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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/26/20 Atel 14, LLC 10-K 12/31/19 72:7.5M Toppan Merrill Bridge/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 784K
2: EX-4.1 Instrument Defining the Rights of Security Holders HTML 25K
3: EX-14.1 Code of Ethics HTML 32K
4: EX-31.1 Certification -- §302 - SOA'02 HTML 30K
5: EX-31.2 Certification -- §302 - SOA'02 HTML 30K
6: EX-32.1 Certification -- §906 - SOA'02 HTML 26K
7: EX-32.2 Certification -- §906 - SOA'02 HTML 26K
69: R1 Document and Entity Information HTML 55K
32: R2 Balance Sheets HTML 87K
24: R3 Statements of Operations HTML 89K
51: R4 Statements of Changes in Members' Capital HTML 45K
72: R5 Statements of Changes in Members' Capital HTML 25K
(Parenthetical)
35: R6 Statements of Cash Flows HTML 114K
27: R7 Organization and Limited Liability Company Matters HTML 30K
52: R8 Summary of Significant Accounting Policies HTML 102K
68: R9 Concentration of Credit Risk and Major Customers HTML 62K
67: R10 Equipment Under Operating Leases, Net HTML 167K
47: R11 Allowance for Credit Losses HTML 139K
29: R12 Related Party Transactions HTML 41K
38: R13 Non-Recourse Debt HTML 53K
66: R14 Senior Long-Term Debt HTML 25K
46: R15 Borrowing Facilities HTML 24K
28: R16 Commitments HTML 24K
37: R17 Guarantees HTML 26K
64: R18 Members' Capital HTML 39K
48: R19 Fair Value Measurements HTML 307K
16: R20 Subsequent Events HTML 25K
41: R21 Summary of Significant Accounting Policies HTML 147K
(Policy)
59: R22 Summary of Significant Accounting Policies HTML 64K
(Tables)
55: R23 Concentration of Credit Risk and Major Customers HTML 65K
(Tables)
15: R24 Equipment Under Operating Leases, Net (Tables) HTML 168K
40: R25 Allowance for Credit Losses (Tables) HTML 140K
58: R26 Related Party Transactions (Tables) HTML 36K
54: R27 Non-Recourse Debt (Tables) HTML 50K
17: R28 Members' Capital (Tables) HTML 37K
39: R29 Fair Value Measurements (Tables) HTML 310K
33: R30 Organization and Limited Liability Company Matters HTML 58K
(Narrative) (Details)
25: R31 Summary of Significant Accounting Policies HTML 65K
(Narrative) (Details)
49: R32 Summary of Significant Accounting Policies HTML 29K
(Schedule of Differences Between Book Value and
Tax Basis of Net Assets) (Details)
70: R33 Summary of Significant Accounting Policies HTML 40K
(Reconciliation of Net Income (Loss) Reported in
Financial Statements and Federal Tax Return)
(Details)
34: R34 Concentration of Credit Risk and Major Customers HTML 43K
(Schedule of Leasing and Lending Revenues)
(Details)
26: R35 Equipment Under Operating Leases, Net (Narrative) HTML 34K
(Details)
50: R36 Equipment Under Operating Leases, Net (Investment HTML 40K
in Leases) (Details)
71: R37 Equipment Under Operating Leases, Net (Property on HTML 60K
Operating Leases) (Details)
36: R38 Equipment Under Operating Leases, Net (Future HTML 35K
Minimum Lease Payments Receivable) (Details)
23: R39 Equipment Under Operating Leases, Net (Schedule of HTML 47K
Useful Lives of Lease Assets) (Details)
42: R40 Allowance for Credit Losses (Activity in Allowance HTML 34K
for Doubtful Accounts) (Details)
19: R41 Allowance for Credit Losses (Financing Receivables HTML 27K
by Credit Quality Indicator and by Class)
(Details)
56: R42 Allowance for Credit Losses (Net Investment in HTML 27K
Financing Receivables by Age) (Details)
60: R43 Related Party Transactions (Managing Member and/or HTML 29K
Affiliates Earned Commissions and Billed for
Reimbursements Pursuant to Operating Agreement)
(Details)
43: R44 Non-Recourse Debt (Narrative) (Details) HTML 33K
20: R45 Non-Recourse Debt (Future Minimum Payments of HTML 66K
Non-Recourse Debt) (Details)
57: R46 Senior Long-Term Debt (Narrative) (Details) HTML 39K
61: R47 Borrowing Facilities (Narrative) (Details) HTML 25K
44: R48 Commitments (Narrative) (Details) HTML 23K
18: R49 Members' Capital (Narrative) (Details) HTML 48K
22: R50 Members' Capital (Distributions to Other Members) HTML 31K
(Details)
31: R51 Fair Value Measurements (Narrative) (Details) HTML 29K
63: R52 Fair Value Measurements (Fair Value, Warrants HTML 28K
Measured on Recurring Basis) (Details)
45: R53 Fair Value Measurements (Fair Value, Investment HTML 27K
Securities Measured on Recurring Basis) (Details)
21: R54 Fair Value Measurements (Fair Value Measurement of HTML 28K
Impaired Assets at Fair Value on Non-Recurring
Basis) (Details)
30: R55 Fair Value Measurements (Summary of Valuation HTML 62K
Techniques and Significant Unobservable Inputs
Used) (Details)
62: R56 Fair Value Measurements (Estimated Fair Values of HTML 51K
Financial Instruments) (Details)
53: XML IDEA XML File -- Filing Summary XML 130K
14: EXCEL IDEA Workbook of Financial Reports XLSX 75K
8: EX-101.INS XBRL Instance -- atel-20191231 XML 2.08M
10: EX-101.CAL XBRL Calculations -- atel-20191231_cal XML 184K
11: EX-101.DEF XBRL Definitions -- atel-20191231_def XML 421K
12: EX-101.LAB XBRL Labels -- atel-20191231_lab XML 874K
13: EX-101.PRE XBRL Presentations -- atel-20191231_pre XML 739K
9: EX-101.SCH XBRL Schema -- atel-20191231 XSD 167K
65: ZIP XBRL Zipped Folder -- 0001558370-20-003159-xbrl Zip 144K
| atel_Ex4_1 |
Exhibit 4.1
DESCRIPTION OF COMPANY MEMBERSHIP INTEREST (“UNITS”)
Fast Act Exhibit 4(vi) “Description of registrant’s securities”
Summary
The following description summarizes certain important terms of ATEL 14, LLC’s (the “Company”) membership interests (the “Units”). This description summarizes the provisions that are included in the Company’s Amended and Restated Limited Liability Company Operating Agreement (the “Operating Agreement”). This summary will not provide all the information relevant to the Units. For a complete description of the Units, please refer to the applicable provisions of Company’s Operating Agreement and relevant California governing law.
Outstanding Units
8,246,919 Units have been subscribed by the members of the Company as of December 31, 2019.
General
Liquidity. The Units were offered and sold pursuant to registration under the Securities Act of 1933, and subsequently registered under the Securities Exchange Act of 1934. However, the Units are subject to significant restriction on transferability in order to preserve the tax characterization of the Company and tax consequences for Unit holders. Accordingly, the Units are not traded on any securities exchange and have limited liquidity. Please review the rights of Unit holders for transfer of shares under the Operating Agreement.
Voting Rights. The holders of Units are entitled to one vote per share on any matter to be voted upon by holders of Units in the Company’s Operating Agreement. Certain rights may only be exercised upon receiving at least a majority of the votes entitled to be cast by Unit holders
Distributions. The holders of Units are entitled to distributions on a pro rata basis, if, as, and when distributed by the Manager.
Other Rights. No holder of Units has any priority or preemptive right as to the Units.
Dissolution and Winding Up. Upon any voluntary or involuntary liquidation, dissolution, or winding up of the Company, the Unit holders are entitled to share ratably in all assets remaining after payment of creditors.
Transfer Agent and Registrar. The transfer agent and registrar of the Units is Conduent Inc.
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 3/26/20 | None on these Dates | ||
| For Period end: | 12/31/19 | |||
| List all Filings | ||||