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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/31/17 Netlist Inc 10-K 12/31/16 80:10M Toppan Merrill Bridge/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 1.33M
2: EX-4.4 Instrument Defining the Rights of Security Holders HTML 88K
3: EX-10.6 Material Contract HTML 36K
4: EX-21.1 Subsidiaries List HTML 24K
5: EX-23 Consent of Experts or Counsel HTML 27K
6: EX-31.1 Certification -- §302 - SOA'02 HTML 34K
7: EX-31.2 Certification -- §302 - SOA'02 HTML 34K
8: EX-32 Certification -- §906 - SOA'02 HTML 29K
15: R1 Document And Entity Information HTML 52K
16: R2 Condensed Consolidated Balance Sheets HTML 100K
17: R3 Condensed Consolidated Balance Sheets HTML 47K
(Parenthetical)
18: R4 Condensed Consolidated Statements of Operations HTML 84K
19: R5 Condensed Consolidated Statements of Operations HTML 30K
(Parenthetical)
20: R6 Condensed Consolidated Statements Of Stockholders' HTML 65K
Equity
21: R7 Condensed Consolidated Statements Of Cash Flows HTML 111K
22: R8 Description of Business HTML 39K
23: R9 Summary of Significant Accounting Policies HTML 100K
24: R10 Supplemental Financial Information HTML 179K
25: R11 Credit Agreement HTML 48K
26: R12 Debt HTML 115K
27: R13 Income Taxes HTML 166K
28: R14 Commitments and Contingencies HTML 95K
29: R15 Stockholders' Equity HTML 271K
30: R16 401(k) Plan HTML 29K
31: R17 Major Customers, Suppliers and Products HTML 65K
32: R18 Segment and Geographic Information HTML 34K
33: R19 Subsequent Events HTML 27K
34: R20 Quarterly Summary (Unaudited) HTML 208K
35: R21 Summary of Significant Accounting Policies HTML 162K
(Policies)
36: R22 Supplemental Financial Information (Tables) HTML 183K
37: R23 Debt (Tables) HTML 110K
38: R24 Income Taxes (Tables) HTML 162K
39: R25 Commitments and Contingencies (Tables) HTML 54K
40: R26 Stockholders' Equity (Tables) HTML 262K
41: R27 Major Customers, Suppliers and Products (Tables) HTML 60K
42: R28 Quarterly Summary (Unaudited) (Tables) HTML 204K
43: R29 Description of Business (Details) HTML 48K
44: R30 Summary of Significant Accounting Policies HTML 32K
(Details)
45: R31 Supplemental Financial Information (Schedule Of HTML 33K
Inventories) (Details)
46: R32 Supplemental Financial Information (Property, HTML 53K
Plant And Equipment) (Details)
47: R33 Supplemental Financial Information (Schedule Of HTML 38K
Warranty Liability Activity) (Details)
48: R34 Supplemental Financial Information (Schedule Of HTML 36K
Computation Of Net Loss Per Share) (Details)
49: R35 Supplemental Financial Information (Schedule Of HTML 28K
Potential Common Shares Excluded From The Diluted
Net Loss Per Share Calculations) (Details)
50: R36 Supplemental Financial Information (Schedule Of HTML 38K
Supplemental Disclosures Of Cash Flow Information
And Non-Cash Financing Activities) (Details)
51: R37 Credit Agreement (SVB Credit Agreement) HTML 48K
(Narrative) (Details)
52: R38 Credit Agreements (Fortress Credit Opportunities I HTML 56K
LP Loan and Security Agreement and Related
Agreements, Part I) (Details)
53: R39 Credit Agreements (Fortress Credit Opportunities I HTML 70K
LP Loan and Security Agreement and Related
Agreements, Part II) (Details)
54: R40 Debt (Schedule Of Long-Term Debt) (Details) HTML 39K
55: R41 Debt (Narrative) (Details) HTML 75K
56: R42 Debt (Schedule Of Maturities Of Long-term Debt) HTML 37K
(Details)
57: R43 Debt (Schedule Of Interest Expense Related To HTML 45K
Long-Term Debt) (Details)
58: R44 Income Taxes (Schedule Of Deferred Tax Assets And HTML 66K
Liabilities) (Details)
59: R45 Income Taxes (Narrative) (Details) HTML 47K
60: R46 Income Taxes (Components of Loss Before Provision HTML 34K
for Income Taxes) (Details)
61: R47 Income Taxes (Schedule Of Income Tax Provisions) HTML 55K
(Details)
62: R48 Income Taxes (Reconciliation of Income Taxes by HTML 40K
Applying the Statutory U.S. Income Tax Rate)
(Details)
63: R49 Commitments and Contingencies (Schedule of Rent HTML 26K
Expense) (Details)
64: R50 Commitments and Contingencies (Schedule of Future HTML 26K
Minimum Lease Payments) (Details)
65: R51 Commitments and Contingencies (Litigations and HTML 46K
Patent Reexaminations) (Details)
66: R52 Stockholders' Equity (Narrative) (Details) HTML 70K
67: R53 Stockholders' Equity (Schedule Of Stock Option HTML 74K
Activity) (Details)
68: R54 Stockholders' Equity (Shares Authorized Under HTML 69K
Stock Option Plans, By Exercise Price Range)
(Details)
69: R55 Stockholders' Equity (Schedule Of Restricted Stock HTML 41K
Awards) (Details)
70: R56 Stockholders' Equity (Schedule Of Assumptions Used HTML 45K
To Calculate Weighted-Average Grant Date Fair
Value Of Common Stock Options Granted) (Details)
71: R57 Stockholders' Equity (Warrants) (Narrative) HTML 80K
(Details)
72: R58 Stockholders' Equity (Schedule Of Warrants) HTML 39K
(Details)
73: R59 401(k) Plan (Narrative) (Details) HTML 28K
74: R60 Major Customers, Suppliers and Products (Schedule HTML 48K
Of Customer Concentration of Risk) (Details)
75: R61 Major Customers, Suppliers and Products (Schedule HTML 35K
Of Supplier Concentration of Risk) (Details)
76: R62 Segment and Geographic Information (Details) HTML 30K
77: R63 Quarterly Summary (Unaudited) (Details) HTML 79K
79: XML IDEA XML File -- Filing Summary XML 147K
78: EXCEL IDEA Workbook of Financial Reports XLSX 98K
9: EX-101.INS XBRL Instance -- nlst-20161231 XML 2.63M
11: EX-101.CAL XBRL Calculations -- nlst-20161231_cal XML 172K
12: EX-101.DEF XBRL Definitions -- nlst-20161231_def XML 432K
13: EX-101.LAB XBRL Labels -- nlst-20161231_lab XML 1.10M
14: EX-101.PRE XBRL Presentations -- nlst-20161231_pre XML 902K
10: EX-101.SCH XBRL Schema -- nlst-20161231 XSD 156K
80: ZIP XBRL Zipped Folder -- 0001558370-17-002349-xbrl Zip 187K
| nlst_Ex_106 |
Exhibit 10.6
NETLIST, inc.
INCENTIVE STOCK OPTION AGREEMENT
This INCENTIVE STOCK OPTION AGREEMENT, dated as of _________ (this “Agreement”), is between NETLIST, INC., a Delaware corporation (the “Company”), and __________ (the “Optionee”). Capitalized terms used herein without definition shall have the meaning ascribed to such terms in the Company's Amended and Restated 2006 Equity Incentive Plan, a copy of which is attached hereto as Exhibit A (the “Plan”).
1.Grant of Option. Pursuant to the Plan, the Company grants to the Optionee an option (the “Option”) to purchase from the Company all or any number of an aggregate of _______ shares, subject to adjustment pursuant to Section 8 of the Plan (the “Option Shares”), of the Company's common stock, $.001 par value per share, at a price of $______per share. The Option is granted as of ____________ (the “Grant Date”).
2.Character of Option. The Option is intended to be treated as an “incentive stock option” within the meaning of Section 422 of the Internal Revenue Code of 1986, as amended (the “Code”).
3.Duration of Option. Unless subject to earlier expiration or termination pursuant to the terms of the Plan, the Option shall expire on the ten year anniversary of the Grant Date.
4.Exercisability of Option. The Option may be exercised, at any time and from time to time until its expiration or termination, for any or all of those Option Shares in respect of which the Option shall have become exercisable, in accordance with the provisions set forth below in this Section 4, on or at any time prior to the date of any such exercise. Subject to the provisions of the Plan (including, without limitation, the provisions of Section 7.1(e) of the Plan), the Option shall become exercisable starting from the Grant Date in ______________________, such that from and after the _____ anniversary of the Grant Date, the Option shall be vested as to all of the Shares and fully exercisable provided, however, that in the event that Optionee's employment with the Company is terminated by the Company as a result of Optionee's death or disability, an additional 25% of the total number of Shares (or such fewer number as then remain unvested) shall Accelerate and vest on the date of such termination. These installments shall be cumulative, such that Optionee may exercise the Option as to any or all of the Shares covered by any installment at any time or times after such installment vests and prior to termination of the Option. The foregoing notwithstanding, except to the extent the Option vests upon the termination of Optionee's employment with the Company as provided above, the Option shall cease vesting upon the termination of Optionee's employment with the Company for any reason. Notwithstanding anything expressed or implied to the contrary in the foregoing provisions of this Section 4, the exercisability of the
OC/233357.1
Option may, as provided in Section 7.1(d) of the Plan, at any time be Accelerated in the discretion of the Committee.
5.Transfer of Option. Other than as expressly permitted by the provisions of Section 6.4 of the Plan, the Option may not be transferred except by will or the laws of descent and distribution and, during the lifetime of the Optionee, may be exercised only by the Optionee.
6.Incorporation of Plan Terms. The Option is granted subject to all of the applicable terms and provisions of the Plan, including, but not limited to, the limitations on the Company's obligation to deliver Option Shares upon exercise set forth in Section 9.2 (Violation of Law), Section 9.3 (Corporate Restrictions on Rights in Stock), Section 9.4 (Investment Representations) and Section 9.7 (Tax Withholding).
7.Miscellaneous. This Agreement shall be construed and enforced in accordance with the internal, substantive laws of the State of Delaware and shall be binding upon and inure to the benefit of any successor or assign of the Company and any executor, administrator, trustee, guardian, or other legal representative of the Optionee.
IN WITNESS WHEREOF, the parties have executed this Incentive Stock Option Agreement as a sealed instrument as of the date first above written.
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NETLIST, INC. |
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Optionee’s Address: |
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_____________________________ |
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_____________________________ |
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OC/233357.1
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/23/24 Netlist Inc. 10-K 12/30/23 76:9.6M Toppan Merrill Bridge/FA 2/28/23 Netlist Inc. 10-K 12/31/22 72:9M Toppan Merrill Bridge/FA 3/01/22 Netlist Inc. 10-K 1/01/22 73:9M Toppan Merrill Bridge/FA 3/26/21 Netlist Inc. 10-K 1/02/21 78:7.7M Toppan Merrill Bridge/FA |