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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/22/18 Unifi Inc 10-K 6/24/18 156:21M ActiveDisclosure/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 1.54M
3: EX-10.11 Material Contract HTML 95K
4: EX-10.33 Material Contract HTML 57K
2: EX-10.9 Material Contract HTML 66K
5: EX-21.1 Subsidiaries List HTML 55K
6: EX-23.1 Consent of Experts or Counsel HTML 46K
7: EX-31.1 Certification -- §302 - SOA'02 HTML 50K
8: EX-31.2 Certification -- §302 - SOA'02 HTML 50K
9: EX-32.1 Certification -- §906 - SOA'02 HTML 47K
10: EX-32.2 Certification -- §906 - SOA'02 HTML 47K
17: R1 Document And Entity Information HTML 74K
18: R2 Consolidated Balance Sheets HTML 140K
19: R3 Consolidated Balance Sheets (Parenthetical) HTML 54K
20: R4 Consolidated Statements of Income HTML 128K
21: R5 Consolidated Statements of Comprehensive Income HTML 74K
22: R6 Consolidated Statements of Comprehensive Income HTML 48K
(Parenthetical)
23: R7 Consolidated Statements of Shareholders' Equity HTML 131K
24: R8 Consolidated Statements of Cash Flows HTML 160K
25: R9 Background HTML 52K
26: R10 Summary of Significant Accounting Policies HTML 108K
27: R11 Recent Accounting Pronouncements HTML 56K
28: R12 Sale of Renewables HTML 50K
29: R13 Receivables, Net HTML 125K
30: R14 Inventories HTML 74K
31: R15 Other Current Assets HTML 67K
32: R16 Property, Plant and Equipment, Net HTML 121K
33: R17 Intangible Assets, Net HTML 126K
34: R18 Other Non-Current Assets HTML 61K
35: R19 Accrued Expenses HTML 70K
36: R20 Long-Term Debt HTML 150K
37: R21 Other Long-Term Liabilities HTML 64K
38: R22 Income Taxes HTML 383K
39: R23 Shareholders' Equity HTML 83K
40: R24 Stock-Based Compensation HTML 221K
41: R25 Defined Contribution Plan HTML 59K
42: R26 Fair Value of Financial Instruments and HTML 110K
Non-Financial Assets and Liabilities
43: R27 Accumulated Other Comprehensive Loss HTML 172K
44: R28 Computation of Earnings Per Share HTML 120K
45: R29 Other Operating Expense (Income), Net HTML 47K
46: R30 Investments in Unconsolidated Affiliates and HTML 309K
Variable Interest Entities
47: R31 Commitments and Contingencies HTML 163K
48: R32 Related Party Transactions HTML 90K
49: R33 Business Segment Information HTML 499K
50: R34 Quarterly Results (Unaudited) HTML 165K
51: R35 Supplemental Cash Flow Information HTML 64K
52: R36 Significant Accounting Policies (Policies) HTML 190K
53: R37 Summary of Significant Accounting Policies HTML 79K
(Tables)
54: R38 Receivables, Net (Tables) HTML 122K
55: R39 Inventories (Tables) HTML 75K
56: R40 Other Current Assets (Tables) HTML 66K
57: R41 Property, Plant and Equipment, Net (Tables) HTML 126K
58: R42 Intangible Assets, Net (Tables) HTML 128K
59: R43 Other Non-Current Assets (Tables) HTML 60K
60: R44 Accrued Expenses (Tables) HTML 69K
61: R45 Long-Term Debt (Tables) HTML 150K
62: R46 Other Long-Term Liabilities (Tables) HTML 63K
63: R47 Income Taxes (Tables) HTML 374K
64: R48 Shareholders' Equity (Tables) HTML 82K
65: R49 Stock-Based Compensation (Tables) HTML 222K
66: R50 Defined Contribution Plan (Tables) HTML 58K
67: R51 Fair Value of Financial Instruments and HTML 99K
Non-Financial Assets and Liabilities (Tables)
68: R52 Accumulated Other Comprehensive Loss (Tables) HTML 174K
69: R53 Computation of Earnings Per Share (Tables) HTML 120K
70: R54 Investments in Unconsolidated Affiliates and HTML 309K
Variable Interest Entities (Tables)
71: R55 Commitments and Contingencies (Tables) HTML 166K
72: R56 Related Party Transactions (Tables) HTML 91K
73: R57 Business Segment Information (Tables) HTML 513K
74: R58 Quarterly Results (Unaudited) (Tables) HTML 165K
75: R59 Supplemental Cash Flow Information (Tables) HTML 62K
76: R60 Background - Additional Information (Details) HTML 51K
77: R61 Summary of Significant Accounting Policies - HTML 66K
Useful Lives of Property, Plant and Equipment
(Details)
78: R62 Summary of Significant Accounting Policies - HTML 51K
Additional Information (Details)
79: R63 Summary of Significant Accounting Policies - HTML 48K
Schedule of Research and Development Costs
(Details)
80: R64 Summary of Significant Accounting Policies - HTML 47K
Schedule of Advertising Costs (Details)
81: R65 Recent Accounting Pronouncements - Additional HTML 60K
Information (Details)
82: R66 Sale of Renewables - Additional Information HTML 58K
(Details)
83: R67 Receivables, Net - Schedule of Accounts, Notes, HTML 66K
Loans and Financing Receivable (Details)
84: R68 Receivables, Net - Allowance for Credit Losses on HTML 57K
Financing Receivables (Details)
85: R69 Inventories - Inventories Components (Details) HTML 63K
86: R70 Inventories - Additional Information (Details) HTML 46K
87: R71 Other Current Assets - Schedule of Other Current HTML 56K
Assets (Details)
88: R72 Property, Plant and Equipment, Net - PP&E Net HTML 75K
Components (Details)
89: R73 Property, Plant and Equipment, Net - Schedule of HTML 54K
Capital Leased Assets (Details)
90: R74 Property, Plant and Equipment, Net - Schedule of HTML 49K
Depreciation Expense and Repair and Maintenance
Expense (Details)
91: R75 Intangible Assets, Net - Components of Intangible HTML 60K
Assets, Net (Details)
92: R76 Intangible Assets, Net - Additional Information HTML 67K
(Details)
93: R77 Intangible Assets, Net - Amortization Expense for HTML 56K
Intangible Assets (Details)
94: R78 Intangible Assets, Net - Expected Intangible Asset HTML 57K
Amortization (Details)
95: R79 Other Non-Current Assets - Schedule of Other HTML 51K
Assets, Noncurrent (Details)
96: R80 Other Non-Current Assets - Additional Information HTML 61K
(Details)
97: R81 Accrued Expenses - Schedule of Accrued Liabilities HTML 65K
(Details)
98: R82 Long-Term Debt - Long-Term Debt Components HTML 84K
(Details)
99: R83 Long-Term Debt - Long-Term Debt Components HTML 48K
(Details) (Parenthetical)
100: R84 Long-Term Debt - Additional Information (Details) HTML 108K
101: R85 Long-Term Debt - Scheduled Maturities of HTML 81K
Outstanding Debt Obligations (Details)
102: R86 Other Long-Term Liabilities - Other Long-Term HTML 53K
Liabilities Components (Details)
103: R87 Income Taxes - Components of Income before Income HTML 54K
Taxes (Details)
104: R88 Income Taxes - Schedule of (Benefit) Provision for HTML 76K
Income Taxes (Details)
105: R89 Income Taxes - Additional Information (Details) HTML 157K
106: R90 Income Taxes - Reconciliation from Federal HTML 87K
Statutory Tax Rate to Effective Tax Rate (Details)
107: R91 Income Taxes - Deferred Tax Assets and Liabilities HTML 98K
(Details)
108: R92 Income Taxes - Deferred Tax Valuation Allowance HTML 51K
Activities (Details)
109: R93 Income Taxes - Schedule of Components of Deferred HTML 63K
Tax Valuation Allowance (Details)
110: R94 Income Taxes - Reconciliation of Beginning and HTML 58K
Ending Gross Amounts of Unrecognized Tax Benefits
(Details)
111: R95 Shareholders' Equity - Additional Information HTML 49K
(Details)
112: R96 Shareholders' Equity - Repurchases and Retirements HTML 53K
of Common Stock (Details)
113: R97 Stock-Based Compensation - Additional Information HTML 116K
(Details)
114: R98 Stock-Based Compensation - Summary of Number of HTML 70K
Securities Remaining Available for Future Issuance
(Details)
115: R99 Stock-Based Compensation - Stock Option Valuation HTML 56K
Assumptions (Details)
116: R100 Stock-Based Compensation - Summary of Stock Option HTML 93K
Activity (Details)
117: R101 Stock-Based Compensation - Summary of RSU Activity HTML 83K
(Details)
118: R102 Stock-Based Compensation - Stock Based HTML 54K
Compensation Total Cost Charged Against Income
(Details)
119: R103 Defined Contribution Plan - Additional Information HTML 54K
(Details)
120: R104 Defined Contribution Plan - Schedule of Employer HTML 47K
Matching Contribution Expense Related to 401(k)
Plan (Details)
121: R105 Fair Value of Financial Instruments and HTML 109K
Non-Financial Assets and Liabilities - Additional
Information (Details)
122: R106 Fair Value of Financial Instruments and HTML 74K
Non-Financial Assets and Liabilities - Schedule of
Financial Assets and Liabilities of Fair Value on
Recurring Basis (Details)
123: R107 Accumulated Other Comprehensive Loss - Schedule of HTML 60K
Changes in Accumulated Other Comprehensive Loss,
Net of Tax (Details)
124: R108 Accumulated Other Comprehensive Loss - Summary of HTML 75K
Other Comprehensive (Loss) Income (Details)
125: R109 Computation of Earnings Per Share - Computation of HTML 83K
Basic and Diluted Earnings Per Share (Details)
126: R110 Investments in Unconsolidated Affiliates and HTML 102K
Variable Interest Entities - Additional
Information (Details)
127: R111 Investments in Unconsolidated Affiliates and HTML 62K
Variable Interest Entities - Schedule of
Reconciliation Between Share of Underlying Equity
(Details)
128: R112 Investments in Unconsolidated Affiliates and HTML 53K
Variable Interest Entities - Schedule of Raw
Material Purchases under Supply Agreement
(Details)
129: R113 Investments in Unconsolidated Affiliates and HTML 77K
Variable Interest Entities - Schedule of
Unaudited, Condensed Balance Sheet Information for
Unconsolidated Affiliates (Details)
130: R114 Investments in Unconsolidated Affiliates and HTML 81K
Variable Interest Entities - Schedule of
Unaudited, Condensed Income Statement Information
for Unconsolidated Affiliates (Details)
131: R115 Commitments and Contingencies - Additional HTML 48K
Information (Details)
132: R116 Commitments and Contingencies - Schedule of Future HTML 98K
Minimum Capital Lease Payments and Future Minimum
Lease Payments under Non-Cancelable Operating
Leases (Details)
133: R117 Commitments and Contingencies - Schedule of Rental HTML 47K
Expenses Incurred Under Operating Leases and
Included in Operating Income (Details)
134: R118 Commitments and Contingencies - Schedule of HTML 68K
Unconditional Purchase Obligations (Details)
135: R119 Commitments and Contingencies - Schedule of Costs HTML 51K
Incurred Under Purchases and Services Obligations
(Details)
136: R120 Related Party Transactions - Related Party HTML 65K
Receivables and Payables (Details)
137: R121 Related Party Transactions - Additional HTML 49K
Information (Details)
138: R122 Related Party Transactions - Schedule of Related HTML 55K
Party Transactions (Details)
139: R123 Business Segment Information - Additional HTML 51K
Information (Details)
140: R124 Business Segment Information - Selected Financial HTML 91K
Information for Polyester, Nylon, International
and Other Segments (Details)
141: R125 Business Segment Information - Reconciliations of HTML 96K
Segment Gross Profit (Loss) to Consolidated Income
Before Income Taxes (Details)
142: R126 Business Segment Information - Reconciliation of HTML 62K
Segment Depreciation and Amortization Expense to
Consolidated Depreciation and Amortization Expense
(Details)
143: R127 Business Segment Information - Reconciliation of HTML 59K
Segment Capital Expenditures to Consolidated
Capital Expenditures (Details)
144: R128 Business Segment Information - Reconciliation of HTML 73K
Segment Total Assets to Consolidated Total Assets
(Details)
145: R129 Business Segment Information - Product Sales HTML 60K
Excluding All Other Category (Details)
146: R130 Business Segment Information - Geographic HTML 67K
Information for Net Sales (Details)
147: R131 Business Segment Information - Geographic HTML 54K
Information for Long-lived Assets (Details)
148: R132 Business Segment Information - Geographic HTML 55K
Information for Total Assets (Details)
149: R133 Quarterly Results (Unaudited) - Schedule of HTML 85K
Quarterly Financial Data (Details)
150: R134 Quarterly Results (Unaudited) - Schedule of HTML 54K
Quarterly Financial Data (Details) (Parenthetical)
151: R135 Supplemental Cash Flow Information - Schedule of HTML 51K
Cash Payments for Interest and Taxes (Details)
152: R136 Supplemental Cash Flow Information - Schedule of HTML 48K
Cash Payments for Interest and Taxes (Details)
(Parenthetical)
153: R137 Supplemental Cash Flow Information - Additional HTML 48K
Information (Details)
155: XML IDEA XML File -- Filing Summary XML 302K
154: EXCEL IDEA Workbook of Financial Reports XLSX 164K
11: EX-101.INS XBRL Instance -- ufi-20180624 XML 6.51M
13: EX-101.CAL XBRL Calculations -- ufi-20180624_cal XML 305K
14: EX-101.DEF XBRL Definitions -- ufi-20180624_def XML 1.03M
15: EX-101.LAB XBRL Labels -- ufi-20180624_lab XML 1.98M
16: EX-101.PRE XBRL Presentations -- ufi-20180624_pre XML 1.67M
12: EX-101.SCH XBRL Schema -- ufi-20180624 XSD 326K
156: ZIP XBRL Zipped Folder -- 0001564590-18-022208-xbrl Zip 315K
Exhibit 10.9
RESTRICTED STOCK UNIT AGREEMENT
This Restricted Stock Unit Agreement (this “Agreement”), dated as of the Grant Date, is made by and between the “Grantee” (as set forth in Annex A) and Unifi, Inc. (the “Company”).
W I T N E S S E T H:
WHEREAS, the Company has adopted the Unifi, Inc. 2013 Incentive Compensation Plan (the “Plan”); and
WHEREAS, the Board of Directors of the Company (the “Board”) has determined that it is desirable and in the best interests of the Company to grant to the Grantee, as an incentive for the Grantee to advance the interests of the Company, restricted stock units (“RSUs”), which shall be converted into an equivalent number of shares of Company Stock and such shares distributed to the Grantee in a single lump sum distribution within 30 days following Grantee’s Separation from Service (as defined below); or, grant a combination of RSUs and cash equal to no more than half the number of RSUs, the RSUs to be converted into an equivalent number of shares of Stock and such shares of Stock distributed to the Grantee in a single lump sum distribution within 30 days following Grantee’s Separation from Service and the cash being distributed to Grantee within 30 days of the grant; or the restricted stock units shall be converted into an equal number of Company Stock and immediately distributed to the Grantee.
NOW, THEREFORE, the parties agree as follows:
1.Notice of Grant; Incorporation of Plan. Pursuant to the Plan and subject to the terms and conditions set forth herein and therein, the Company hereby grants to the Grantee the number of RSUs indicated on the Notice of Grant attached hereto as Annex A, which Notice of Grant is incorporated by reference herein. The Plan is incorporated by reference and made a part of this Agreement, and this Agreement shall be subject to the terms of the Plan, as the Plan may be amended from time to time, provided that any such amendment of the Plan must be made in accordance with Section 15 of the Plan. Unless otherwise defined herein, capitalized terms used in this Agreement shall have the meanings ascribed to them in the Plan.
2.Terms of Restricted Stock Units. The RSUs granted under this Agreement are subject to the following terms, conditions and restrictions:
(a)No Ownership. The Grantee shall not possess any incidents of ownership (including, without limitation, dividend and voting rights) in shares of the Company Stock in respect of the RSUs until such RSUs have been converted into shares of Company Stock and such shares have been distributed to the Grantee.
(b)Transfer of RSUs. Except as provided in this Section 2(b), the RSUs and any interest therein may not be sold, assigned, transferred, pledged, hypothecated or otherwise disposed of, except by will or the laws of descent and distribution and subject to the conditions set forth in the Plan and this Agreement. Any attempt to transfer RSUs in contravention of this section is void ab initio. RSUs shall not be subject to execution, attachment or other process.
(c)Vesting and Conversion of RSUs. The Grantee shall be fully vested in the RSUs as of the Grant Date. The vested RSUs shall be converted into an equivalent number of shares of Stock, or a combination of Stock and cash, as may be elected, and such shares of Company Stock will be distributed to the Grantee in a single lump sum distribution within 30 days following Grantee’s Separation from Service (as defined below), or shall be distributed immediately, depending upon the Grantee’s election. Upon distribution of the shares of Company Stock in respect of the RSUs, the Company shall (i) issue to the Grantee or the Grantee’s personal representative a stock certificate representing such shares of Company Stock, or (ii) cause such number of shares to be registered in the name of the Grantee or the Grantee’s personal representative via a share registry process in a manner that is effective to constitute the uncertificated delivery thereof, in either case free of any restrictions.
(d)“Separation from Service” means termination of services as a member of the Board for any reason, and shall be determined in accordance with applicable standards established pursuant to Section 409A of the Code and corresponding Treasury Regulations.
3.Equitable Adjustment. The aggregate number of shares of Stock subject to the RSUs shall be proportionately adjusted for any increase or decrease in the number of issued shares of Stock resulting from a subdivision or consolidation of shares or other capital adjustment, or the payment of a stock dividend or other increase or decrease in such shares, effected without the receipt of consideration by the Company, or other change in corporate or capital structure. The Committee shall also make the foregoing changes and any other changes, including changes in the classes of securities available, to the extent reasonably necessary or desirable to preserve the intended benefits under this Agreement in the event of any other reorganization, recapitalization, merger, consolidation, spin-off, extraordinary dividend or other distribution or similar transaction involving the Company.
4.Taxes. Distributions with respect to RSUs may be subject to Applicable Withholding Taxes as provided in the Plan.
5.No Right to Continued Service as Director. Nothing contained herein shall be deemed to confer upon the Grantee any right to continue to serve as a member of the Board.
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(a)Governing Law/Jurisdiction. This Agreement shall be governed by and construed in accordance with the laws of the State of North Carolina without reference to principles of conflict of laws.
(b)Resolution of Disputes. Any disputes arising under or in connection with this Agreement shall be resolved by binding arbitration before a single arbitrator, to be held in North Carolina in accordance with the commercial rules and procedures of the American Arbitration Association. Judgment upon the award rendered by the arbitrator shall be final and subject to appeal only to the extent permitted by law. Each party shall bear such party’s own expenses incurred in connection with any arbitration; provided, however, that the cost of the arbitration, including without limitation, reasonable attorneys’ fees of the Grantee, shall be borne by the Company in the event the Grantee is the prevailing party in the arbitration. Anything to the contrary notwithstanding, each party hereto has the right to proceed with a court action for injunctive relief or relief from violations of law not within the jurisdiction of an arbitrator. If any costs of the arbitration borne by the Company in accordance herewith would constitute compensation to the Grantee for Federal tax purposes, then the amount of any such costs reimbursed to the Grantee in one taxable year shall not affect the amount of such costs reimbursable to the Grantee in any other taxable year, the Grantee’s right to reimbursement of any such costs shall not be subject to liquidation or exchange for any other benefit, and the reimbursement of any such costs incurred by the Grantee shall be made as soon as administratively practicable, but in any event within ten (10) days, after the date the Grantee is determined to be the prevailing party in the arbitration. The Grantee shall be responsible for submitting claims for reimbursement in a timely manner to enable payment within the timeframe provided herein.
(c)Notices. Any notice required or permitted under this Agreement shall be deemed given when delivered personally, or when deposited in a United States Post Office, postage prepaid, addressed, as appropriate, (i) to the Grantee at the last address specified in Grantee’s records with the Company, or such other address as the Grantee may designate in writing to the Company, or (ii) to the Company, Attention: General Counsel, or such other address as the Company may designate in writing to the Grantee.
(d)Failure to Enforce Not a Waiver. The failure of either party hereto to enforce at any time any provision of this Agreement shall in no way be construed to be a waiver of such provision or of any other provision hereof.
(e)Counterparts. This Agreement may be executed in multiple counterparts, each of which shall be an original but all of which together shall represent one and the same agreement.
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(f)Modifications; Entire Agreement; Headings. This Agreement cannot be changed or terminated orally. This Agreement and the Plan contain the entire agreement between the parties relating to the subject matter hereof. The section headings herein are intended for reference only and shall not affect the interpretation hereof.
7.Section 409A.
(a)It is intended that this Agreement comply in all respects with the requirements of Section 409A of the Code and applicable Treasury Regulations and other generally applicable guidance issued thereunder (collectively, “Section 409A”), and this Agreement shall be interpreted for all purposes in accordance with this intent.
(b)Notwithstanding any other term or provision of this Agreement (including any term or provision of the Plan incorporated herein by reference), the parties hereto agree that, from time to time, the Company may, without prior notice to or consent of the Grantee, amend this Agreement to the extent determined by the Company, in the exercise of its discretion in good faith, to be necessary or advisable to prevent the inclusion in the Grantee’s gross income pursuant to Section 409A of any compensation intended to be deferred hereunder. The Company shall notify the Grantee as soon as reasonably practicable of any such amendment affecting the Grantee.
(c)If the amounts payable under this Agreement are subject to any taxes, penalties or interest under Section 409A, the Grantee shall be solely liable for the payment of any such taxes, penalties or interest.
(d)Except as otherwise specifically provided herein, the time and method for distribution of shares of Company Stock in respect of the RSUs as provided in Section 2, shall not be accelerated or delayed for any reason, unless to the extent necessary to comply with, or as may be permitted under, Section 409A.
IN WITNESS WHEREOF, the parties hereby agree to the terms of this Restricted Stock Unit Agreement, including the Notice of Grant attached hereto as Annex A.
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NOTICE OF GRANT
OF
RESTRICTED STOCK UNITS
The following member of the Board of Directors of Unifi, Inc. has been granted Restricted Stock Units pursuant to the Unifi, Inc. 2013 Incentive Compensation Plan, with terms as set forth in this Notice of Grant and the Restricted Stock Unit Agreement to which this Notice of Grant is attached.
The terms below shall have the following meanings when used in the Restricted Stock Unit Agreement.
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Grant Date
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Aggregate Number of RSUs Granted:
Cash amount granted immediately (no more than half):
Equivalent number of shares of Stock, Issued immediately:
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| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
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| Filed on: | 8/22/18 | |||
| For Period end: | 6/24/18 | 10-K/A, 5 | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/25/23 Unifi Inc. 10-K 7/02/23 156:25M Donnelley … Solutions/FA 8/31/22 Unifi Inc. 10-K 7/03/22 156:23M ActiveDisclosure/FA 8/25/21 Unifi Inc. 10-K 6/27/21 159:25M ActiveDisclosure/FA 8/26/20 Unifi Inc. 10-K 6/28/20 160:23M ActiveDisclosure/FA |