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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/03/22 Aspen Aerogels Inc. 8-K:1 12/27/21 10:154K ActiveDisclosure/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 28K 5: R1 Document and Entity Information HTML 47K 8: XML IDEA XML File -- Filing Summary XML 11K 6: XML XBRL Instance -- aspn-8k_20211227_htm XML 14K 7: EXCEL IDEA Workbook of Financial Reports XLSX 6K 3: EX-101.LAB XBRL Labels -- aspn-20211227_lab XML 58K 4: EX-101.PRE XBRL Presentations -- aspn-20211227_pre XML 35K 2: EX-101.SCH XBRL Schema -- aspn-20211227 XSD 18K 9: JSON XBRL Instance as JSON Data -- MetaLinks 12± 19K 10: ZIP XBRL Zipped Folder -- 0001564590-22-000127-xbrl Zip 9K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM i 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i December 27, 2021
i Aspen Aerogels, Inc.
(Exact name of Registrant as Specified in Its Charter)
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i Delaware |
i 04-3559972 |
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(State or Other Jurisdiction of Incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
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i 30 Forbes Road, i Building B, i Northborough, i MA |
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i 01532 |
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(Address of Principal Executive Offices) |
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(Zip Code) |
Registrant’s Telephone Number, Including Area Code: ( i 508) i 691-1111
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class |
Trading Symbol |
Name of exchange on which registered |
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i Common Stock |
i ASPN |
i The New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 1.01 Entry into a Material Definitive Agreement.
On December 27, 2021, Aspen Aerogels, Inc. (the “Company”) entered into a second amendment (the “SVB Amendment”) to the Second Amended and Restated Loan and Security Agreement with Silicon Valley Bank, dated as of March 12, 2021, as amended on September 29, 2021, to revise certain financial covenants, among other things.
The summary of the SVB Amendment is qualified in its entirety by reference to the full text of the SVB Amendment, a copy of which will be attached as an exhibit to the Company’s annual report on Form 10-K for the fiscal year ending December 31, 2021.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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Aspen Aerogels, Inc. |
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Date: January 3, 2022 |
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By: |
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Name: |
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Title: |
Vice President, Chief Financial Officer and Treasurer |
| This ‘8-K’ Filing | Date | Other Filings | ||
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| Filed on: | 1/3/22 | |||
| 12/31/21 | 10-K, 5 | |||
| For Period end: | 12/27/21 | 8-K | ||
| 9/29/21 | 8-K | |||
| 3/12/21 | 10-K, 4, S-3, S-8 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/16/23 Aspen Aerogels Inc. POSASR 3/16/23 4:815K Donnelley … Solutions/FA 11/30/22 Aspen Aerogels Inc. 424B5 2:669K Donnelley … Solutions/FA 11/29/22 Aspen Aerogels Inc. 424B5 1:647K Donnelley … Solutions/FA 6/29/22 Aspen Aerogels Inc. 424B5 1:991K Donnelley … Solutions/FA 6/29/22 Aspen Aerogels Inc. 424B5 1:642K Donnelley … Solutions/FA 5/04/22 Aspen Aerogels Inc. S-3 4:240K Donnelley … Solutions/FA 3/16/22 Aspen Aerogels Inc. S-3ASR 3/16/22 5:871K Donnelley … Solutions/FA |