SEC Info℠  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Lashley Richard J – ‘4’ for 3/14/24 re: Banc of California, Inc.

On:  Friday, 3/15/24, at 4:44pm ET   ·   For:  3/14/24   ·   As:  Director   ·   Accession #:  1562180-24-2720   ·   File #:  1-35522

Previous ‘4’:  ‘4’ on 3/1/24 for 2/29/24   ·   Latest ‘4’:  This Filing

Find Words in Filings emoji
 		  in    Show  and   ↓Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/15/24  Lashley Richard J                 4          Director    1:8K   Banc of California, Inc.          Solium Capital Inc.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      8K 
                Securities by an Insider --                                      
                primarydocument.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  3/14/24
Not Subject to Section 16?  No
Issuer:
Issuer CIK:  1169770
Issuer Name:  BANC OF CALIFORNIA, INC.
Issuer Trading Symbol:  BANC
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1204241
Owner Name:  LASHLEY RICHARD J
Reporting Owner Address:
Owner Street 1:  C/O BANC OF CALIFORNIA, INC.
Owner Street 2:  3 MACARTHUR PLACE
Owner City:  SANTA ANA
Owner State:  CA
Owner ZIP Code:  92707
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:
Other Text:
Aff 10b5 One?  No
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/14/24
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  7,500.00
Transaction Price Per Share:
Value:  14.475
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,485,643.00
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By PL Capital, LLC
Footnote ID:  F1
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  54,284.00
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  738,576.00
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Goodbody/PL Capital, LLC
Footnote ID:  F2
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  10,000.00
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Richard Lashley ROTH IRA
Non-Derivative Holding:
Security Title:
Value:  Depositary Shares of Series F Preferred Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  10,000.00
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By Goodbody/PL Capital, LLC
Footnote ID:  F2
Derivative Table:
Footnotes:
Footnote - F1:  PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Footnote - F2:  Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Remarks:
Owner Signature:
Signature Name:  /s/ Ido Dotan, Attorney-in-Fact for Richard J Lashley
Signature Date:  3/15/24


↑Top
Filing Submission 0001562180-24-002720   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
About — Privacy — Redactions — Help — Sun., Apr. 28, 5:45:14.2am ET