SEC Info - Tecogen Inc. - ‘S-1/A’ on 6/27/14

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Tecogen Inc. – ‘S-1/A’ on 6/27/14 – ‘EX-10.4’

On: Friday, 6/27/14, at 12:19pm ET · Accession #: 1537435-14-52 · File #: 333-193791

  As Of               Filer                 Filing    For·On·As Docs:Size

 6/27/14  Tecogen Inc.                      S-1/A                103:14M

Pre-Effective Amendment to Registration Statement (General Form) — Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Pre-Effective Amendment to Registration Statement   HTML   1.25M 
                (General Form)                                                   
 2: EX-3.1      Certificate of Incorporation                        HTML     72K 
 3: EX-3.2      Articles of Incorporation/Organization or Bylaws    HTML     93K 
 4: EX-4.1      Stock Specimen                                      HTML     25K 
 5: EX-4.3      Stock Option Agreement                              HTML     57K 
 6: EX-10.1     Option Plan                                         HTML     84K 
13: EX-10.12    Asset Purchase                                      HTML    169K 
14: EX-10.13    U Wis License                                       HTML     82K 
15: EX-10.15    Adge Illois Agt                                     HTML     82K 
16: EX-10.16    Adge Illois Agt                                     HTML     31K 
17: EX-10.18    Rev Loc                                             HTML     47K 
18: EX-10.19    Stk Agt                                             HTML     77K 
19: EX-10.20    Stk Agt                                             HTML     91K 
20: EX-10.21    Conv Note                                           HTML    156K 
21: EX-10.22    Cba                                                 HTML    107K 
22: EX-10.23    Rev Loc                                             HTML     40K 
 7: EX-10.3     Adge Agt                                            HTML     59K 
 8: EX-10.4     Adge Agt                                            HTML     34K 
 9: EX-10.5     Adge Agt                                            HTML     30K 
10: EX-10.6     Gm Agt                                              HTML    113K 
11: EX-10.7     Lease                                               HTML    129K 
12: EX-10.8     Lease Amend                                         HTML     46K 
23: EX-21.1     List of Subsidiaries                                HTML     26K 
24: EX-23.1     Consent of Experts or Counsel                       HTML     27K 
75: R1          Document and Entity Information Document and        HTML     42K 
                Entity Information                                               
62: R2          Consolidated Balance Sheets                         HTML    139K 
73: R3          Consolidated Balance Sheets (Parenthetical)         HTML     41K 
77: R4          Consolidated Statements of Operations               HTML     89K 
96: R5          Consolidated Statements of Stockholders' Equity     HTML     74K 
64: R6          Consolidated Statements of Stockholders' Equity     HTML     30K 
                Parenthetical                                                    
72: R7          Consolidated Statements of Cash Flows               HTML    144K 
58: R8          Nature of business and operations                   HTML     38K 
48: R9          Summary of significant accounting policies          HTML    149K 
97: R10         Loss per common share                               HTML     56K 
79: R11         Inventory                                           HTML     41K 
78: R12         Intangible assets                                   HTML     86K 
84: R13         Property and equipment                              HTML     54K 
85: R14         Demand note payable and convertible debentures -    HTML     82K 
                related party                                                    
82: R15         Commitments and contingencies                       HTML     59K 
86: R16         Product warranty                                    HTML     36K 
74: R17         Stockholders' equity                                HTML    302K 
76: R18         Noncontrolling interests                            HTML     51K 
81: R19         Retirement plans                                    HTML     31K 
103: R20         Related party transactions                          HTML    113K  
92: R21         Fair value measurements                             HTML     50K 
68: R22         Asset acquisition (Notes)                           HTML     58K 
80: R23         Income taxes                                        HTML     56K 
70: R24         Subsequent events                                   HTML     38K 
39: R25         Summary of significant accounting policies          HTML    166K 
                (Policies)                                                       
93: R26         Summary of significant accounting policies          HTML     59K 
                (Tables)                                                         
100: R27         Loss per common share (Tables)                      HTML     54K  
53: R28         Inventory (Tables)                                  HTML     40K 
52: R29         Intangible assets (Tables)                          HTML     83K 
56: R30         Property and equipment (Tables)                     HTML     54K 
57: R31         Commitments and contingencies (Tables)              HTML     44K 
59: R32         Product warranty (Tables)                           HTML     36K 
37: R33         Stockholders' equity (Tables)                       HTML    113K 
90: R34         Noncontrolling interests (Tables)                   HTML     42K 
66: R35         Fair value measurements (Tables)                    HTML     43K 
69: R36         Asset acquisition (Tables)                          HTML     44K 
42: R37         Income taxes (Tables)                               HTML     53K 
102: R38         Nature of business and operations (Details)         HTML    100K  
31: R39         Summary of significant accounting policies -        HTML     46K 
                Additional Information (Details)                                 
60: R40         Summary of significant accounting policies -        HTML     37K 
                Agreement with Digital Energy Corp. (Details)                    
95: R41         Summary of significant accounting policies -        HTML     30K 
                Property, Plant and Equipment (Details)                          
41: R42         Summary of significant accounting policies -        HTML     40K 
                Revenue by Product Line and Services (Details)                   
51: R43         Loss per common share - Schedule of Loss Per        HTML     45K 
                Common Share, Basic and Diluted (Details)                        
55: R44         Inventory - Summary of Inventory (Details)          HTML     47K 
63: R45         Intangible assets - Narrative (Details)             HTML     41K 
36: R46         Intangible assets - Schedule of Finite-Lived        HTML     40K 
                Intangible Assets (Details)                                      
47: R47         Intangible assets - Schedule of Estimated Future    HTML     45K 
                Amortization Expense (Details)                                   
33: R48         Property and equipment - Summary of Property and    HTML     43K 
                Equipment (Details)                                              
94: R49         Property and equipment -Depreciation (Details)      HTML     39K 
40: R50         Demand note payable and convertible debentures -    HTML    155K 
                related party (Details)                                          
91: R51         Commitments and contingencies - Operating Lease     HTML     42K 
                Obligations (Details)                                            
43: R52         Commitments and contingencies - Schedule of Future  HTML     48K 
                Minimum Rental Payments for Operating Leases                     
                (Details)                                                        
61: R53         Commitments and contingencies - Agreement with      HTML     42K 
                Digital Energy Corp. (Details)                                   
32: R54         Product warranty - Schedule of Product Warranty     HTML     38K 
                Reserve (Details)                                                
35: R55         Stockholders' equity - Common Stock and Receivable  HTML     62K 
                from Shareholder (Details)                                       
54: R56         Stockholders' equity - Stock-Based Compensation     HTML     96K 
                (Details)                                                        
38: R57         Stockholders' equity - Stock Option Activity        HTML    151K 
                (Details)                                                        
98: R58         Stockholders' equity - Weighted Average             HTML     76K 
                Assumptions (Details)                                            
65: R59         Stockholders' equity - Restricted Stock Activity    HTML     59K 
                (Details)                                                        
83: R60         Noncontrolling interests (Details)                  HTML     69K 
45: R61         Retirement plans (Details)                          HTML     31K 
49: R62         Related party transactions (Details)                HTML    200K 
89: R63         Fair value measurements - Fair Value Measurements   HTML     35K 
                of Assets Measured at Fair Value on a Recurring                  
                Basis (Details)                                                  
87: R64         Asset acquisition (Details)                         HTML     57K 
67: R65         Asset acquisition -Purchase Price (Details)         HTML     49K 
88: R66         Income taxes - Reconciliation of Federal Statutory  HTML     35K 
                Income Tax Provision to Company's Actual Provision               
                (Details)                                                        
44: R67         Income taxes - Schedule of Deferred Tax Assets      HTML     48K 
                (Details)                                                        
71: R68         Income taxes - Narrative (Details)                  HTML     33K 
99: R69         Subsequent events (Details)                         HTML     73K 
101: XML         IDEA XML File -- Filing Summary                      XML    128K  
34: EXCEL       IDEA Workbook of Financial Reports                  XLSX    246K 
50: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS   1.76M 
25: EX-101.INS  XBRL Instance -- tcgn-20140331                       XML   2.61M 
27: EX-101.CAL  XBRL Calculations -- tcgn-20140331_cal               XML    231K 
28: EX-101.DEF  XBRL Definitions -- tcgn-20140331_def                XML    851K 
29: EX-101.LAB  XBRL Labels -- tcgn-20140331_lab                     XML   1.74M 
30: EX-101.PRE  XBRL Presentations -- tcgn-20140331_pre              XML   1.17M 
26: EX-101.SCH  XBRL Schema -- tcgn-20140331                         XSD    184K 
46: ZIP         XBRL Zipped Folder -- 0001537435-14-000052-xbrl      Zip    284K

‘EX-10.4’ — Adge Agt

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

<! C: C:

TGN-2014.06.27-S1A3 Ex 10.4 ADGE Agt A1

Exhibit 10.4

FIRST AMENDMENT TO THE

FACILITIES, SUPPORT SERVICES, AND BUSINESS AGREEMENT

THIS FIRST AMENDMENT TO THE FACILITIES, SUPPORT SERVICES AND BUSINESS AGREEMENT dated as of July 1, 2013 (this “Amendment”) between Tecogen Inc., a Delaware corporation (“Tecogen”), and American DG Energy Inc., a Delaware corporation (“ADG Energy”).

WHEREAS, Tecogen and ADG Energy are parties to a Facilities, Support Services and Business Agreement, dated July 1, 2013 (the “Agreement”);

WHEREAS, Section 2 of the Agreement provides that the term of the Agreement will expire one year from July 1, 2013 and that the Agreement is renewable annually upon mutual written agreement.

WHEREAS, Tecogen and ADG Energy wish to renew the Agreement for a period of one year; and

WHEREAS, Tecogen and ADG Energy wish to amend the Agreement as further provided in this Amendment.

NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the parties hereby agree as follows:

1.Renewal. That the Agreement be, and hereby is, renewed for a period of one year beginning on July 1, 2013.

2.Section 1(a) of the Agreement is hereby replaced in its entirety to read as follows:

(a) Office Space. Approximately 3,282 allocated square feet of space in Tecogen’s offices located at 45 First Avenue, Waltham, Massachusetts 02451 (the “Building”), which shall include nine (9) offices, a shared conference room and manufacturing space. Tecogen will also provide ADG Energy with water, sewer, electrical, and other utility services, heating, ventilation and air-conditioning, and cleaning and janitorial services. Tecogen may change the space in the Building occupied by ADG Energy from time to time during the term of this Agreement. Tecogen will provide such space and services at a flat rate of $6,495.00 per month through December 31, 2013. If additional space is provided, this flat fee will increase at an agreed upon rate. Copy machine usage, office supplies, and shipping, secretarial & receptionist services, Internet service, telephone support and IT support are not included in the monthly rate and will be billed separately.

3.The word “calendar” is hereby inserted immediately prior to the word “year” in the first sentence of Section 1(f) of the Agreement.

4.The following sentence is hereby inserted as the last sentence of Section 1(g) of the Agreement: Representation rights may be terminated by either party upon 60 days’ notice, without cause.

5.This Amendment shall be effective as of the day and year first above written. Except as amended hereby, and as so amended, the Agreement shall remain in full force and effect and shall be otherwise unaffected hereby.

6.This Amendment shall be deemed to be a contract made under, and shall be construed in accordance with, the laws of the Commonwealth of Massachusetts, without giving effect to conflict of laws principles thereof.

Exhibit 10.4

7.This Amendment may be executed in separate counterparts, each of such counterparts shall for all purposes be deemed to be an original and all such counterparts shall together constitute but one and the same instrument.

IN WITNESS WHEREOF, the parties hereto have caused this Facilities and Support Services Agreement to be duly executed and delivered by their proper and duly authorized representatives as of the effective day first above written.



TECOGEN INC. By: /s/ *Bonnie J. Brown* Name: Bonnie J. Brown Title: Chief Financial Officer	AMERICAN DG ENERGY INC. By: /s/ *Anthony S. Loumidis* Name: Anthony S. Loumidis Title: Chief Financial Officer

Dates Referenced Herein and Documents Incorporated by Reference

This ‘S-1/A’ Filing	Date	Other Filings

Filed on:	6/27/14	8-K
	12/31/13	10-K, 10-K/A
	7/1/13
		List all Filings

7 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/25/24  Tecogen Inc.                      10-K       12/31/23   93:8.8M
 3/23/23  Tecogen Inc.                      10-K       12/31/22   89:7.8M
 3/10/22  Tecogen Inc.                      10-K       12/31/21   91:8.2M
 3/09/22  Tecogen Inc.                      8-A12G                 1:18K
 3/19/21  Tecogen Inc.                      POS AM                 2:567K
 3/18/21  Tecogen Inc.                      10-K       12/31/20   88:8.8M
 3/12/21  Tecogen Inc.                      POS AM                 4:2.6M

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Filing Submission 0001537435-14-000052 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)