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Atel 16, LLC – ‘8-K’ for 11/5/21

On:  Monday, 11/8/21, at 2:06pm ET   ·   For:  11/5/21   ·   Accession #:  1558370-21-14985   ·   File #:  0-55417

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/08/21  Atel 16, LLC                      8-K:5      11/05/21   10:141K                                   Toppan Merrill Bridge/FA

Current Report   —   Form 8-K

Filing Table of Contents

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 9: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    18K 
10: ZIP         XBRL Zipped Folder -- 0001558370-21-014985-xbrl      Zip      9K 


‘8-K’   —   Current Report


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 iX:   C:   C:   C:   C:   C: 
 i 0001575048 i Limited Liability Company Units i false i NONE00015750482021-11-052021-11-05

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM  i 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)  i November 5, 2021

Commission File number  i 000-55417

 i ATEL 16, LLC

(Exact name of registrant as specified in its charter)

 i California

 i 90-0920813

(State or other jurisdiction of

(I. R. S. Employer

incorporation or organization)

Identification No.)

 i The Transamerica Pyramid,  i 600 Montgomery Street, 9th Floor,  i San Francisco,  i California  i 94111

(Address of principal executive offices)

Registrants telephone number, including area code: ( i 415)  i 989-8800

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

N/A

 i N/A

N/A

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

Effective on November 10, 2021, Mr. Samuel Schussler will retire as the Company’s Chief Accounting Officer. Also effective on November 10, 2021, Mr. Vasco Morais will retire as the Company’s General Counsel.

The retirement of both Mr. Schussler and Mr. Morais are not as a result of any disagreement with the Company.

* * * * * *

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

ATEL 16, LLC

Date:   November 8, 2021

By:

/s/ Paritosh K. Choksi

Paritosh K. Choksi

Director, Executive Vice President and Chief Financial

Officer and Chief Operating Officer of ATEL Managing

Member, LLC (Managing Member)


Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
11/10/21None on these Dates
Filed on:11/8/21
For Period end:11/5/21
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