|
||||||||||||||||||||||||||
| SEC Info℠ | | | Home | | | Search | | | My Interests | | | Help | | | Sign In | | | Please Sign In | |||||||
|
||||||||||||||||||||||||||
As Of Filer Filing For·On·As Docs:Size 2/06/20 Intercontinental Exchange, Inc. 10-K 12/31/19 130:24M |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 3.11M
2: EX-4.16 Instrument Defining the Rights of Security Holders HTML 59K
3: EX-21.1 Subsidiaries List HTML 42K
4: EX-23.1 Consent of Experts or Counsel HTML 37K
5: EX-31.1 Certification -- §302 - SOA'02 HTML 42K
6: EX-31.2 Certification -- §302 - SOA'02 HTML 42K
7: EX-32.1 Certification -- §906 - SOA'02 HTML 37K
8: EX-32.2 Certification -- §906 - SOA'02 HTML 37K
26: R1 Cover Page HTML 98K
93: R2 Consolidated Balance Sheets HTML 166K
110: R3 Consolidated Balance Sheets (Parenthetical) HTML 60K
68: R4 Consolidated Statements of Income HTML 129K
29: R5 Consolidated Statements of Comprehensive Income HTML 81K
96: R6 Consolidated Statements of Comprehensive Income HTML 47K
(Parenthetical)
113: R7 Consolidated Statements of Changes in Equity and HTML 140K
Redeemable Non-Controlling Interest
65: R8 Consolidated Statements of Cash Flows HTML 152K
30: R9 Description of Business HTML 40K
94: R10 Summary of Significant Accounting Policies HTML 187K
111: R11 Acquisitions and Divestitures HTML 100K
66: R12 Investments HTML 51K
27: R13 Revenue Recognition HTML 193K
95: R14 Short-Term and Long-Term Restricted Cash and Cash HTML 47K
Equivalents
112: R15 Property and Equipment HTML 61K
67: R16 Goodwill and Other Intangible Assets HTML 97K
28: R17 Deferred Revenue HTML 193K
92: R18 Debt HTML 89K
114: R19 Share-Based Compensation HTML 139K
41: R20 Equity HTML 200K
32: R21 Income Taxes HTML 177K
70: R22 Clearing Operations HTML 247K
118: R23 Commitments and Contingencies HTML 48K
42: R24 Pension and Other Benefit Programs HTML 207K
33: R25 Fair Value Measurements HTML 78K
71: R26 Segment Reporting HTML 180K
120: R27 Earnings Per Common Share HTML 64K
43: R28 Quarterly Financial Data (Unaudited) HTML 82K
31: R29 Subsequent Events HTML 38K
24: R30 Summary of Significant Accounting Policies HTML 236K
(Policies)
64: R31 Summary of Significant Accounting Policies HTML 134K
(Tables)
117: R32 Acquisitions and Divestitures (Tables) HTML 88K
98: R33 Revenue Recognition (Tables) HTML 122K
23: R34 Property and Equipment (Tables) HTML 59K
63: R35 Goodwill and Other Intangible Assets (Tables) HTML 95K
115: R36 Deferred Revenue (Tables) HTML 89K
97: R37 Debt (Tables) HTML 71K
25: R38 Share-Based Compensation (Tables) HTML 132K
62: R39 Equity Equity (Tables) HTML 197K
39: R40 Income Taxes (Tables) HTML 174K
52: R41 Clearing Operations (Tables) HTML 236K
123: R42 Pension and Other Benefit Programs (Tables) HTML 208K
74: R43 Fair Value Measurements (Tables) HTML 71K
38: R44 Segment Reporting (Tables) HTML 179K
51: R45 Earnings Per Common Share (Tables) HTML 61K
121: R46 Quarterly Financial Data (Unaudited) (Tables) HTML 82K
72: R47 Summary of Significant Accounting Policies - HTML 112K
Narrative (Details)
40: R48 Summary of Significant Accounting Policies - HTML 44K
Allowance for Doubtful Accounts Rollforward
(Details)
49: R49 Summary of Significant Accounting Policies - HTML 90K
Revenue Recognition, New Accounting Guidance ASC
606 (Details)
58: R50 Summary of Significant Accounting Policies - HTML 43K
Operating Lease Details (Details)
20: R51 Summary of Significant Accounting Policies - HTML 54K
Maturities of Operating Lease Liabilities
(Details)
81: R52 Summary of Significant Accounting Policies - HTML 40K
Supplemental Cash Flow Information and Non-Cash
Activity Related to Operating Leases (Details)
100: R53 Acquisitions and Divestitures - Narrative HTML 126K
(Details)
60: R54 Acquisitions and Divestitures - Acquisition HTML 83K
Purchase Prices and Allocation (Details)
22: R55 Investments - (Details) HTML 103K
83: R56 Revenue Recognition - Narrative (Details) HTML 51K
102: R57 Revenue Recognition - Schedule of Revenue HTML 96K
Recognition (Details)
61: R58 Revenue Recognition - Revenue Related to Investor HTML 42K
Relations Performance Obligations Recognized
(Details)
18: R59 Short-Term and Long-Term Restricted Cash and Cash HTML 71K
Equivalents - Narrative (Details)
77: R60 Property and Equipment - Schedule of Property and HTML 85K
Equipment (Details)
125: R61 Property and Equipment - Narrative (Details) HTML 43K
44: R62 Goodwill and Other Intangible Assets - Schedule of HTML 45K
Goodwill Rollforward (Details)
34: R63 Goodwill and Other Intangible Assets - Schedule of HTML 55K
Other Intangible Rollforward (Details)
80: R64 Goodwill and Other Intangible Assets - Narrative HTML 46K
(Details)
128: R65 Goodwill and Other Intangible Assets - Schedule of HTML 90K
Intangible Assets and Related Accumulated
Amortization (Details)
47: R66 Goodwill and Other Intangible Assets - Schedule of HTML 51K
Expected Future Amortization Expense (Details)
37: R67 Deferred Revenue - Narrative (Details) HTML 46K
75: R68 Deferred Revenue - Schedule of Changes in Deferred HTML 55K
Revenue (Details)
129: R69 Deferred Revenue - Schedule of Deferred Revenue HTML 62K
Estimate (Details)
109: R70 Debt - Total Debt Schedule (Details) HTML 82K
89: R71 Debt - Narrative (Details) HTML 133K
17: R72 Debt - Schedule of Debt Repayment (Details) HTML 62K
56: R73 Share-Based Compensation - Narrative (Details) HTML 120K
106: R74 Share-Based Compensation - Stock Option Activity HTML 60K
(Details)
86: R75 Share-Based Compensation - Details of Stock HTML 61K
Options (Details)
14: R76 Share-Based Compensation - Schedule of Stock HTML 47K
Options Exercised (Details)
53: R77 Share-Based Compensation - Valuation Assumptions HTML 48K
(Details)
105: R78 Share-Based Compensation - Nonvested Restricted HTML 69K
Stock Activity (Details)
91: R79 Equity - Narrative (Details) HTML 52K
108: R80 Equity - Schedule of Repurchased Shares (Details) HTML 63K
88: R81 Equity - Schedule of Dividends Declared (Details) HTML 43K
16: R82 Equity - Accumulated Other Comprehensive Income HTML 72K
(Loss) (Details)
55: R83 Income Taxes - Income Before Income Taxes and HTML 76K
Income Tax Provision (Details)
107: R84 Income Taxes - Reconciliation of US Statutory HTML 58K
Federal Income Tax Rate To Effective Income Tax
Rate (Details)
87: R85 Income Taxes - Narrative (Details) HTML 82K
15: R86 Income Taxes - Schedule of Deferred Tax Assets and HTML 86K
Liabilities (Details)
54: R87 Income Taxes - Deferred Income Tax Valuation HTML 42K
Allowance Reconciliation (Details)
104: R88 Income Taxes - Reconciliation of Beginning and HTML 51K
Ending Amount of Unrecognized Tax Benefits
(Details)
90: R89 Clearing Operations - Narrative (Details) HTML 71K
78: R90 Clearing Operations - Guaranty Fund Contributions HTML 53K
(Details)
126: R91 Clearing Operations - Cash and Cash Equivalents HTML 64K
Deposits (Details)
45: R92 Clearing Operations - Separate Cash Accounts HTML 75K
(Details)
35: R93 Clearing Operations - Assets Pledged by Clearing HTML 64K
Members (Details)
79: R94 Clearing Operations - Cash as Collateral with NGX HTML 40K
(Details)
127: R95 Commitments and Contingencies - Narrative HTML 42K
(Details)
46: R96 Pension and Other Benefit Programs - Narrative HTML 78K
(Details)
36: R97 Pension and Other Benefit Programs - Fair Value Of HTML 73K
Plan Assets (Details)
76: R98 Pension and Other Benefit Programs - Benefit HTML 77K
Obligations and Fair Value of Plan Assets
(Details)
130: R99 Pension and Other Benefit Programs - Components of HTML 47K
Pension Plan Expense (Benefit) (Details)
103: R100 Pension and Other Benefit Programs - Projected HTML 48K
Plan Payments (Details)
84: R101 Pension and Other Benefit Programs - Change to US HTML 82K
Operations SERP Benefit Obligation (Details)
21: R102 Pension and Other Benefit Programs - Weighted HTML 51K
Average Assumptions (Details)
59: R103 Pension and Other Benefit Programs - Benefit HTML 63K
Obligation, Benefits Paid During the Period,
Accrued Benefit Cost (Details)
101: R104 Pension and Other Benefit Programs - Payments HTML 53K
Projected Based on Actuarial Assumptions (Details)
82: R105 Pension and Other Benefit Programs - Effect on HTML 45K
Accumulated Other Comprehensive Income (Details)
19: R106 Fair Value Measurements - Schedule of Carrying HTML 71K
Values and Estimated Fair Values of Debt
Instruments (Details)
57: R107 Segment Reporting - Narrative (Details) HTML 50K
99: R108 Segment Reporting - Schedule of Segment Reporting HTML 139K
Information (Details)
85: R109 Segment Reporting - Schedule of Segment HTML 61K
Information by Geography (Details)
73: R110 Earnings Per Common Share - Reconciliation of HTML 66K
Basic and Diluted Earnings Per Common Share
(Details)
122: R111 Earnings Per Common Share - Narrative (Details) HTML 46K
50: R112 Quarterly Financial Data (Unaudited) (Details) HTML 67K
124: XML IDEA XML File -- Filing Summary XML 249K
48: XML XBRL Instance -- ice2019123110k_htm XML 5.94M
119: EXCEL IDEA Workbook of Financial Reports XLSX 180K
10: EX-101.CAL XBRL Calculations -- ice-20191231_cal XML 385K
11: EX-101.DEF XBRL Definitions -- ice-20191231_def XML 1.24M
12: EX-101.LAB XBRL Labels -- ice-20191231_lab XML 3.03M
13: EX-101.PRE XBRL Presentations -- ice-20191231_pre XML 1.85M
9: EX-101.SCH XBRL Schema -- ice-20191231 XSD 325K
69: JSON XBRL Instance as JSON Data -- MetaLinks 607± 908K
116: ZIP XBRL Zipped Folder -- 0001571949-20-000003-xbrl Zip 1.66M
| Exhibit |
1. | I have reviewed this Annual Report on Form 10-K of Intercontinental Exchange, Inc.; |
2. | Based on my knowledge, this report does not contain any untrue
statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
3. | Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; |
4. | The
registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: |
(a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries,
is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
(b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
(c) | Evaluated the effectiveness of the
registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
(d) | Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially
affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and |
5. | The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions): |
(a) | All
significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and |
(b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting. |
/s/
Scott A. Hill |
Chief Financial Officer |
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 2/6/20 | 8-K | ||
| For Period end: | 12/31/19 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/05/20 Intercontinental Exchange, Inc. 424B7 1:336K Donnelley … Solutions/FA 9/10/20 Intercontinental Exchange, Inc. 424B7 1:331K Donnelley … Solutions/FA 9/08/20 Intercontinental Exchange, Inc. 424B7 1:299K Donnelley … Solutions/FA 8/19/20 Intercontinental Exchange, Inc. 424B2 1:640K Donnelley … Solutions/FA 8/17/20 Intercontinental Exchange, Inc. 424B5 1:634K Donnelley … Solutions/FA |