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Tecogen Inc. – ‘S-1/A’ on 6/27/14 – ‘EX-4.1’

On:  Friday, 6/27/14, at 12:19pm ET   ·   Accession #:  1537435-14-52   ·   File #:  333-193791

Previous ‘S-1’:  ‘S-1/A’ on 6/20/14   ·   Latest ‘S-1’:  This Filing   ·   7 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 6/27/14  Tecogen Inc.                      S-1/A                103:14M

Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Pre-Effective Amendment to Registration Statement   HTML   1.25M 
                (General Form)                                                   
 2: EX-3.1      Certificate of Incorporation                        HTML     72K 
 3: EX-3.2      Articles of Incorporation/Organization or Bylaws    HTML     93K 
 4: EX-4.1      Stock Specimen                                      HTML     25K 
 5: EX-4.3      Stock Option Agreement                              HTML     57K 
 6: EX-10.1     Option Plan                                         HTML     84K 
13: EX-10.12    Asset Purchase                                      HTML    169K 
14: EX-10.13    U Wis License                                       HTML     82K 
15: EX-10.15    Adge Illois Agt                                     HTML     82K 
16: EX-10.16    Adge Illois Agt                                     HTML     31K 
17: EX-10.18    Rev Loc                                             HTML     47K 
18: EX-10.19    Stk Agt                                             HTML     77K 
19: EX-10.20    Stk Agt                                             HTML     91K 
20: EX-10.21    Conv Note                                           HTML    156K 
21: EX-10.22    Cba                                                 HTML    107K 
22: EX-10.23    Rev Loc                                             HTML     40K 
 7: EX-10.3     Adge Agt                                            HTML     59K 
 8: EX-10.4     Adge Agt                                            HTML     34K 
 9: EX-10.5     Adge Agt                                            HTML     30K 
10: EX-10.6     Gm Agt                                              HTML    113K 
11: EX-10.7     Lease                                               HTML    129K 
12: EX-10.8     Lease Amend                                         HTML     46K 
23: EX-21.1     List of Subsidiaries                                HTML     26K 
24: EX-23.1     Consent of Experts or Counsel                       HTML     27K 
75: R1          Document and Entity Information Document and        HTML     42K 
                Entity Information                                               
62: R2          Consolidated Balance Sheets                         HTML    139K 
73: R3          Consolidated Balance Sheets (Parenthetical)         HTML     41K 
77: R4          Consolidated Statements of Operations               HTML     89K 
96: R5          Consolidated Statements of Stockholders' Equity     HTML     74K 
64: R6          Consolidated Statements of Stockholders' Equity     HTML     30K 
                Parenthetical                                                    
72: R7          Consolidated Statements of Cash Flows               HTML    144K 
58: R8          Nature of business and operations                   HTML     38K 
48: R9          Summary of significant accounting policies          HTML    149K 
97: R10         Loss per common share                               HTML     56K 
79: R11         Inventory                                           HTML     41K 
78: R12         Intangible assets                                   HTML     86K 
84: R13         Property and equipment                              HTML     54K 
85: R14         Demand note payable and convertible debentures -    HTML     82K 
                related party                                                    
82: R15         Commitments and contingencies                       HTML     59K 
86: R16         Product warranty                                    HTML     36K 
74: R17         Stockholders' equity                                HTML    302K 
76: R18         Noncontrolling interests                            HTML     51K 
81: R19         Retirement plans                                    HTML     31K 
103: R20         Related party transactions                          HTML    113K  
92: R21         Fair value measurements                             HTML     50K 
68: R22         Asset acquisition (Notes)                           HTML     58K 
80: R23         Income taxes                                        HTML     56K 
70: R24         Subsequent events                                   HTML     38K 
39: R25         Summary of significant accounting policies          HTML    166K 
                (Policies)                                                       
93: R26         Summary of significant accounting policies          HTML     59K 
                (Tables)                                                         
100: R27         Loss per common share (Tables)                      HTML     54K  
53: R28         Inventory (Tables)                                  HTML     40K 
52: R29         Intangible assets (Tables)                          HTML     83K 
56: R30         Property and equipment (Tables)                     HTML     54K 
57: R31         Commitments and contingencies (Tables)              HTML     44K 
59: R32         Product warranty (Tables)                           HTML     36K 
37: R33         Stockholders' equity (Tables)                       HTML    113K 
90: R34         Noncontrolling interests (Tables)                   HTML     42K 
66: R35         Fair value measurements (Tables)                    HTML     43K 
69: R36         Asset acquisition (Tables)                          HTML     44K 
42: R37         Income taxes (Tables)                               HTML     53K 
102: R38         Nature of business and operations (Details)         HTML    100K  
31: R39         Summary of significant accounting policies -        HTML     46K 
                Additional Information (Details)                                 
60: R40         Summary of significant accounting policies -        HTML     37K 
                Agreement with Digital Energy Corp. (Details)                    
95: R41         Summary of significant accounting policies -        HTML     30K 
                Property, Plant and Equipment (Details)                          
41: R42         Summary of significant accounting policies -        HTML     40K 
                Revenue by Product Line and Services (Details)                   
51: R43         Loss per common share - Schedule of Loss Per        HTML     45K 
                Common Share, Basic and Diluted (Details)                        
55: R44         Inventory - Summary of Inventory (Details)          HTML     47K 
63: R45         Intangible assets - Narrative (Details)             HTML     41K 
36: R46         Intangible assets - Schedule of Finite-Lived        HTML     40K 
                Intangible Assets (Details)                                      
47: R47         Intangible assets - Schedule of Estimated Future    HTML     45K 
                Amortization Expense (Details)                                   
33: R48         Property and equipment - Summary of Property and    HTML     43K 
                Equipment (Details)                                              
94: R49         Property and equipment -Depreciation (Details)      HTML     39K 
40: R50         Demand note payable and convertible debentures -    HTML    155K 
                related party (Details)                                          
91: R51         Commitments and contingencies - Operating Lease     HTML     42K 
                Obligations (Details)                                            
43: R52         Commitments and contingencies - Schedule of Future  HTML     48K 
                Minimum Rental Payments for Operating Leases                     
                (Details)                                                        
61: R53         Commitments and contingencies - Agreement with      HTML     42K 
                Digital Energy Corp. (Details)                                   
32: R54         Product warranty - Schedule of Product Warranty     HTML     38K 
                Reserve (Details)                                                
35: R55         Stockholders' equity - Common Stock and Receivable  HTML     62K 
                from Shareholder (Details)                                       
54: R56         Stockholders' equity - Stock-Based Compensation     HTML     96K 
                (Details)                                                        
38: R57         Stockholders' equity - Stock Option Activity        HTML    151K 
                (Details)                                                        
98: R58         Stockholders' equity - Weighted Average             HTML     76K 
                Assumptions (Details)                                            
65: R59         Stockholders' equity - Restricted Stock Activity    HTML     59K 
                (Details)                                                        
83: R60         Noncontrolling interests (Details)                  HTML     69K 
45: R61         Retirement plans (Details)                          HTML     31K 
49: R62         Related party transactions (Details)                HTML    200K 
89: R63         Fair value measurements - Fair Value Measurements   HTML     35K 
                of Assets Measured at Fair Value on a Recurring                  
                Basis (Details)                                                  
87: R64         Asset acquisition (Details)                         HTML     57K 
67: R65         Asset acquisition -Purchase Price (Details)         HTML     49K 
88: R66         Income taxes - Reconciliation of Federal Statutory  HTML     35K 
                Income Tax Provision to Company's Actual Provision               
                (Details)                                                        
44: R67         Income taxes - Schedule of Deferred Tax Assets      HTML     48K 
                (Details)                                                        
71: R68         Income taxes - Narrative (Details)                  HTML     33K 
99: R69         Subsequent events (Details)                         HTML     73K 
101: XML         IDEA XML File -- Filing Summary                      XML    128K  
34: EXCEL       IDEA Workbook of Financial Reports                  XLSX    246K 
50: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS   1.76M 
25: EX-101.INS  XBRL Instance -- tcgn-20140331                       XML   2.61M 
27: EX-101.CAL  XBRL Calculations -- tcgn-20140331_cal               XML    231K 
28: EX-101.DEF  XBRL Definitions -- tcgn-20140331_def                XML    851K 
29: EX-101.LAB  XBRL Labels -- tcgn-20140331_lab                     XML   1.74M 
30: EX-101.PRE  XBRL Presentations -- tcgn-20140331_pre              XML   1.17M 
26: EX-101.SCH  XBRL Schema -- tcgn-20140331                         XSD    184K 
46: ZIP         XBRL Zipped Folder -- 0001537435-14-000052-xbrl      Zip    284K 


‘EX-4.1’   —   Stock Specimen


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 <!   C:   C: 
  TGN-2014.06.27-S1A3 Ex 4.1 Stk Spec  
Exhibit 4.1
Common Stock Specimen




7 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/25/24  Tecogen Inc.                      10-K       12/31/23   93:8.8M
 3/23/23  Tecogen Inc.                      10-K       12/31/22   89:7.8M
 3/10/22  Tecogen Inc.                      10-K       12/31/21   91:8.2M
 3/09/22  Tecogen Inc.                      8-A12G                 1:18K
 3/19/21  Tecogen Inc.                      POS AM                 2:567K
 3/18/21  Tecogen Inc.                      10-K       12/31/20   88:8.8M
 3/12/21  Tecogen Inc.                      POS AM                 4:2.6M
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Filing Submission 0001537435-14-000052   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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