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First American Financial Corp – ‘10-K’ for 12/31/16 – ‘EX-32.A’

On:  Friday, 2/17/17, at 2:45pm ET   ·   For:  12/31/16   ·   Accession #:  1564590-17-1755   ·   File #:  1-34580

Previous ‘10-K’:  ‘10-K’ on 2/19/16 for 12/31/15   ·   Next:  ‘10-K’ on 2/16/18 for 12/31/17   ·   Latest:  ‘10-K’ on 2/21/24 for 12/31/23   ·   1 Reference:  By:  First American Financial Corp. – ‘10-K’ on 2/17/21 for 12/31/20

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/17/17  First American Financial Corp     10-K       12/31/16  150:26M                                    ActiveDisclosure/FA

Annual Report   —   Form 10-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report -- faf-10k_20161231                   HTML   1.82M 
 9: EX-10.10    Material Contract                                   HTML     86K 
 2: EX-10.6     Material Contract                                   HTML    415K 
 5: EX-10.6.13  Material Contract                                   HTML     63K 
 3: EX-10.6.4   Material Contract                                   HTML     76K 
 4: EX-10.6.9   Material Contract                                   HTML     99K 
 6: EX-10.7     Material Contract                                   HTML     88K 
 7: EX-10.8     Material Contract                                   HTML     86K 
 8: EX-10.9     Material Contract                                   HTML     86K 
10: EX-21       Subsidiaries List                                   HTML     46K 
11: EX-23       Consent of Experts or Counsel                       HTML     41K 
12: EX-31.A     Certification -- §302 - SOA'02                      HTML     46K 
13: EX-31.B     Certification -- §302 - SOA'02                      HTML     47K 
14: EX-32.A     Certification -- §906 - SOA'02                      HTML     43K 
15: EX-32.B     Certification -- §906 - SOA'02                      HTML     44K 
22: R1          Document and Entity Information                     HTML     71K 
23: R2          Consolidated Balance Sheets                         HTML    150K 
24: R3          Consolidated Balance Sheets (Parenthetical)         HTML     61K 
25: R4          Consolidated Statements of Income                   HTML    111K 
26: R5          Consolidated Statements of Comprehensive Income     HTML     72K 
27: R6          Consolidated Statements of Equity                   HTML     97K 
28: R7          Consolidated Statements of Cash Flows               HTML    159K 
29: R8          Consolidated Statements of Cash Flows               HTML     43K 
                (Parenthetical)                                                  
30: R9          Basis of Presentation and Significant Accounting    HTML    145K 
                Policies                                                         
31: R10         Statutory Restrictions On Investments And           HTML     48K 
                Stockholders' Equity                                             
32: R11         Debt and Equity Securities                          HTML    581K 
33: R12         Property and Equipment                              HTML     60K 
34: R13         Goodwill                                            HTML     66K 
35: R14         Other Intangible Assets                             HTML     76K 
36: R15         Deposits                                            HTML     63K 
37: R16         Reserve for Known and Incurred but Not Reported     HTML    356K 
                Claims                                                           
38: R17         Notes and Contracts Payable                         HTML     80K 
39: R18         Net Investment Income                               HTML     75K 
40: R19         Income Taxes                                        HTML    187K 
41: R20         Earnings Per Share                                  HTML     79K 
42: R21         Employee Benefit Plans                              HTML    275K 
43: R22         Fair Value Measurements                             HTML    353K 
44: R23         Share-Based Compensation Plans                      HTML    104K 
45: R24         Stockholders' Equity                                HTML     50K 
46: R25         Accumulated Other Comprehensive Income (Loss)       HTML    335K 
                ("Aoci")                                                         
47: R26         Commitments and Contingencies                       HTML     58K 
48: R27         Litigation and Regulatory Contingencies             HTML     74K 
49: R28         Business Combinations                               HTML     49K 
50: R29         Segment Financial Information                       HTML    215K 
51: R30         Quarterly Financial Data                            HTML    120K 
52: R31         Summary Of Investments-Other Than Investments In    HTML    123K 
                Related Parties                                                  
53: R32         Condensed Financial Statements (Parent Company)     HTML    237K 
54: R33         Supplementary Insurance Information                 HTML    184K 
55: R34         Reinsurance                                         HTML     86K 
56: R35         Valuation And Qualifying Accounts                   HTML    194K 
57: R36         Basis of Presentation and Significant Accounting    HTML    222K 
                Policies (Policies)                                              
58: R37         Debt and Equity Securities (Tables)                 HTML    584K 
59: R38         Property And Equipment (Tables)                     HTML     59K 
60: R39         Goodwill (Tables)                                   HTML     66K 
61: R40         Other Intangible Assets (Tables)                    HTML     75K 
62: R41         Deposits (Tables)                                   HTML     61K 
63: R42         Reserve for Known and Incurred but Not Reported     HTML    358K 
                Claims (Tables)                                                  
64: R43         Notes and Contracts Payable (Tables)                HTML     75K 
65: R44         Net Investment Income (Tables)                      HTML     77K 
66: R45         Income Taxes (Tables)                               HTML    180K 
67: R46         Earnings Per Share (Tables)                         HTML     76K 
68: R47         Employee Benefit Plans (Tables)                     HTML    271K 
69: R48         Fair Value Measurements (Tables)                    HTML    345K 
70: R49         Share-Based Compensation Plans (Tables)             HTML    102K 
71: R50         Accumulated Other Comprehensive Income (Loss)       HTML    338K 
                ("Aoci") (Tables)                                                
72: R51         Commitments and Contingencies (Tables)              HTML     52K 
73: R52         Segment Financial Information (Tables)              HTML    210K 
74: R53         Quarterly Financial Data (Tables)                   HTML    118K 
75: R54         Basis of Presentation and Significant Accounting    HTML    167K 
                Policies (Narrative) (Detail)                                    
76: R55         Statutory Restrictions on Investments and           HTML     58K 
                Stockholders' Equity (Narrative) (Detail)                        
77: R56         Debt and Equity Securities (Investments in Debt     HTML     76K 
                Securities, Classified as Available-For-Sale)                    
                (Detail)                                                         
78: R57         Debt and Equity Securities (Investments in Equity   HTML     57K 
                Securities, Classified as Available-For-Sale)                    
                (Detail)                                                         
79: R58         Debt and Equity Securities (Narrative) (Detail)     HTML     72K 
80: R59         Debt and Equity Securities (Gross Unrealized        HTML     96K 
                Losses on Investments in Debt and Equity                         
                Securities) (Detail)                                             
81: R60         Debt and Equity Securities (Investments in Debt     HTML    117K 
                Securities) (Detail)                                             
82: R61         Debt and Equity Securities (Composition of          HTML    157K 
                Investment Portfolio by Credit Rating Agencies)                  
                (Detail)                                                         
83: R62         Debt and Equity Securities (Composition of          HTML    128K 
                Investment Portfolio in Unrealized Loss Position                 
                by Credit Rating Agencies) (Detail)                              
84: R63         Property and Equipment (Schedule of Property and    HTML     59K 
                Equipment) (Detail)                                              
85: R64         Goodwill (Carrying Amount of Goodwill by Operating  HTML     55K 
                Segment) (Detail)                                                
86: R65         Other Intangible Assets (Schedule of Other          HTML     63K 
                Intangible Assets) (Detail)                                      
87: R66         Other Intangible Assets (Narrative) (Detail)        HTML     44K 
88: R67         Other Intangible Assets (Estimated Amortization     HTML     53K 
                Expense for Finite-Lived Intangible Assets)                      
                (Detail)                                                         
89: R68         Deposits (Escrow, Savings and Investment            HTML     54K 
                Certificate Accounts) (Detail)                                   
90: R69         Reserve for Known and Incurred but Not Reported     HTML     63K 
                Claims (Activity in Reserve for Known and Incurred               
                but Not Reported Claims) (Detail)                                
91: R70         Reserve for Known and Incurred but Not Reported     HTML     74K 
                Claims (Narrative) (Detail)                                      
92: R71         Reserve for Known and Incurred but Not Reported     HTML     64K 
                Claims (Summary of Loss Reserves) (Detail)                       
93: R72         Reserve for Known and Incurred but Not Reported     HTML    120K 
                Claims - Summary of Incurred and Paid Claims                     
                Development Net of Reinsurance (Detail)                          
94: R73         Reserve for Known and Incurred but Not Reported     HTML     56K 
                Claims - Reconciliation of the Net Incurred and                  
                Paid Claims Development Tables to the Liability                  
                for Claims and Claim Adjustment Expense (Detail)                 
95: R74         Reserve for Known and Incurred but Not Reported     HTML     65K 
                Claims - Schedule of Supplementary Information                   
                about Average Historical Claims (Detail)                         
96: R75         Notes and Contracts Payable (Schedule of Notes and  HTML     67K 
                Contracts Payable) (Detail)                                      
97: R76         Notes and Contracts Payable (Schedule of Notes and  HTML     67K 
                Contracts Payable) (Parenthetical) (Detail)                      
98: R77         Notes and Contracts Payable (Narrative) (Detail)    HTML     71K 
99: R78         Notes and Contracts Payable (Aggregate Annual       HTML     61K 
                Maturities of Notes and Contracts Payable)                       
                (Detail)                                                         
100: R79         Net Investment Income (Schedule of Net Investment   HTML     66K  
                Income) (Detail)                                                 
101: R80         Income Taxes (Narrative) (Detail)                   HTML    114K  
102: R81         Income Taxes - Summary of Tax Expenses (Detail)     HTML     70K  
103: R82         Income Taxes - Schedule of Effective Income Tax     HTML     83K  
                Rate Reconciliation (Detail)                                     
104: R83         Income Taxes - Net Deferred Tax Liability (Detail)  HTML     88K  
105: R84         Income Taxes - Changes In Unrecognized Tax          HTML     49K  
                Benefits (Detail)                                                
106: R85         Earnings Per Share (Schedule of Earnings Per        HTML     74K  
                Share) (Detail)                                                  
107: R86         Earnings Per Share (Narrative) (Detail)             HTML     49K  
108: R87         Employee Benefit Plans (Narrative) (Detail)         HTML     87K  
109: R88         Employee Benefit Plans (Principal Components of     HTML     61K  
                Employee Benefit Plan Expenses) (Detail)                         
110: R89         Employee Benefit Plans (Company's Benefit           HTML    105K  
                Obligations, Assets and Funded Status) (Detail)                  
111: R90         Employee Benefit Plans (Net Periodic Cost)          HTML     60K  
                (Detail)                                                         
112: R91         Employee Benefit Plans (Weighted-Average Actuarial  HTML     50K  
                Assumptions Used to Determine Costs) (Detail)                    
113: R92         Employee Benefit Plans (Weighted-Average Actuarial  HTML     47K  
                Assumptions Used to Determine Benefit Obligations)               
                (Detail)                                                         
114: R93         Employee Benefit Plans (Defined Benefit Pension     HTML     52K  
                Plans Asset Allocation) (Detail)                                 
115: R94         Employee Benefit Plans (Benefit Payments, Expected  HTML     55K  
                Future Service) (Detail)                                         
116: R95         Employee Benefit Plans (Plan Assets at Fair Value)  HTML     77K  
                (Detail)                                                         
117: R96         Fair Value Measurements (Fair Value of Assets       HTML    113K  
                Measured on Recurring Basis) (Detail)                            
118: R97         Fair Value Measurements (Narrative) (Detail)        HTML     45K  
119: R98         Fair Value Measurements (Summary of Changes in      HTML     86K  
                Fair Value of Level 3 Assets Measured on Recurring               
                Basis) (Detail)                                                  
120: R99         Fair Value Measurements (Carrying Amounts and       HTML     71K  
                Estimated Fair Values of Financial Instruments Not               
                Measured at Fair Value) (Detail)                                 
121: R100        Share-Based Compensation Plans (Narrative)          HTML     76K  
                (Detail)                                                         
122: R101        Share-Based Compensation Plans (Expenses            HTML     52K  
                Associated with Share-Based Compensation Plans)                  
                (Detail)                                                         
123: R102        Share-Based Compensation Plans (Summary of RSU      HTML     66K  
                Activity) (Detail)                                               
124: R103        Share-Based Compensation Plans (Summary of Stock    HTML     82K  
                Option Activity) (Detail)                                        
125: R104        Stockholders' Equity (Detail)                       HTML     52K  
126: R105        Accumulated Other Comprehensive Income (Loss)       HTML     83K  
                (Aoci) (Components of Accumulated Other                          
                Comprehensive Income (Loss) (Detail)                             
127: R106        Accumulated Other Comprehensive Income (Loss)       HTML     61K  
                (Accumulated Other Comprehensive Income (Loss)                   
                Allocated to Company and Noncontrolling Interests)               
                (Detail)                                                         
128: R107        Accumulated Other Comprehensive Income (Loss)       HTML     63K  
                (Other Comprehensive Income (Loss)                               
                Reclassification Adjustments) (Detail)                           
129: R108        Accumulated Other Comprehensive Income (Loss)       HTML     73K  
                (Reclassifications Out of AOCI) (Detail)                         
130: R109        Commitments and Contingencies (Future Minimum       HTML     60K  
                Rental Payments) (Detail)                                        
131: R110        Commitments and Contingencies (Narrative) (Detail)  HTML     45K  
132: R111        Business Combinations (Narrative) (Detail)          HTML     44K  
133: R112        Segment Financial Information (Narrative) (Detail)  HTML     51K  
134: R113        Segment Financial Information (Schedule of          HTML     95K  
                Selected Financial Information) (Detail)                         
135: R114        Segment Financial Information (Schedule of Total    HTML     69K  
                Revenues From External Customers And Long-Lived                  
                Assets) (Detail)                                                 
136: R115        Quarterly Financial Data (Detail)                   HTML     73K  
137: R116        Schedule I - Summary Of Investments-Other Than      HTML     85K  
                Investments In Related Parties (Detail)                          
138: R117        Schedule II - Condensed Balance Sheets Parent       HTML    128K  
                Company (Detail)                                                 
139: R118        Schedule II - Condensed Balance Sheets Parent       HTML     60K  
                Company (Parenthetical) (Detail)                                 
140: R119        Schedule II - Condensed Statements Of Income        HTML     80K  
                Parent Company (Detail)                                          
141: R120        Schedule II - Condensed Statements Of               HTML     81K  
                Comprehensive Income Parent Company (Detail)                     
142: R121        Schedule II - Condensed Statements Of Cash Flows    HTML     95K  
                Parent Company (Detail)                                          
143: R122        Schedule II - Notes to Condensed Financial          HTML     46K  
                Statements Parent Company (Detail)                               
144: R123        Schedule III - Balance Sheet Captions (Detail)      HTML     54K  
145: R124        Schedule III - Income Statement Captions (Detail)   HTML     76K  
146: R125        Schedule IV - Reinsurance (Detail)                  HTML     61K  
147: R126        Schedule V - Valuation And Qualifying Accounts      HTML     67K  
                (Detail)                                                         
149: XML         IDEA XML File -- Filing Summary                      XML    286K  
148: EXCEL       IDEA Workbook of Financial Reports                  XLSX    197K  
16: EX-101.INS  XBRL Instance -- faf-20161231                        XML   8.78M 
18: EX-101.CAL  XBRL Calculations -- faf-20161231_cal                XML    415K 
19: EX-101.DEF  XBRL Definitions -- faf-20161231_def                 XML   1.14M 
20: EX-101.LAB  XBRL Labels -- faf-20161231_lab                      XML   2.12M 
21: EX-101.PRE  XBRL Presentations -- faf-20161231_pre               XML   1.90M 
17: EX-101.SCH  XBRL Schema -- faf-20161231                          XSD    295K 
150: ZIP         XBRL Zipped Folder -- 0001564590-17-001755-xbrl      Zip    404K  


‘EX-32.A’   —   Certification — §906 – SOA’02


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 <!   C: 

 

Exhibit 32(a)

Certification pursuant to 18 U.S.C. Section 1350,

as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

In connection with the Form 10-K of First American Financial Corporation (the “Company”) for the period ended December 31, 2016, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Dennis J. Gilmore, chief executive officer of the Company, certify, pursuant to 18 U.S.C. §1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

1) the Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and

2) the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

A signed original of this statement has been provided to the Company and will be retained by the Company and furnished to the Securities and Exchange Commission or its staff upon request.

 

 

 

/s/  DENNIS J. GILMORE

Dennis J. Gilmore

Chief Executive Officer

February 17, 2017

The foregoing certification is being furnished solely to accompany the Report pursuant to 18 U.S.C. § 1350, and is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is not to be incorporated by reference into any filing of the Company, whether made before or after the date hereof, regardless of any general incorporation language in such filing.

 

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:2/17/17
For Period end:12/31/1611-K,  5
 List all Filings 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/17/21  First American Financial Corp.    10-K       12/31/20  158:28M                                    ActiveDisclosure/FA
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Filing Submission 0001564590-17-001755   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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