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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/21/20 Cboe Global Markets, Inc. 10-K 12/31/19 129:20M Toppan Merrill Bridge/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 2.88M
2: EX-4.6 Instrument Defining the Rights of Security Holders HTML 57K
3: EX-10.26 Material Contract HTML 377K
4: EX-10.28 Material Contract HTML 36K
5: EX-10.66 Material Contract HTML 135K
6: EX-10.67 Material Contract HTML 139K
7: EX-10.68 Material Contract HTML 140K
8: EX-10.69 Material Contract HTML 116K
9: EX-21.1 Subsidiaries List HTML 36K
10: EX-23.1 Consent of Experts or Counsel HTML 33K
11: EX-31.1 Certification -- §302 - SOA'02 HTML 42K
12: EX-31.2 Certification -- §302 - SOA'02 HTML 43K
13: EX-32.1 Certification -- §906 - SOA'02 HTML 34K
14: EX-32.2 Certification -- §906 - SOA'02 HTML 34K
32: R1 Document and Entity Information HTML 93K
77: R2 Consolidated Balance Sheets HTML 144K
116: R3 Consolidated Balance Sheets (Parenthetical) HTML 54K
50: R4 Consolidated Statements of Income HTML 140K
36: R5 Consolidated Statements of Comprehensive Income HTML 59K
81: R6 Consolidated Statement of Changes in Stockholder's HTML 95K
Equity
120: R7 Consolidated Statement of Changes in Stockholder's HTML 35K
Equity (Parenthetical)
46: R8 Consolidated Statements of Cash Flows HTML 219K
37: R9 Nature of Operations HTML 36K
125: R10 Summary of Significant Accounting Policies HTML 72K
83: R11 Recent Accounting Pronouncements HTML 41K
44: R12 Revenue Recognition HTML 258K
59: R13 Acquisitions HTML 40K
126: R14 Severance HTML 42K
84: R15 Investments HTML 70K
45: R16 Financial Investments HTML 77K
60: R17 Property and Equipment, Net HTML 53K
124: R18 Other Assets, Net HTML 52K
85: R19 Goodwill and Intangible Assets, Net HTML 241K
20: R20 Accounts Payable and Accrued Liabilities HTML 51K
62: R21 Debt HTML 99K
101: R22 Accumulated Other Comprehensive Income, Net HTML 61K
88: R23 Fair Value Measurement HTML 227K
21: R24 Redeemable Noncontrolling Interest HTML 43K
63: R25 Segment Reporting HTML 105K
102: R26 Employee Benefit Plan HTML 38K
89: R27 Regulatory Capital HTML 39K
22: R28 Stock-Based Compensation HTML 101K
61: R29 Equity HTML 90K
56: R30 Income Taxes HTML 170K
43: R31 Net Income Per Common Share HTML 93K
87: R32 Commitments, Contingencies, and Guarantees HTML 57K
129: R33 Leases HTML 72K
55: R34 Quarterly Data (Unaudited) HTML 87K
42: R35 Subsequent Events HTML 36K
86: R36 Summary of Significant Accounting Policies HTML 127K
(Policies)
127: R37 Recent Accounting Pronouncements (Policies) HTML 40K
57: R38 Revenue Recognition (Tables) HTML 249K
41: R39 Severance (Tables) HTML 43K
71: R40 Investments (Tables) HTML 60K
30: R41 Financial Investments (Tables) HTML 74K
91: R42 Property and Equipment, Net (Tables) HTML 51K
104: R43 Other Assets, Net (Tables) HTML 52K
70: R44 Goodwill and Intangible Assets, Net (Tables) HTML 242K
29: R45 Accounts Payable and Accrued Liabilities (Tables) HTML 51K
90: R46 Debt (Tables) HTML 91K
103: R47 Accumulated Other Comprehensive Income, Net HTML 60K
(Tables)
72: R48 Fair Value Measurement (Tables) HTML 222K
28: R49 Redeemable Noncontrolling Interest (Tables) HTML 41K
38: R50 Segment Reporting (Tables) HTML 102K
53: R51 Stock-Based Compensation (Tables) HTML 95K
113: R52 Equity (Tables) HTML 80K
73: R53 Income Taxes (Tables) HTML 179K
39: R54 Net Income Per Common Share (Tables) HTML 92K
54: R55 Leases (Tables) HTML 70K
114: R56 Quarterly Data (Unaudited) (Tables) HTML 87K
74: R57 Summary of Significant Accounting Policies HTML 59K
(Details)
40: R58 REVENUE RECOGNITION - Schedule of revenue by HTML 109K
product line and Segment (Details)
52: R59 REVENUE RECOGNITION - Rollforward of contract HTML 44K
liabilities (Details)
109: R60 Acquisitions (Details) HTML 92K
95: R61 Severance (Details) HTML 41K
25: R62 INVESTMENTS - Schedule of investments (Details) HTML 57K
67: R63 INVESTMENTS - Equity method investments (Details) HTML 43K
110: R64 INVESTMENTS - Other Equity Investments (Details) HTML 78K
96: R65 Financial Investments (Details) HTML 47K
26: R66 Property and Equipment, Net (Details) HTML 57K
68: R67 OTHER ASSETS, NET - Schedule of other assets, net HTML 63K
(Details)
106: R68 GOODWILL AND INTANGIBLE ASSETS, NET - Goodwill by HTML 57K
segment (Details)
100: R69 GOODWILL AND INTANGIBLE ASSETS, NET - Schedule of HTML 61K
intangible assets by segment (Details)
80: R70 GOODWILL AND INTANGIBLE ASSETS, NET - Estimated HTML 51K
Future Amortization (Details)
118: R71 GOODWILL AND INTANGIBLE ASSETS, NET - Schedule of HTML 94K
intangible assets by category (Details)
49: R72 ACCOUNTS PAYABLE AND ACCRUED LIABILITIES - HTML 52K
Schedule of accounts payable and accrued
liabilities (Details)
34: R73 DEBT - Schedule of long-term debt (Details) HTML 53K
79: R74 Debt (Details) HTML 110K
117: R75 Debt - Schedule of debt repayments (Details) HTML 51K
48: R76 DEBT - Schedule of Interest Expense (Details) HTML 48K
33: R77 Accumulated Other Comprehensive Income, Net HTML 53K
(Details)
75: R78 FAIR VALUE MEASUREMENT - Schedule of fair value HTML 68K
hierarchy for assets measured at fair value on a
recurring basis (Details)
121: R79 FAIR VALUE MEASUREMENT - Schedule of fair value HTML 59K
hierarchy of financial instruments held (Details)
82: R80 FAIR VALUE MEASUREMENT - Narrative (Details) HTML 44K
119: R81 FAIR VALUE MEASUREMENT - Summary of changes in the HTML 48K
fair value of the company's Level 3 financial
liabilities (Details)
51: R82 Redeemable Noncontrolling Interest (Details) HTML 46K
35: R83 SEGMENT REPORTING - Summarized financial HTML 66K
information by reportable segment (Details)
78: R84 Employee Benefit Plan (Details) HTML 41K
115: R85 Regulatory Capital (Details) HTML 68K
47: R86 Stock-Based Compensation (Details) HTML 100K
31: R87 Stock-Based Compensation - Stock option activity HTML 56K
(Details)
76: R88 STOCK-BASED COMPENSATION - Restricted stock HTML 94K
activity (Details)
122: R89 Equity (Details) HTML 87K
107: R90 Equity - Share Repurchase Program (Details) HTML 44K
93: R91 INCOME TAXES - Deferred tax assets and liabilities HTML 71K
(Details)
24: R92 INCOME TAXES - Components of income tax expense HTML 63K
(Details)
66: R93 INCOME TAXES - Deferred income tax liability, net HTML 42K
(Details)
111: R94 INCOME TAXES - Reconciliation of the statutory HTML 59K
federal income tax rate to the effective income
tax rate (Details)
97: R95 INCOME TAXES - Reconciliation of the beginning and HTML 47K
ending uncertain tax positions (Details) 10K
27: R96 Income Taxes - (Details) HTML 56K
69: R97 Net Income Per Common Share (Details) HTML 86K
105: R98 Commitments, Contingencies, and Guarantees HTML 40K
(Details)
99: R99 Leases (Details) HTML 67K
108: R100 Leases - Supplemental Balance Sheet (Details) HTML 49K
94: R101 LEASES - Lease Costs and Other Information HTML 52K
(Details)
23: R102 LEASES - Maturities (Details) HTML 51K
65: R103 LEASES - Others (Details) HTML 35K
112: R104 Quarterly Data (Unaudited) (Details) HTML 59K
98: R105 Subsequent Events (Details) HTML 53K
123: XML IDEA XML File -- Filing Summary XML 229K
92: XML XBRL Instance -- cboe-20191231x10k3d7487_htm XML 4.97M
58: EXCEL IDEA Workbook of Financial Reports XLSX 147K
16: EX-101.CAL XBRL Calculations -- cboe-20191231_cal XML 285K
17: EX-101.DEF XBRL Definitions -- cboe-20191231_def XML 799K
18: EX-101.LAB XBRL Labels -- cboe-20191231_lab XML 2.15M
19: EX-101.PRE XBRL Presentations -- cboe-20191231_pre XML 1.48M
15: EX-101.SCH XBRL Schema -- cboe-20191231 XSD 272K
128: JSON XBRL Instance as JSON Data -- MetaLinks 527± 797K
64: ZIP XBRL Zipped Folder -- 0001558370-20-001127-xbrl Zip 894K
| cboe_Ex31_1 |
Exhibit 31.1
Certification Pursuant To
Rule 13a-14(a) of the Securities Exchange Act of 1934
I, Edward T. Tilly, certify that:
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1. I have reviewed this Annual Report on Form 10-K for the year ended December 31, 2019 of Cboe Global Markets, Inc. (the "registrant"); |
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2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
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3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; |
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4. The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: |
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a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
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b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
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c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
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d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter (the registrant's fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and |
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5. The registrant's other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): |
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a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and |
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b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. |
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Date: February 21, 2020
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/s/ Edward T. Tilly |
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Name: |
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Title: |
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Chief Executive Officer |
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
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| Filed on: | 2/21/20 | 4 | ||
| For Period end: | 12/31/19 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/16/24 Cboe Global Markets, Inc. 10-K 12/31/23 136:29M Toppan Merrill Bridge/FA 2/17/23 Cboe Global Markets, Inc. 10-K 12/31/22 138:29M Toppan Merrill Bridge/FA 2/18/22 Cboe Global Markets, Inc. 10-K 12/31/21 130:24M Toppan Merrill Bridge/FA 2/19/21 Cboe Global Markets, Inc. 10-K 12/31/20 133:24M Toppan Merrill Bridge/FA 12/09/20 Cboe Global Markets, Inc. 424B5 1:850K Toppan Merrill/FA 12/08/20 Cboe Global Markets, Inc. 424B5 1:832K Toppan Merrill/FA |