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Tecogen Inc. – ‘8-K/A’ for 6/10/19

On:  Wednesday, 7/24/19, at 7:20pm ET   ·   As of:  7/25/19   ·   For:  6/10/19   ·   Accession #:  1537435-19-35   ·   File #:  1-36103

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  As Of               Filer                 Filing    For·On·As Docs:Size

 7/25/19  Tecogen Inc.                      8-K/A:5     6/10/19    1:91K

Amendment to Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K/A       Amendment to Current Report                         HTML     15K 


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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
__________________________
 
FORM 8-K/A

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): June 10, 2019
tecogenlogorgba28.jpg
TECOGEN INC. (NASDAQ: TGEN)
(Exact Name of Registrant as Specified in Charter)

Delaware
(State or Other Jurisdiction of Incorporation)

 
04-3536131
(Commission File Number)
 
(IRS Employer Identification No.)
 
 
 
45 First Avenue
 
 
 
(Address of Principal Executive Offices)
 
(Zip Code)

(781) 466-6400
(Registrant's telephone number, including area code)
_______________________________________________
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Securities registered or to be registered pursuant to Section 12(b) of the Act.
Title of each class
Trading Symbol
Name of exchange on which registered
Common Stock, $.001 par value per share
TGEN
NASDAQ





INFORMATION TO BE INCLUDED IN REPORT
Section 5 – Corporate Governance and Management

Item 5.07. Submission of Matters to a Vote of Security Holders.

In light of the approval at the June 6, 2019 Annual Meeting of its stockholders in an advisory vote of its recommendation to hold an advisory vote for the approval of the compensation of the named executive officers every three years, on July 22, 2019, the Board of Directors of Tecogen Inc. unanimously voted to approve the inclusion of a stockholder vote on the compensation of named executive officers in its proxy materials every three years until its next vote on the frequency of stockholder votes on the compensation of executives.

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
 
TECOGEN INC.
 
 
 
 
By: /s/ Bonnie Brown
 
Bonnie Brown, Principal Financial & Accounting Officer



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K/A’ Filing    Date    Other Filings
Filed as of:7/25/19
Filed on:7/24/19
7/22/19
For Period End:6/10/198-K
6/6/198-K,  DEF 14A
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Filing Submission 0001537435-19-000035   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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