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Geron Corp. – ‘10-K’ for 12/31/20 – ‘EX-23.1’

On:  Thursday, 3/11/21, at 4:06pm ET   ·   For:  12/31/20   ·   Accession #:  1564590-21-12493   ·   File #:  0-20859

Previous ‘10-K’:  ‘10-K’ on 3/12/20 for 12/31/19   ·   Next:  ‘10-K’ on 3/10/22 for 12/31/21   ·   Latest:  ‘10-K’ on 2/28/24 for 12/31/23   ·   26 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/11/21  Geron Corp.                       10-K       12/31/20   83:12M                                    ActiveDisclosure/FA

Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        2020 10-K                                           HTML   1.58M 
 2: EX-10.20    Feb 2021 Amended and Restated 2018 Inducement       HTML    102K 
                Award Plan                                                       
 3: EX-23.1     Auditors Consent                                    HTML     27K 
 4: EX-31.1     Certification -- §302 - SOA'02                      HTML     28K 
 5: EX-31.2     Certification -- §302 - SOA'02                      HTML     28K 
 6: EX-32.1     Certification -- §906 - SOA'02                      HTML     25K 
 7: EX-32.2     Certification -- §906 - SOA'02                      HTML     25K 
14: R1          Document and Entity Information                     HTML     88K 
15: R2          Balance Sheets                                      HTML    107K 
16: R3          Balance Sheets (Parenthetical)                      HTML     39K 
17: R4          Statements of Operations                            HTML     64K 
18: R5          Statements of Comprehensive Loss                    HTML     37K 
19: R6          Statements of Stockholders' Equity                  HTML     88K 
20: R7          Statements of Stockholders' Equity (Parenthetical)  HTML     26K 
21: R8          Statements of Cash Flows                            HTML    114K 
22: R9          Organization and Summary of Significant Accounting  HTML     64K 
                Policies                                                         
23: R10         Fair Value Measurements                             HTML    513K 
24: R11         Property and Equipment                              HTML     47K 
25: R12         License Agreements                                  HTML     30K 
26: R13         Accrued Liabilities                                 HTML     49K 
27: R14         Commitments and Contingencies                       HTML     47K 
28: R15         Operating Leases                                    HTML     68K 
29: R16         Debt                                                HTML     48K 
30: R17         Stockholders' Equity                                HTML    227K 
31: R18         Income Taxes                                        HTML    139K 
32: R19         Statements of Cash Flows Data                       HTML     56K 
33: R20         Subsequent Events                                   HTML     26K 
34: R21         Organization and Summary of Significant Accounting  HTML    102K 
                Policies (Policies)                                              
35: R22         Fair Value Measurements (Tables)                    HTML    505K 
36: R23         Property and Equipment (Tables)                     HTML     46K 
37: R24         Accrued Liabilities (Tables)                        HTML     48K 
38: R25         Operating Leases (Tables)                           HTML     63K 
39: R26         Debt (Tables)                                       HTML     41K 
40: R27         Stockholders' Equity (Tables)                       HTML    199K 
41: R28         Income Taxes (Tables)                               HTML    136K 
42: R29         Statements of Cash Flows Data (Tables)              HTML     55K 
43: R30         Organization and Summary of Significant Accounting  HTML     31K 
                Policies - Net Loss Per Share (Detail)                           
44: R31         Organization and Summary of Significant Accounting  HTML     27K 
                Policies - Net Loss Per Share (Detail1)                          
45: R32         Organization and Summary of Significant Accounting  HTML     24K 
                Policies - Useful Lives of Assets (Details)                      
46: R33         Fair Value Measurements - Security Type (Details)   HTML     75K 
47: R34         Fair Value Measurements - Securities With           HTML     47K 
                Unrealized Losses (Details)                                      
48: R35         Fair Value Measurements - Recurring Basis           HTML     49K 
                (Details)                                                        
49: R36         Fair Value Measurements - Equity Investment         HTML     52K 
                (Details)                                                        
50: R37         Fair Value Measurements - Credit Risk (Details)     HTML     23K 
51: R38         Property and Equipment (Details)                    HTML     35K 
52: R39         License Agreements (Details)                        HTML     38K 
53: R40         Accrued Liabilities (Details)                       HTML     36K 
54: R41         COMMITMENTS AND CONTINGENCIES - Severance Plan      HTML     34K 
                (Details)                                                        
55: R42         COMMITMENTS AND CONTINGENCIES - Gain on Settlement  HTML     34K 
                (Details)                                                        
56: R43         Operating Leases (Details)                          HTML     53K 
57: R44         Operating Leases - Components of Lease Costs        HTML     30K 
                (Details)                                                        
58: R45         Operating Leases - Undiscounted Future              HTML     41K 
                Non-Cancellable Lease Payments (Details)                         
59: R46         DEBT - Additional Information (Details)             HTML     79K 
60: R47         DEBT - Schedule of Future Minimum Payments Under    HTML     42K 
                Term Loan Facility (Details)                                     
61: R48         Stockholders' Equity - Public Offering (Details)    HTML     45K 
62: R49         Stockholders' Equity - Sales Agreements (Details)   HTML     38K 
63: R50         Stockholders' Equity - Cirm Warrant (Details)       HTML     27K 
64: R51         Stockholders' Equity - Equity Plans (Details)       HTML    119K 
65: R52         Stockholders' Equity - Equity Plans - Schedule of   HTML     87K 
                Aggregate Option and Award Activity (Details)                    
66: R53         Stockholders' Equity - Equity Plans - Schedule of   HTML     34K 
                Aggregate Option and Award Activity                              
                (Parenthetical) (Details)                                        
67: R54         Stockholders' Equity - Employee Stock Purchase      HTML     42K 
                Plan (Details)                                                   
68: R55         Stockholders' Equity - Performance Based Stock      HTML     27K 
                Options (Details)                                                
69: R56         Stockholders' Equity - Stock-Based Compensation     HTML     30K 
                Expense for Employees and Directors (Details)                    
70: R57         Stockholders' Equity - Pricing Model Assumptions    HTML     64K 
                (Details)                                                        
71: R58         Stockholders' Equity - Stock-Based Compensation to  HTML     28K 
                Service Providers (Details)                                      
72: R59         Stockholders' Equity - Common Stock Reserved for    HTML     33K 
                Future Issuance (Details)                                        
73: R60         Income Taxes - Effective Income Tax Rate (Details)  HTML     42K 
74: R61         Income Taxes - Deferred Taxes (Details)             HTML     48K 
75: R62         Income Taxes - Operating Loss Carryforwards         HTML     29K 
                (Details)                                                        
76: R63         Income Taxes - Tax Credit Carryforwards (Details)   HTML     27K 
77: R64         Income Taxes - Unrecognized Tax Benefits (Details)  HTML     29K 
78: R65         STATEMENTS OF CASH FLOWS DATA - Supplemental        HTML     30K 
                Investing Activities (Details)                                   
79: R66         Subsequent Events (Details)                         HTML     36K 
81: XML         IDEA XML File -- Filing Summary                      XML    146K 
13: XML         XBRL Instance -- gern-10k_20201231_htm               XML   2.94M 
80: EXCEL       IDEA Workbook of Financial Reports                  XLSX    108K 
 9: EX-101.CAL  XBRL Calculations -- gern-20201231_cal               XML    199K 
10: EX-101.DEF  XBRL Definitions -- gern-20201231_def                XML    566K 
11: EX-101.LAB  XBRL Labels -- gern-20201231_lab                     XML   1.40M 
12: EX-101.PRE  XBRL Presentations -- gern-20201231_pre              XML   1.01M 
 8: EX-101.SCH  XBRL Schema -- gern-20201231                         XSD    193K 
82: JSON        XBRL Instance as JSON Data -- MetaLinks              385±   601K 
83: ZIP         XBRL Zipped Folder -- 0001564590-21-012493-xbrl      Zip    374K 


‘EX-23.1’   —   Auditors Consent


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



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EXHIBIT 23.1

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

We consent to the incorporation by reference in the following Registration Statements:

 

1)

Registration Statement (Form S‑3, No. 333‑248637) and in the related prospectuses and prospectus supplements,

 

2)

Registration Statements (Form S‑3, Nos. 333‑225184 and 333-238595) and in the related prospectuses and prospectus supplements,

 

3)

Registration Statement (Form S-8, No. 333-239324) pertaining to the 2018 Inducement Award Plan and the 2018 Equity Incentive Plan,

 

4)

Registration Statement (Form S-8, No. 333-230171) pertaining to the 2018 Inducement Award Plan,

 

5)

Registration Statement (Form S-8, No. 333-228147) pertaining to the Directors’ Market Value Stock Purchase Plan,

 

6)

Registration Statement (Form S-8, No. 333-225190) pertaining to the 2018 Equity Incentive Plan,

 

7)

Registration Statement (Form S‑8, No. 333‑196677) pertaining to the 2014 Employee Stock Purchase Plan,

 

8)

Registration Statement (Form S‑8, No. 333‑174350) pertaining to the 2011 Incentive Award Plan, the 2002 Equity Incentive Plan, the 1996 Directors’ Stock Option Plan and the 1992 Stock Option Plan,

 

9)

Registration Statements (Forms S‑8, No. 333‑167349, No. 333‑161035, No. 333-152725 and No. 333-145042) pertaining to the 2002 Equity Incentive Plan, and

 

10)

Registration Statement (Form S‑8, No. 333‑136330) pertaining to the 2002 Equity Incentive Plan and the 2006 Directors’ Stock Option Plan;

of our reports dated March 11, 2021, with respect to the financial statements of Geron Corporation and the effectiveness of internal control over financial reporting of Geron Corporation included in this Annual Report (Form 10‑K) for the year ended December 31, 2020.

/s/ Ernst & Young LLP

 

Redwood City, California

March 11, 2021

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:3/11/218-K,  PRE 14A
For Period end:12/31/204
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/16/21  Geron Corp.                       S-8         8/16/21    3:83K                                    DG3/FA
 5/10/21  Geron Corp.                       10-Q        3/31/21   44:7.4M                                   ActiveDisclosure/FA


24 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/05/20  Geron Corp.                       10-Q        9/30/20   53:8.9M                                   ActiveDisclosure/FA
 9/04/20  Geron Corp.                       8-K:1,9     9/04/20   11:429K                                   DG3/FA
 6/09/20  Geron Corp.                       8-K:5,9     6/05/20    2:154K                                   DG3/FA
 5/26/20  Geron Corp.                       8-K:1,2,9   5/21/20    5:389K                                   DG3/FA
 3/12/20  Geron Corp.                       10-K       12/31/19   84:10M                                    ActiveDisclosure/FA
10/15/19  Geron Corp.                       8-K:1,2,9  10/09/19    2:527K                                   DG3/FA
 6/07/19  Geron Corp.                       8-K:5,9     6/06/19    2:29K                                    DG3/FA
 5/02/19  Geron Corp.                       10-Q        3/31/19   48:5.9M                                   ActiveDisclosure/FA
 3/07/19  Geron Corp.                       10-K       12/31/18   97:11M                                    ActiveDisclosure/FA
12/14/18  Geron Corp.                       8-K:5,9    12/14/18    3:151K                                   DG3/FA
11/01/18  Geron Corp.                       10-Q        9/30/18   44:5.6M                                   ActiveDisclosure/FA
 5/18/18  Geron Corp.                       8-K:1,5,8,9 5/15/18    7:461K                                   DG3/FA
11/22/17  Geron Corp.                       8-K:5,9    11/17/17    2:15K                                    DG3/FA
 5/07/15  Geron Corp.                       10-Q        3/31/15   48:5.6M                                   Toppan Merrill/FA
 5/23/14  Geron Corp.                       8-K:5,9     5/20/14    2:90K                                    DG3/FA
11/07/13  Geron Corp.                       10-Q        9/30/13   45:8M                                     Toppan Merrill/FA
 3/15/13  Geron Corp.                       10-K       12/31/12  104:9.8M                                   Toppan Merrill-FA
 1/08/13  Geron Corp.                       8-K:1,9     1/04/13    2:3.4M                                   DG3/FA
 5/18/12  Geron Corp.                       8-K:5,9     5/17/12    4:118K                                   DG3/FA
 3/07/12  Geron Corp.                       10-K       12/31/11   46:4.8M                                   DG3/FA
11/03/11  Geron Corp.                       10-Q        9/30/11   28:3.6M                                   DG3/FA
 5/16/11  Geron Corp.                       8-K:5,9     5/11/11    2:236K                                   DG3/FA
 6/04/10  Geron Corp.                       S-8         6/04/10    4:173K                                   DG3/FA
 3/19/10  Geron Corp.                       8-K:5,9     3/16/10    2:145K                                   DG3/FA
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