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Camac Fund, LP – ‘3’ for 12/31/19 re: Ambase Corp.

On:  Thursday, 1/9/20, at 2:41pm ET   ·   For:  12/31/19   ·   Accession #:  1453622-20-1   ·   File #:  1-07265

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/09/20  Camac Fund, LP                    3                      1:5K   Ambase Corp.                      Dorwart Frederic

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Initial Statement of Beneficial Ownership of        HTML      3K 
                Securities by an Insider -- primary_doc.xml/2.6                  




        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Initial Statement of Beneficial Ownership of Securities by an Insider
 
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Camac Fund, LP

(Last)(First)(Middle)
CAMAC CAPITAL, LLC
350 PARK AVENUE, 13TH FLOOR

(Street)
NEW YORKNY10022

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/31/19
3. Issuer Name and Ticker or Trading Symbol
AMBASE CORP [ ABCP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock9,896,969D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
On January 7, 2020 Camac Fund, LP made a joint filing on Schedule 13D with the Securities and Exchange Commission, under Section 13d of the Securities Exchange Act of 1934, as amended, and may therefore be deemed to beneficially own Common Stock beneficially owned by the other persons in such joint filing. This Form 3 is filed jointly by Camac Fund, LP, Camac Capital, LLC, Camac Partners, LLC, and Eric Shahinian, and the address for each Reporting Person is: 350 Park Avenue, 13th Floor, New York, New York, 10022. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Camac Fund, LP directly beneficially owns all such shares. As such, Mr. Shahinian is in a position indirectly to determine the investment and voting decisions made by Camac Fund, LP. Each of Camac Capital, LLC, as the general partner of Camac Fund, LP, and Camac Partners, LLC, as the investment manager of Camac Fund, LP, may be deemed to have the power to direct the voting and disposition of the shares of Common Stock beneficially owned by Camac Fund, LP and may be deemed to be the indirect beneficial owner of such shares. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
/s/ Eric Shahinian, Managing Member of the GP, Camac Capital, LLC 1/9/20
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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Filing Submission 0001453622-20-000001   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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