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Clsa Americas, LLC – ‘X-17A-5’ for 12/31/21 – ‘FULL’

On:  Tuesday, 3/1/22, at 1:33pm ET   ·   Effective:  3/1/22   ·   For:  12/31/21   ·   Accession #:  1558345-22-2   ·   File #:  8-69166

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  As Of               Filer                 Filing    For·On·As Docs:Size

 3/01/22  Clsa Americas, LLC                X-17A-5    12/31/21    5:1.3M

Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer   —   Form X-17A-5

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: X-17A-5     Annual Financial Report [ a.k.a. FOCUS Report ] by  HTML      4K 
                a Broker or Dealer -- primary_doc.xml                            
 2: FULL        Annual Financial Report (Full) --                    PDF    230K 
                2021_ACCT_RPT_COMPL_RPT                                          
 3: FULL        Annual Financial Report (Full) --                    PDF     20K 
                2021_COMPLIANCE_RPT                                              
 4: FULL        Annual Financial Report (Full) --                    PDF    444K 
                2021_CONFIDENTIAL_RPT3                                           
 5: FULL        Annual Financial Report (Full) -- 2021_PUBLIC_RPT    PDF    306K 


‘FULL’   —   Annual Financial Report (Full) — 2021_CONFIDENTIAL_RPT3


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Filing Submission 0001558345-22-000002   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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