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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/01/21 BGC Partners, Inc. 10-K 12/31/20 182:57M ActiveDisclosure/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 4.99M
2: EX-4.1 Instrument Defining the Rights of Security Holders HTML 74K
3: EX-10.47 Material Contract HTML 788K
4: EX-21.1 Subsidiaries List HTML 97K
5: EX-23.1 Consent of Expert or Counsel HTML 53K
6: EX-31.1 Certification -- §302 - SOA'02 HTML 55K
7: EX-31.2 Certification -- §302 - SOA'02 HTML 55K
8: EX-32.1 Certification -- §906 - SOA'02 HTML 54K
15: R1 Document and Entity Information HTML 120K
16: R2 Consolidated Statements of Financial Condition HTML 158K
17: R3 Consolidated Statements of Financial Condition HTML 65K
(Parenthetical)
18: R4 Consolidated Statements of Operations HTML 194K
19: R5 Consolidated Statements of Comprehensive Income HTML 87K
(Loss)
20: R6 Consolidated Statements of Cash Flows HTML 209K
21: R7 Consolidated Statements of Changes in Equity HTML 187K
22: R8 Consolidated Statements of Changes in Equity HTML 82K
(Parenthetical)
23: R9 Organization and Basis of Presentation HTML 130K
24: R10 Limited Partnership Interests in BGC Holdings and HTML 74K
Newmark Holdings
25: R11 Summary of Significant Accounting Policies HTML 119K
26: R12 Prior Periods? Financial Statement Revisions HTML 952K
27: R13 Quarterly Results of Operations (Unaudited) HTML 2.17M
28: R14 Acquisitions HTML 58K
29: R15 Divestitures HTML 55K
30: R16 Earnings Per Share HTML 203K
31: R17 Stock Transactions and Unit Redemptions HTML 200K
32: R18 Securities Owned HTML 54K
33: R19 Collateralized Transactions HTML 56K
34: R20 Marketable Securities HTML 56K
35: R21 Receivables from and Payables to Broker-Dealers, HTML 104K
Clearing Organizations, Customers and Related
Broker-Dealers
36: R22 Derivatives HTML 301K
37: R23 Fair Value of Financial Assets and Liabilities HTML 475K
38: R24 Related Party Transactions HTML 121K
39: R25 Investments HTML 179K
40: R26 Fixed Assets, Net HTML 81K
41: R27 Goodwill and Other Intangible Assets, Net HTML 258K
42: R28 Notes Payable, Other and Short-Term Borrowings HTML 157K
43: R29 Compensation HTML 335K
44: R30 Commitments, Contingencies and Guarantees HTML 166K
45: R31 Income Taxes HTML 285K
46: R32 Regulatory Requirements HTML 57K
47: R33 Segment, Geographic and Product Information HTML 194K
48: R34 Revenues from Contracts with Customers HTML 103K
49: R35 Leases HTML 134K
50: R36 Current Expected Credit Losses (Cecl) HTML 58K
51: R37 Supplemental Balance Sheet Information HTML 121K
52: R38 Discontinued Operations HTML 126K
53: R39 Subsequent Events HTML 55K
54: R40 Schedule I - Parent Company Only Financial HTML 964K
Statements
55: R41 Organization and Basis of Presentation (Policies) HTML 290K
56: R42 Prior Periods? Financial Statement Revisions HTML 949K
(Tables)
57: R43 Quarterly Results of Operations (Unaudited) HTML 2.16M
(Tables)
58: R44 Earnings Per Share (Tables) HTML 199K
59: R45 Stock Transactions and Unit Redemptions (Tables) HTML 197K
60: R46 Receivables from and Payables to Broker-Dealers, HTML 101K
Clearing Organizations, Customers and Related
Broker-Dealers (Tables)
61: R47 Derivatives (Tables) HTML 300K
62: R48 Fair Value of Financial Assets and Liabilities HTML 472K
(Tables)
63: R49 Investments (Tables) HTML 179K
64: R50 Fixed Assets, Net (Tables) HTML 77K
65: R51 Goodwill and Other Intangible Assets, Net (Tables) HTML 260K
66: R52 Notes Payable, Other and Short-Term Borrowings HTML 130K
(Tables)
67: R53 Compensation (Tables) HTML 331K
68: R54 Commitments, Contingencies and Guarantees (Tables) HTML 167K
69: R55 Income Taxes (Tables) HTML 281K
70: R56 Segment, Geographic and Product Information HTML 191K
(Tables)
71: R57 Revenues from Contracts with Customers (Tables) HTML 95K
72: R58 Leases (Tables) HTML 152K
73: R59 Supplemental Balance Sheet Information (Tables) HTML 120K
74: R60 Discontinued Operations (Tables) HTML 121K
75: R61 Organization and Basis of Presentation - HTML 199K
Additional Information (Detail)
76: R62 Limited Partnership Interests in BGC Holdings and HTML 80K
Newmark Holdings - Additional Information (Detail)
77: R63 Summary of Significant Accounting Policies - HTML 109K
Additional Information (Detail)
78: R64 Prior Periods Financial Statement Revisions - HTML 54K
Additional Information (Details)
79: R65 Prior Periods Financial Statement Revisions HTML 68K
-Summary of Revision on Noncontrolling Interest in
subsidiaries and Retained Earnings (Details)
80: R66 Prior Periods Financial Statement Revisions - HTML 119K
Summary of Revision of Consolidated Statements of
Financial Statements (Details)
81: R67 Prior Periods Financial Statement Revisions - HTML 229K
Summary of Revision of Consolidated Statements of
Operations (Details)
82: R68 Prior Periods Financial Statement Revisions - HTML 180K
Summary of Revision of Consolidated Statements of
Cash Flows (Details)
83: R69 Prior Period Financial Statement Revisions - HTML 132K
Summary of Revision of Consolidated Statements of
Changes in Equity (Details)
84: R70 Prior Period Financial Statement Revisions - HTML 55K
Summary of Revision of Consolidated Statements of
Changes in Equity (Details) (Parenthetical)
85: R71 Quarterly Results of Operations (Unaudited) - HTML 181K
Statements of Operations (Details)
86: R72 Quarterly Results of Operations (Unaudited) - HTML 204K
Summary of Statements of Operations (Details)
87: R73 Quarterly Results of Operations (Unaudited) - HTML 136K
Summary of Statements of Cash Flows (Details)
88: R74 Quarterly Results of Operations (Unaudited) - HTML 128K
Summary of Stockholders Equity (Details)
89: R75 Acquisitions - Additional Information (Detail) HTML 66K
90: R76 Divestitures - Additional Information (Detail) HTML 57K
91: R77 Earnings Per Share - Calculation of Basic Earnings HTML 84K
Per Share from Continuing and Discontinued
Operations (Detail)
92: R78 Earnings Per Share - Calculation of Fully Diluted HTML 89K
Earnings Per Share from Continuing Operations
(Detail)
93: R79 Earnings Per Share - Additional Information HTML 77K
(Detail)
94: R80 Earnings Per Share - Calculation of Fully Diluted HTML 79K
Earnings Per Share from Discontinued Operations
(Detail)
95: R81 Stock Transactions and Unit Redemptions - Changes HTML 75K
in Shares of Class A Common Stock Outstanding
(Detail)
96: R82 Stock Transactions and Unit Redemptions - Changes HTML 60K
in Shares of Class A Common Stock Outstanding
(Parenthetical) (Detail)
97: R83 Stock Transactions and Unit Redemptions - HTML 95K
Additional Information (Detail)
98: R84 Stock Transactions and Unit Redemptions - Gross HTML 66K
Unit Redemptions and Share Repurchases of Class A
Common Stock (Detail)
99: R85 Stock Transactions and Unit Redemptions - Gross HTML 81K
Unit Redemptions and Share Repurchases of Class A
Common Stock (Parenthetical) (Detail)
100: R86 Stock Transactions and Unit Redemptions - Summary HTML 62K
of Changes in Carrying Amount of FPUs (Detail)
101: R87 Securities Owned - Additional Information (Detail) HTML 53K
102: R88 Collateralized Transactions - Additional HTML 66K
Information (Detail)
103: R89 Marketable Securities - Additional Information HTML 60K
(Detail)
104: R90 Receivables from and Payables to Broker-Dealers, HTML 75K
Clearing Organizations, Customers and Related
Broker-Dealers (Detail)
105: R91 Derivatives - Fair Value of Derivative Contracts HTML 71K
(Detail)
106: R92 Derivatives - Additional Information (Detail) HTML 55K
107: R93 Derivatives - Offsetting of Derivatives HTML 83K
Instruments (Detail)
108: R94 Derivatives - Summary of Gains and (Losses) on HTML 68K
Derivative Contracts (Detail)
109: R95 Fair Value of Financial Assets and Liabilities - HTML 97K
Fair Value Hierarchy of Financial Assets and
Liabilities under U.S. GAAP Guidance (Detail)
110: R96 Fair Value of Financial Assets and Liabilities - HTML 72K
Changes in Level 3 Liabilities Measured at Fair
Value on Recurring Basis (Detail)
111: R97 Fair Value of Financial Assets and Liabilities - HTML 77K
Quantitative Information about Level 3 Fair Value
Measurements on Recurring Basis (Detail)
112: R98 Fair Value of Financial Assets and Liabilities - HTML 63K
Additional Information (Detail)
113: R99 Related Party Transactions - Additional HTML 1.04M
Information (Detail)
114: R100 Investments - Equity Method Investments and HTML 70K
Investments Carried Under Measurement Alternative
(Detail)
115: R101 Investments - Additional Information (Detail) HTML 91K
116: R102 Investments - Summary of Financial Information for HTML 119K
Company's Equity Method Investments (Detail)
117: R103 Investments - Investments in Variable Interest HTML 60K
Entities (Detail)
118: R104 Investments - Investments in Variable Interest HTML 61K
Entities (Parenthetical) (Detail)
119: R105 Fixed Assets, Net - Components of Fixed Assets, HTML 66K
Net (Detail)
120: R106 Fixed Assets, Net - Additional Information HTML 67K
(Detail)
121: R107 Goodwill and Other Intangible Assets, Net - HTML 60K
Summary of Changes in Carrying Amount of Goodwill
(Detail)
122: R108 Goodwill and Other Intangible Assets, Net - HTML 60K
Additional Information (Detail)
123: R109 Goodwill and Other Intangible Assets, Net - HTML 89K
Components of Other Intangible Assets (Detail)
124: R110 Goodwill and Other Intangible Assets, Net - HTML 67K
Estimated Future Amortization Expense of Definite
Life Intangible Assets (Detail)
125: R111 Notes Payable, Other and Short-Term Borrowings - HTML 82K
Summary Notes Payable, Other and Short-term
Borrowings (Detail)
126: R112 Notes Payable, Other and Short-Term Borrowings - HTML 63K
Summary Notes Payable, Other and Short-term
Borrowings (Parenthetical) (Detail)
127: R113 Notes Payable, Other and Short-Term Borrowings - HTML 347K
Additional Information (Detail)
128: R114 Notes Payable, Other and Short-Term Borrowings - HTML 67K
Carrying Amounts and Estimated Fair Values of
Company's Senior Notes (Detail)
129: R115 Notes Payable, Other and Short-Term Borrowings - HTML 63K
Carrying Amounts and Estimated Fair Values of
Company's Senior Notes (Parenthetical) (Detail)
130: R116 Compensation - Additional Information (Detail) HTML 148K
131: R117 Compensation - Compensation Expense Related to HTML 72K
Class A Common Stock (Detail)
132: R118 Compensation - Activity Associated with LPU's Held HTML 67K
by BGC Employees (Detail)
133: R119 Compensation - Summary of the BGC Holdings and HTML 66K
Newmark Holdings LPUs held by BGC Employees
(Detail)
134: R120 Compensation - Compensation Expense Related to HTML 55K
Issuance of BGC or Newmark Class A Common Stock
and Grants of Exchangeability on BGC Holdings and
Newmark Holdings LPUs held by BGC Employees
(Detail)
135: R121 Compensation - Activity Associated with Limited HTML 60K
Partnership Units Awarded to BGC Employees
(Detail)
136: R122 Compensation - Summary of Compensation Expense HTML 58K
Related to Amortization of LPUs Held by BGC
Employees (Detail)
137: R123 Compensation - Summary of Outstanding LPUs Held by HTML 60K
BGC Employees with Stated Vesting (Detail)
138: R124 Compensation - Compensation Expense Related to HTML 53K
Restricted Stock Unit Held by BGC Employees
(Detail)
139: R125 Compensation - Activity Associated with Restricted HTML 87K
Stock Units (Detail)
140: R126 Commitments, Contingencies and Guarantees - HTML 80K
Summary of Contractual Obligations (Detail)
141: R127 Commitments, Contingencies and Guarantees - HTML 134K
Summary of Contractual Obligations (Parenthetical)
(Detail)
142: R128 Commitments, Contingencies and Guarantees - HTML 66K
Summary of Minimum Lease Payments under these
Arrangements (Detail)
143: R129 Commitments, Contingencies and Guarantees - HTML 110K
Additional Information (Detail)
144: R130 Income Taxes - Summary of Provision for Income HTML 88K
Taxes (Detail)
145: R131 Income Taxes - Additional Information (Detail) HTML 104K
146: R132 Income Taxes - Summary of Actual Income Tax HTML 89K
Expense and Amount Calculated Utilizing U.S.
Federal Statutory Rates (Detail)
147: R133 Income Taxes - Summary of Deferred Tax Asset and HTML 77K
Liability (Detail)
148: R134 Income Taxes - Summary of Gross Unrecognized Tax HTML 59K
Benefits (Detail)
149: R135 Regulatory Requirements - Additional Information HTML 59K
(Detail)
150: R136 Segment, Geographic and Product Information - HTML 53K
Additional Information (Detail)
151: R137 Segment, Geographic and Product Information - HTML 76K
Geographic Information Regarding Revenues (Detail)
152: R138 Segment, Geographic and Product Information - HTML 65K
Information Regarding Long-Lived Assets in
Geographic Areas (Detail)
153: R139 Segment, Geographic and Product Information - HTML 82K
Product Information Regarding Revenues (Detail)
154: R140 Revenues from Contracts with Customers - Summary HTML 84K
of Revenues from Contracts with Customers and
Other Sources of Revenues (Detail)
155: R141 Revenues from Contracts with Customers - HTML 62K
Additional Information (Detail)
156: R142 Leases - Additional Information (Detail) HTML 63K
157: R143 Leases - Schedule of Supplemental Information HTML 62K
Related to Operating Leases (Detail)
158: R144 Leases - Schedule of Weighted-Average Remaining HTML 56K
Lease Term and Discount Rate (Detail)
159: R145 Leases - Schedule of Components of Lease Expense HTML 55K
(Detail)
160: R146 Leases - Schedule of Maturity Analysis of HTML 72K
Operating Lease Liabilities (Detail)
161: R147 Leases - Schedule of Cash Flow Information Related HTML 53K
to Lease Liabilities (Detail)
162: R148 Current Expected Credit Losses (CECL) - Additional HTML 63K
Information (Details)
163: R149 Supplemental Balance Sheet Information - Summary HTML 85K
of Components of Balance Sheet Accounts (Detail)
164: R150 Supplemental Balance Sheet Information - Summary HTML 59K
of Components of Balance Sheet Accounts
(Parenthetical) (Detail)
165: R151 Discontinued Operations - Components of HTML 127K
Consolidated Net Income (Loss) From Discontinued
Operations (Detail)
166: R152 Discontinued Operations - Additional Information HTML 111K
(Detail)
167: R153 Subsequent Events - Additional Information HTML 64K
(Detail)
168: R154 Schedule I - Parent Company Only Financial HTML 97K
Statements - Statements of Financial Condition
(Detail)
169: R155 Schedule I - Parent Company Only Financial HTML 136K
Statements - Statements of Operations (Detail)
170: R156 Schedule I - Parent Company Only Financial HTML 84K
Statements - Statements of Comprehensive Income
(Detail)
171: R157 Schedule I - Parent Company Only Financial HTML 183K
Statements - Statements of Cash Flows (Detail)
172: R158 Schedule I - Parent Company Only - Organization HTML 61K
and Basis of Presentation - Additional Information
(Detail)
173: R159 Schedule I - Parent Company Only - Prior Periods' HTML 57K
Financial Statement Revisions - Additional
Information (Details)
174: R160 Schedule I - Parent Company Only - Summary of HTML 114K
Revision of Consolidated Statements of Financial
Statements (Details)
175: R161 Schedule I - Parent Company Only - Summary of HTML 212K
Revision of Consolidated Statements of Operations
(Details)
176: R162 Schedule I - Parent Company Only - Summary of HTML 159K
Revision of Consolidated Statements of cash flows
(Details)
177: R163 Schedule I - Parent Company Only - Commitments, HTML 116K
Contingencies and Guarantees - Additional
Information (Detail)
178: R164 Schedule I - Parent Company Only - Long Term Debt HTML 164K
- Additional Information (Detail)
180: XML IDEA XML File -- Filing Summary XML 366K
14: XML XBRL Instance -- bgcp-10k_20201231_htm XML 17.24M
179: EXCEL IDEA Workbook of Financial Reports XLSX 339K
10: EX-101.CAL XBRL Calculations -- bgcp-20201231_cal XML 580K
11: EX-101.DEF XBRL Definitions -- bgcp-20201231_def XML 2.35M
12: EX-101.LAB XBRL Labels -- bgcp-20201231_lab XML 3.19M
13: EX-101.PRE XBRL Presentations -- bgcp-20201231_pre XML 3.27M
9: EX-101.SCH XBRL Schema -- bgcp-20201231 XSD 542K
181: JSON XBRL Instance as JSON Data -- MetaLinks 854± 1.48M
182: ZIP XBRL Zipped Folder -- 0001564590-21-009638-xbrl Zip 1.10M
Exhibit 32.1
CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350,
AS ADOPTED PURSUANT TO SECTION 906
OF THE SARBANES-OXLEY ACT OF 2002
In connection with the annual report of BGC Partners, Inc., a Delaware corporation (the “Company”), on Form 10-K for the period ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof, each of Howard W. Lutnick, Chairman of the Board and Chief Executive Officer of the Company, and Steven Bisgay, Chief Financial Officer of the Company, certifies, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to his knowledge:
(1) The Form 10-K fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and
(2) The information contained in the Form 10-K fairly presents, in all material respects, the financial condition and results of operations of the Company.
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/s/ STEVEN BISGAY |
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Name: |
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Name: |
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Title: |
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Chairman of the Board and Chief Executive Officer |
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Title: |
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Chief Financial Officer |
Date: March 1, 2021
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
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| Filed on: | 3/1/21 | |||
| For Period end: | 12/31/20 | 10-K/A, 11-K | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/26/24 BGC Group, Inc. 10-K/A 12/31/23 16:3.2M Donnelley … Solutions/FA 2/29/24 BGC Group, Inc. 10-K 12/31/23 170:24M Workiva Inc Wde… FA01/FA 4/28/23 BGC Group, Inc. 10-K/A 12/31/22 16:2.3M Donnelley … Solutions/FA 3/01/23 BGC Group, Inc. 10-K 12/31/22 165:23M Workiva Inc Wde… FA01/FA 8/12/22 BGC Group, Inc. 424B5 1:305K Donnelley … Solutions/FA 7/08/22 BGC Group, Inc. S-3/A 4:584K Donnelley … Solutions/FA 5/02/22 BGC Group, Inc. 10-K/A 12/31/21 14:1.6M Donnelley … Solutions/FA 2/28/22 BGC Group, Inc. 10-K 12/31/21 157:24M Workiva Inc Wde… FA01/FA 11/24/21 BGC Group, Inc. S-8 11/24/21 3:70K Donnelley … Solutions/FA 9/02/21 BGC Group, Inc. S-8 9/02/21 4:21M Workiva Inc Wde… FA01/FA 4/29/21 BGC Group, Inc. 10-K/A 12/31/20 14:1.6M Donnelley … Solutions/FA 3/08/21 BGC Group, Inc. S-3 3:385K Donnelley … Solutions/FA 3/05/21 BGC Group, Inc. POS AM 3:454K Donnelley … Solutions/FA |