies and      HTML     35K 
                Procedures - Schedule of Changes in Accrued                      
                Warranty Balance (Detail)                                        
80: R41         Goodwill and Intangible Assets - Summary of         HTML     68K 
                Intangible Assets (Detail)                                       
27: R42         Goodwill and Intangible Assets - Amortization       HTML     40K 
                Expense for Identifiable Purchased Intangible                    
                Assets (Detail)                                                  
35: R43         Goodwill and Intangible Assets - Additional         HTML     32K 
                Information (Detail)                                             
39: R44         Goodwill and Intangible Assets - Summary of         HTML     52K 
                Expected Future Amortization Expense for                         
                Intangible Assets (Detail)                                       
48: R45         Selected Balance Sheet Components - Components of   HTML    101K 
                Condensed Consolidated Balance Sheet (Detail)                    
22: R46         Selected Balance Sheet Components - Components of   HTML     35K 
                Condensed Consolidated Balance Sheet                             
                (Parenthetical) (Detail)                                         
32: R47         Indebtedness - Summary of Debt (Detail)             HTML    135K 
19: R48         Indebtedness - Additional Information (Detail)      HTML    248K 
79: R49         VIE Arrangements - Summary of Number of Current     HTML     51K 
                VIE Funds by Classification of Investor, the                     
                Carrying Value, Total Investor Contributions                     
                Received and Undrawn Investor Contributions                      
                (Detail)                                                         
26: R50         VIE Arrangements - Additional Information (Detail)  HTML     42K 
76: R51         VIE Arrangements - Carrying Values of Assets and    HTML    112K 
                Liabilities of Subsidiary in Consolidated Balance                
                Sheets (Detail)                                                  
29: R52         Financing Obligations - Additional Information      HTML     32K 
                (Detail)                                                         
46: R53         Redeemable Noncontrolling Interests in              HTML     46K 
                Subsidiaries - Activity of Redeemable                            
                Noncontrolling Interests in Subsidiaries (Detail)                
18: R54         Equity - Schedule of Changes in Total               HTML     54K 
                Stockholders' Equity and Noncontrolling Interests                
                (Detail)                                                         
21: R55         Equity Award Plans - Additional Information         HTML     75K 
                (Detail)                                                         
38: R56         Equity Award Plans - Summary of Stock Option        HTML     79K 
                Activity (Detail)                                                
24: R57         Equity Award Plans - Summary of Stock Option        HTML     30K 
                Activity (Parenthetical) (Detail)                                
83: R58         Equity Award Plans - Summary of Fair Value of       HTML     39K 
                Stock Options Granted Using Weighted-Average                     
                Assumptions (Detail)                                             
50: R59         Equity Award Plans - Summary of RSU Activity        HTML     54K 
                (Detail)                                                         
68: R60         Equity Award Plans - Summary of Stock-Based         HTML     40K 
                Compensation Expense Capitalized (Detail)                        
31: R61         Equity Award Plans - Summary of Stock-Based         HTML     41K 
                Compensation Expense Recognized (Detail)                         
34: R62         Income Taxes - Additional Information (Detail)      HTML     35K 
74: R63         Related Party Transactions - Components of Related  HTML     39K 
                Party Transactions (Detail)                                      
72: R64         Related Party Transactions - Summary of Related     HTML     43K 
                Party Balances (Detail)                                          
52: R65         Commitments and Contingencies - Additional          HTML     70K 
                Information (Detail)                                             
73: R66         Basic and Diluted Net Loss per Share - Computation  HTML     54K 
                of Company's Basic and Diluted Net Loss Per Share                
                (Detail)                                                         
30: R67         Basic and Diluted Net Loss per Share - Schedule of  HTML     39K 
                Weighted-Average Outstanding Shares of Common                    
                Stock Equivalents Excluded from Computation of                   
                Diluted Net Loss Per Share (Detail)                              
56: R68         Subsequent Events - Additional Information          HTML     36K 
                (Detail)                                                         
85: XML         IDEA XML File -- Filing Summary                      XML    151K 
20: EXCEL       IDEA Workbook of Financial Reports                  XLSX     98K 
11: EX-101.INS  XBRL Instance -- scty-20150630                       XML   4.72M 
13: EX-101.CAL  XBRL Calculations -- scty-20150630_cal               XML    215K 
14: EX-101.DEF  XBRL Definitions -- scty-20150630_def                XML    739K 
15: EX-101.LAB  XBRL Labels -- scty-20150630_lab                     XML   1.37M 
16: EX-101.PRE  XBRL Presentations -- scty-20150630_pre              XML   1.08M 
12: EX-101.SCH  XBRL Schema -- scty-20150630                         XSD    208K 
42: ZIP         XBRL Zipped Folder -- 0001564590-15-005816-xbrl      Zip    230K 


‘EX-10.16E’   —   Material Contract


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 <!   C: 

Exhibit 10.16e

 

FIFTH AMENDMENT TO AMENDED AND RESTATED AGREEMENT FOR RESEARCH & DEVELOPMENT ALLIANCE ON

TRIEX MODULE TECHNOLOGY

 

This FIFTH AMENDMENT TO AMENDED AND RESTATED AGREEMENT FOR RESEARCH & DEVELOPMENT ALLIANCE ON TRIEX MODULE TECHNOLOGY (this “Amendment”) is effective as of June 30, 2015 (the “Effective Date”) and is by and between THE RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW YORK (“FOUNDATION”), a non-profit educational corporation existing under the laws of the State of New York, having an office located at 257 Fuller Road, Albany, New York 12203, on behalf of the Colleges of Nanoscale Science and Engineering of the State University of New York Polytechnic Institute), and SILEVO, LLC (“SILEVO”), a Delaware corporation with its principal office located at 45655 Northport Loop East, Fremont, California 94555. FOUNDATION and SILEVO are each referred to herein sometimes individually as a “Party” or, collectively, as “Parties.”

 

I. RECITALS

 

I.1.FOUNDATION and SILEVO entered into that certain Amended and Restated Agreement for Research & Development Alliance on Triex Module Technology effective as of September 2, 2014, as amended by a First Amendment thereto effective as of October 31, 2014, a Second Amendment thereto effective as of December 15, 2014, a Third Amendment thereto effective as of February 12, 2015 and a Fourth Amendment thereto effective as of March 30, 2015 (as amended, the “Agreement”).

 

I.2.The parties wish to amend the terms of Section 19.14 of the Agreement as set forth in this Amendment.

 

THEREFORE, in consideration of the mutual promises and covenants contained in this Amendment and other good and valuable consideration, the receipt and sufficiency of which hereby are acknowledged, and intending to be legally bound hereby, the Parties agree as follows:

 

II.   DEFINED TERMS

 

In addition to the terms defined elsewhere in this Amendment, capitalized terms that are used but not defined herein shall have the meanings ascribed to such terms in the Agreement.

 

III.   AMENDMENTS

 

Section 19.14 is amended by deleting the reference to June 30, 2015 and replacing it with August 31, 2015.

 

 

IV. MISCELLANEOUS  

 

  

No amendment or modification of this Amendment shall be valid or binding upon the Parties unless in a writing executed by both of the Parties.  This Amendment, together with the Agreement, is the complete and exclusive statement of the agreement of the Parties in respect of the subject matter described in this Amendment and shall supersede all prior and contemporaneous agreements, communications,

 


 

representations, and understandings, either oral or written, between the Parties or any officers, agents or representatives thereof.  This Amendment may be signed in one or more counterparts, each of which shall be deemed to be an original and all of which when taken together shall constitute the same Amendment.  Any signed copy of this Amendment made by photocopy, facsimile or PDF Adobe format shall be considered an original.  Except as amended and/or modified by this Amendment, the Agreement is hereby ratified and confirmed and the Agreement and all other terms thereof shall remain in full force and effect, unaltered and unchanged by this Amendment.  In the event of any conflict between the provisions of this Amendment and the provisions of the Agreement, the provisions of this Amendment shall prevail.  Whether or not specifically amended by this Amendment, all of the terms and provisions of the Agreement are hereby amended to the extent necessary to give effect to the purpose and intent of this Amendment.  

 

IN WITNESS WHEREOF, the Parties hereto have caused this Amendment to be executed and delivered by their duly authorized representatives as of the Effective Date.

 

THE RESEARCH FOUNDATION FOR  

THE STATE UNIVERSITY OF NEW YORK  

 

By:   /s/Christine Waller

Name: Christine Waller  

Title: Operations Manager  

 

 

 

SILEVO, LLC

 

By:   /s/ Zheng Zu

Name: Zheng Zu

Title:  CEO, Silevo LLC

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-Q’ Filing    Date    Other Filings
8/31/15424B5,  8-K
Filed on:7/30/15
For Period end:6/30/15
3/30/15424B5,  8-K,  FWP
2/12/15
12/15/14
10/31/14
9/2/144
 List all Filings 


6 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/29/24  Tesla, Inc.                       10-K       12/31/23  116:14M                                    Workiva Inc Wde… FA01/FA
 1/31/23  Tesla, Inc.                       10-K       12/31/22  125:30M                                    Donnelley … Solutions/FA
 5/02/22  Tesla, Inc.                       10-K/A     12/31/21   12:2.6M                                   ActiveDisclosure/FA
 2/07/22  Tesla, Inc.                       10-K       12/31/21  131:28M                                    Donnelley … Solutions/FA
 4/30/21  Tesla, Inc.                       10-K/A     12/31/20   12:2.3M                                   ActiveDisclosure/FA
 2/08/21  Tesla, Inc.                       10-K       12/31/20  149:31M                                    ActiveDisclosure/FA
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Filing Submission 0001564590-15-005816   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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