SEC Info - BBVA USA Bancshares, Inc. - ‘13F-HR/A’ for 9/30/19

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BBVA USA Bancshares, Inc. – ‘13F-HR/A’ for 9/30/19 – ‘INFO-TABLE’

On: Thursday, 11/7/19, at 3:55pm ET · Effective: 11/7/19 · For: 9/30/19 · Accession #: 1409775-19-63 · File #: 28-12582

  As Of               Filer                 Filing    For·On·As Docs:Size

11/07/19  BBVA USA Bancshares, Inc.         13F-HR/A    9/30/19    2:161K

Amendment to Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR/A    Amendment to Quarterly Holdings and Combination     HTML      3K 
                Report by a Money Manager -- primary_doc.xml                     
 2: INFO-TABLE  Information Table --                                HTML      3K 
                a9301913finformationtablea.xml

‘INFO-TABLE’ — Information Table — a9301913finformationtablea.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

Information Table – Plain Text – SEC Website – EDGAR System – XML Data – <?xml?> File

SEC Info℠ rendering: Information Table

BBVA USA Bancshares, Inc. [ formerly Bbva Compass Bancshares, Inc. ]
TX
· Form 13F Holdings Report

§13(f) Securities Holdings · For: 9/30/19 · Assets: $1,551,185,000 · History: Assets Under Management

Form 13F Amendment: #1 · Reason: This amendment is a Restatement.

Security

Market Valueª

Shares or Principal

Investment
Discretion

Other
Managersº

Voting Authority

Issuer Name

Issue Class

Opt.

CUSIP/CINS

$1000s

Weight

Amount

S/P

Price

Sole

Shared

None

↓List

(S/P Amounts or For All)

1-800-Flowers.com Inc

CL A

–

68243Q·10·6

537

0.03%

36,315

Sh.

14.79

Defined

#1, 2

36,261

–

3M Co

COM

–

88579Y·10·1

3,274

0.21%

19,918

Sh.

164.37

Defined

#1, 2

19,504

–

414

Abbott Laboratories

COM

–

002824·10·0

18,896

1.22%

225,832

Sh.

83.67

Defined

#1, 2

210,495

–

15,337

AbbVie Inc

COM

–

00287Y·10·9

2,158

0.14%

28,499

Sh.

75.72

Defined

28,455

–

Acadia Healthcare Co Inc

COM

–

00404A·10·9

431

0.03%

13,865

Sh.

31.09

Defined

#1, 2

13,850

–

ACCENTURE

SHS CLASS A

–

G1151C·10·1

7,353

0.47%

38,226

Sh.

192.36

Defined

#1, 2

36,377

–

1,849

ACI WORLDWIDE INC

COM

–

004498·10·1

430

0.03%

13,706

Sh.

31.37

Defined

#1, 2

13,686

–

Activision Blizzard Inc

COM

–

00507V·10·9

1,245

0.08%

23,520

Sh.

52.93

Defined

#1, 2

21,558

–

1,962

Adobe Inc

COM

–

00724F·10·1

3,109

0.20%

11,252

Sh.

276.31

Defined

#1, 2

11,167

–

AerCap Holdings NV

SHS

–

N00985·10·6

2,775

0.18%

50,682

Sh.

54.75

Defined

#1, 2

47,613

–

3,069

AGILENT TECHS INC

COM

–

00846U·10·1

1,570

0.10%

20,493

Sh.

76.61

Defined

#1, 2

18,262

–

2,231

Air Lease Corp

CL A

–

00912X·30·2

712

0.05%

17,018

Sh.

41.84

Defined

#1, 2

13,998

–

3,020

Akamai Technologies Inc

COM

–

00971T·10·1

1,352

0.09%

14,796

Sh.

91.38

Defined

#1, 2

12,632

–

2,164

Alamos Gold Inc

COM CL A

–

011532·10·8

363

0.02%

62,680

Sh.

5.79

Defined

#1, 2

62,652

–

ALBEMARLE CORP

COM

–

012653·10·1

826

0.05%

11,895

Sh.

69.44

Defined

#1, 2

10,342

–

1,553

ALIBABA GROUP HLDG

SPONSORED ADR

–

05946K·10·1

12,948

0.83%

2,489,859

Sh.

5.20

Defined

2,475,731

–

14,128

BECTON DICKINSON & CO

COM

–

075887·10·9

281

0.02%

1,112

Sh.

252.70

Defined

–

None

Berkshire Hathaway Inc

CL B NEW

–

084670·70·2

13,392

0.86%

64,380

Sh.

208.01

Defined

#1, 2

60,886

–

3,494

Berkshire Hills Bancorp Inc

COM

–

084680·10·7

441

0.03%

15,081

Sh.

29.24

Defined

#1, 2

15,047

–

BHP Group PLC

SPONSORED ADR

–

05545E·20·9

1,893

0.12%

44,174

Sh.

42.85

Defined

#1, 2

41,548

–

2,626

BK OF AMERICA CORP

COM

–

060505·10·4

4,957

0.32%

169,946

Sh.

29.17

Defined

#1, 2

137,102

–

32,844

BK OF NY MELLON CP

COM

–

064058·10·0

1,922

0.12%

42,516

Sh.

45.21

Defined

#1, 2

39,201

–

3,315

Black Knight Inc

COM

–

09215C·10·5

1,060

0.07%

17,350

Sh.

61.10

Defined

#1, 2

14,502

–

2,848

BlackRock Fund Advisors

0-5 YR TIPS ETF

–

46429B·74·7

2,119

0.14%

21,153

Sh.

100.17

Defined

Sole

–

BlackRock Fund Advisors

3 7 YR TREAS BD

–

464288·66·1

16,769

1.08%

132,248

Sh.

126.80

Defined

#1, 2

17,994

–

114,254

BlackRock Fund Advisors

EXPND TEC SC ETF

–

464287·54·9

2,080

0.13%

9,586

Sh.

216.98

Defined

Sole

–

BlackRock Fund Advisors

HDG MSCI JAPAN

–

46434V·88·6

566

0.04%

18,153

Sh.

31.18

Defined

Sole

–

BlackRock Fund Advisors

INTL SEL DIV ETF

–

464288·44·8

966

0.06%

31,431

Sh.

30.73

Defined

#1, 2

28,854

–

2,577

BlackRock Fund Advisors

MSCI EAFE ETF

–

464287·46·5

46,795

3.02%

717,609

Sh.

65.21

Defined

#1, 2

707,432

–

10,177

BlackRock Fund Advisors

MSCI EMG MKT ETF

–

464287·23·4

5,137

0.33%

125,674

Sh.

40.88

Defined

#1, 2

124,032

–

1,642

BlackRock Fund Advisors

PFD AND INCM SEC

–

464288·68·7

3,465

0.22%

92,318

Sh.

37.53

Defined

92,224

–

BlackRock Fund Advisors

RUS 1000 ETF

–

464287·62·2

5,143

0.33%

31,258

Sh.

164.53

Defined

#1, 2

29,764

–

1,494

BlackRock Fund Advisors

RUS 1000 GRW ETF

–

464287·61·4

52,195

3.36%

326,973

Sh.

159.63

Defined

#1, 2

325,396

–

1,577

BlackRock Fund Advisors

RUS 2000 GRW ETF

–

464287·64·8

25,605

1.65%

132,852

Sh.

192.73

Defined

#1, 2

128,856

–

3,996

BlackRock Fund Advisors

RUS MD CP GR ETF

–

464287·48·1

1,679

0.11%

11,875

Sh.

141.39

Defined

#1, 2

11,840

–

BlackRock Fund Advisors

RUS MDCP VAL ETF

–

464287·47·3

1,048

0.07%

11,683

Sh.

89.70

Defined

#1, 2

11,111

–

572

BlackRock Fund Advisors

RUS MID CAP ETF

–

464287·49·9

76,518

4.93%

1,367,603

Sh.

55.95

Defined

#1, 2

1,357,764

–

9,839

BlackRock Inc

COM

–

09247X·10·1

3,224

0.21%

7,235

Sh.

445.61

Defined

#1, 2

6,775

–

460

BOEING CO

COM

–

097023·10·5

4,148

0.27%

10,901

Sh.

380.52

Defined

10,873

–

Booking Holdings Inc

COM

–

09857L·10·8

5,266

0.34%

2,683

Sh.

1,962.73

Defined

#1, 2

2,494

–

189

BorgWarner Inc

COM

–

099724·10·6

5,207

0.34%

141,978

Sh.

36.67

Defined

#1, 2

127,505

–

14,473

Bottomline Technologies DE Inc

COM

–

101388·10·6

580

0.04%

14,731

Sh.

39.37

Defined

#1, 2

14,713

–

BRISTOL-MYRS SQUIB

COM

–

110122·10·8

808

0.05%

15,937

Sh.

50.70

Defined

#1, 2

15,713

–

224

Brooks Automation Inc

COM

–

114340·10·2

1,298

0.08%

35,037

Sh.

37.05

Defined

#1, 2

27,473

–

7,564

CalAmp Corp

COM

–

128126·10·9

180

0.01%

15,712

Sh.

11.46

Defined

#1, 2

15,682

–

CBRE Group Inc

CL A

–

12504L·10·9

2,023

0.13%

38,181

Sh.

52.98

Defined

#1, 2

33,387

–

4,794

Celgene Corp

COM

–

151020·10·4

1,311

0.08%

13,198

Sh.

99.33

Defined

13,141

–

Cerner Corp

COM

–

156782·10·4

5,415

0.35%

79,434

Sh.

68.17

Defined

#1, 2

75,000

–

4,434

Charles Schwab Corp/The

COM

–

808513·10·5

1,582

0.10%

37,825

Sh.

41.82

Defined

#1, 2

19,118

–

18,707

Charter Communications Inc

CL A

–

16119P·10·8

6,179

0.40%

14,996

Sh.

412.04

Defined

#1, 2

13,426

–

1,570

Cheesecake Factory Inc/The

COM

–

163072·10·1

928

0.06%

22,276

Sh.

41.66

Defined

#1, 2

16,633

–

5,643

Chevron Corp

COM

–

166764·10·0

9,026

0.58%

76,103

Sh.

118.60

Defined

#1, 2

63,171

–

12,932

CHUBB LIMITED

COM

–

H1467J·10·4

237

0.02%

1,470

Sh.

161.22

Defined

–

None

Cimarex Energy Co

COM

–

171798·10·1

2,725

0.18%

56,833

Sh.

47.95

Defined

#1, 2

50,991

–

5,842

Cinemark Holdings Inc

COM

–

17243V·10·2

1,109

0.07%

28,722

Sh.

38.61

Defined

#1, 2

23,043

–

5,679

CISCO SYSTEMS

COM

–

17275R·10·2

15,284

0.99%

309,326

Sh.

49.41

Defined

#1, 2

271,203

–

38,123

Citigroup Inc

COM NEW

–

172967·42·4

14,491

0.93%

209,772

Sh.

69.08

Defined

#1, 2

187,019

–

22,753

CME GROUP INC

COM

–

12572Q·10·5

443

0.03%

2,097

Sh.

211.25

Defined

–

None

Coca-Cola Co/The

COM

–

191216·10·0

11,494

0.74%

211,124

Sh.

54.44

Defined

#1, 2

183,564

–

27,560

Cognex Corp

COM

–

192422·10·3

672

0.04%

13,682

Sh.

49.12

Defined

13,443

–

239

Cohen & Steers Inc

COM

–

19247A·10·0

670

0.04%

12,199

Sh.

54.92

Defined

#1, 2

12,183

–

COLGATE-PALMOLIVE

COM

–

194162·10·3

4,828

0.31%

65,683

Sh.

73.50

Defined

#1, 2

59,170

–

6,513

Comcast Corp

CL A

–

20030N·10·1

10,174

0.66%

225,693

Sh.

45.08

Defined

#1, 2

168,468

–

57,225

COMMERCE BANCSHARES INC

COM

–

200525·10·3

711

0.05%

11,723

Sh.

60.65

Defined

–

None

COMPASS MINERALS INTL INC

COM

–

20451N·10·1

220

0.01%

3,899

Sh.

56.42

Defined

–

None

CONOCOPHILLIPS

COM

–

20825C·10·4

2,891

0.19%

50,735

Sh.

56.98

Defined

#1, 2

41,903

–

8,832

CONSTELLATION BRANDS INC

CL A

–

21036P·10·8

248

0.02%

1,198

Sh.

207.01

Defined

–

None

Continental Resources Inc/OK

COM

–

212015·10·1

645

0.04%

20,961

Sh.

30.77

Defined

#1, 2

17,609

–

3,352

Copart Inc

COM

–

217204·10·6

984

0.06%

12,251

Sh.

80.32

Defined

11,730

–

521

CORE LABORATORIES

COM

–

N22717·10·7

584

0.04%

12,519

Sh.

46.65

Defined

#1, 2

10,394

–

2,125

CORELOGIC INC

COM

–

21871D·10·3

221

0.01%

4,782

Sh.

46.21

Defined

–

None

Costco Wholesale Corp

COM

–

22160K·10·5

3,621

0.23%

12,567

Sh.

288.14

Defined

12,520

–

CSX CORP

COM

–

126408·10·3

1,479

0.10%

21,352

Sh.

69.27

Defined

#1, 2

18,893

–

2,459

CVS Health Corp

COM

–

126650·10·0

2,450

0.16%

38,830

Sh.

63.10

Defined

#1, 2

25,837

–

12,993

CYRUSONE INC

COM

–

23283R·10·0

285

0.02%

3,603

Sh.

79.10

Defined

–

None

Danaher Corp

COM

–

235851·10·2

3,049

0.20%

21,107

Sh.

144.45

Defined

#1, 2

14,135

–

6,972

Darden Restaurants Inc

COM

–

237194·10·5

1,541

0.10%

13,039

Sh.

118.18

Defined

#1, 2

11,633

–

1,406

DBX ETF TR

XTRACK MSCI EAFE

–

233051·20·0

1,024

0.07%

31,653

Sh.

32.35

Defined

–

None

Deere & Co

COM

–

244199·10·5

7,683

0.50%

45,553

Sh.

168.66

Defined

#1, 2

43,214

–

2,339

Designer Brands Inc

CL A

–

250565·10·8

192

0.01%

11,264

Sh.

17.05

Defined

#1, 2

11,248

–

Devon Energy Corp

COM

–

25179M·10·3

3,619

0.23%

150,410

Sh.

24.06

Defined

#1, 2

140,363

–

10,047

DISCOVER FINL SVCS

COM

–

254709·10·8

6,561

0.42%

80,924

Sh.

81.08

Defined

#1, 2

74,630

–

6,294

DOLLAR TREE INC

COM

–

256746·10·8

459

0.03%

4,019

Sh.

114.21

Defined

–

None

Dover Corp

COM

–

260003·10·8

2,507

0.16%

25,180

Sh.

99.56

Defined

#1, 2

23,746

–

1,434

DR HORTON INC

COM

–

23331A·10·9

1,973

0.13%

37,452

Sh.

52.68

Defined

#1, 2

32,356

–

5,096

DUKE ENERGY CORP NEW

COM NEW

–

26441C·20·4

446

0.03%

4,648

Sh.

95.96

Defined

–

None

DuPont de Nemours Inc

COM

–

26614N·10·2

907

0.06%

12,709

Sh.

71.37

Defined

#1, 2

10,866

–

1,843

Eastman Chemical Co

COM

–

277432·10·0

2,484

0.16%

33,640

Sh.

73.84

Defined

#1, 2

29,873

–

3,767

Eaton Vance Corp

COM NON VTG

–

278265·10·3

873

0.06%

19,425

Sh.

44.94

Defined

#1, 2

17,013

–

2,412

EBAY INC

COM

–

278642·10·3

1,168

0.08%

29,944

Sh.

39.01

Defined

#1, 2

10,828

–

19,116

ELANCO ANIMAL HEALTH INC

COM

–

28414H·10·3

336

0.02%

12,648

Sh.

26.57

Defined

–

None

ELECTRONIC ARTS INC

COM

–

285512·10·9

428

0.03%

4,371

Sh.

97.92

Defined

–

None

Eli Lilly & Co

COM

–

532457·10·8

2,246

0.14%

20,093

Sh.

111.78

Defined

#1, 2

12,004

–

8,089

ENBRIDGE INC

COM

–

29250N·10·5

514

0.03%

14,658

Sh.

35.07

Defined

–

None

Encana Corp

COM

–

292505·10·4

0.01%

18,213

Sh.

4.61

Defined

Sole

–

Enterprise Products Partners L

COM

–

293792·10·7

687

0.04%

24,024

Sh.

28.60

Defined

#1, 2

12,038

–

11,986

EOG RES INC

COM

–

26875P·10·1

401

0.03%

5,402

Sh.

74.23

Defined

–

None

EXPEDTRS INTL WASH

COM

–

302130·10·9

8,033

0.52%

108,139

Sh.

74.28

Defined

#1, 2

102,910

–

5,229

Exxon Mobil Corp

COM

–

30231G·10·2

6,836

0.44%

96,812

Sh.

70.61

Defined

#1, 2

86,110

–

10,702

Facebook Inc

CL A

–

30303M·10·2

25,420

1.64%

142,742

Sh.

178.08

Defined

#1, 2

135,582

–

7,160

FactSet Research Systems Inc

COM

–

303075·10·5

4,398

0.28%

18,102

Sh.

242.96

Defined

#1, 2

17,119

–

983

Fidelity National Information

COM

–

31620M·10·6

5,549

0.36%

41,800

Sh.

132.75

Defined

#1, 2

32,320

–

9,480

First Financial Bancorp

COM

–

320209·10·9

452

0.03%

18,469

Sh.

24.47

Defined

#1, 2

18,446

–

First Financial Bankshares Inc

COM

–

32020R·10·9

2,119

0.14%

63,563

Sh.

33.34

Defined

#1, 2

54,033

–

9,530

First Republic Bank/CA

COM

–

33616C·10·0

2,964

0.19%

30,658

Sh.

96.68

Defined

#1, 2

27,401

–

3,257

FLEXSHARES TR

INTL QLTDV IDX

–

33939L·83·7

402

0.03%

18,037

Sh.

22.29

Defined

–

None

FLIR SYSTEMS INC

COM

–

302445·10·1

914

0.06%

17,379

Sh.

52.59

Defined

#1, 2

17,359

–

Ford Motor Co

COM

–

345370·86·0

183

0.01%

19,974

Sh.

9.16

Defined

Sole

–

FTI Consulting Inc

COM

–

302941·10·9

1,440

0.09%

13,599

Sh.

105.89

Defined

#1, 2

13,585

–

Fulton Financial Corp

COM

–

360271·10·0

418

0.03%

25,879

Sh.

16.15

Defined

#1, 2

25,856

–

GATX Corp

COM

–

361448·10·3

1,027

0.07%

13,251

Sh.

77.50

Defined

#1, 2

11,303

–

1,948

General Electric Co

COM

–

369604·10·3

206

0.01%

23,115

Sh.

8.91

Defined

#1, 2

22,857

–

258

GENERAL MLS INC

COM

–

370334·10·4

290

0.02%

5,260

Sh.

55.13

Defined

–

None

General Motors Co

COM

–

37045V·10·0

4,128

0.27%

110,151

Sh.

37.48

Defined

#1, 2

100,643

–

9,508

Gilead Sciences Inc

COM

–

375558·10·3

2,024

0.13%

31,935

Sh.

63.38

Defined

#1, 2

29,573

–

2,362

Global Payments Inc

COM

–

37940X·10·2

4,113

0.27%

25,863

Sh.

159.03

Defined

#1, 2

22,883

–

2,981

GLOBAL X FDS

GLB X MLP ENRG I

–

37950E·22·6

397

0.03%

32,260

Sh.

12.31

Defined

–

None

Globe Life Inc

None

–

37959E·10·2

960

0.06%

10,025

Sh.

95.76

Defined

Sole

–

Graco Inc

COM

–

384109·10·4

1,517

0.10%

32,959

Sh.

46.03

Defined

#1, 2

28,296

–

4,663

GreenHaven Commodity Services LLC

SHS BEN INT

–

97718W·10·8

703

0.05%

40,094

Sh.

17.53

Defined

39,508

–

586

Guggenheim ETFs/USA

COM

–

31647Q·10·6

836

0.05%

94,339

Sh.

8.86

Defined

Sole

–

HANESBRANDS INC

COM

–

410345·10·2

3,249

0.21%

212,095

Sh.

15.32

Defined

#1, 2

180,762

–

31,333

Harsco Corp

COM

–

415864·10·7

610

0.04%

32,149

Sh.

18.97

Defined

#1, 2

32,072

–

Hartford Financial Services Gr

COM

–

416515·10·4

4,206

0.27%

69,384

Sh.

60.62

Defined

#1, 2

62,744

–

6,640

HASBRO INC

COM

–

418056·10·7

215

0.01%

1,810

Sh.

118.78

Defined

–

None

HEICO Corp

CL A

–

422806·20·8

1,629

0.11%

16,746

Sh.

97.28

Defined

#1, 2

16,731

–

Henry Schein Inc

COM

–

806407·10·2

1,088

0.07%

17,137

Sh.

63.49

Defined

17,065

–

HERBALIFE LTD

COM SHS

–

G4412G·10·1

422

0.03%

11,139

Sh.

37.88

Defined

#1, 2

11,123

–

HMS Holdings Corp

COM

–

40425J·10·1

922

0.06%

26,747

Sh.

34.47

Defined

#1, 2

26,683

–

HOME DEPOT INC

COM

–

437076·10·2

6,581

0.42%

28,360

Sh.

232.05

Defined

28,291

–

Honeywell International Inc

COM

–

438516·10·6

13,760

0.89%

81,327

Sh.

169.19

Defined

#1, 2

70,743

–

10,584

Houlihan Lokey Inc

CL A

–

441593·10·0

1,937

0.12%

42,946

Sh.

45.10

Defined

#1, 2

34,802

–

8,144

HSBC HLDGS

SPON ADR NEW

–

404280·40·6

1,233

0.08%

32,225

Sh.

38.26

Defined

#1, 2

29,258

–

2,967

ILLUMINA INC

COM

–

452327·10·9

206

0.01%

677

Sh.

304.28

Defined

–

None

Infinera Corp

COM

–

45667G·10·3

0.00%

14,207

Sh.

5.42

Defined

#1, 2

14,191

–

INGERSOLL-RAND PLC

SHS

–

G47791·10·1

259

0.02%

2,105

Sh.

123.04

Defined

–

None

Intel Corp

COM

–

458140·10·0

6,376

0.41%

123,752

Sh.

51.52

Defined

#1, 2

111,612

–

12,140

INTERCONTINENTAL EXCHANGE

COM

–

45866F·10·4

4,112

0.27%

44,557

Sh.

92.29

Defined

#1, 2

27,175

–

17,382

INTL BUSINESS MCHN

COM

–

459200·10·1

3,206

0.21%

22,046

Sh.

145.42

Defined

#1, 2

19,897

–

2,149

Intuit Inc

COM

–

461202·10·3

3,430

0.22%

12,899

Sh.

265.91

Defined

#1, 2

11,986

–

913

Invesco ETFs/USA

VAR RATE PFD

–

46138G·87·0

973

0.06%

38,285

Sh.

25.41

Defined

Sole

–

IQVIA HLDGS INC

COM

–

46266C·10·5

926

0.06%

6,198

Sh.

149.40

Defined

–

None

ISHARES

COHEN STEER REIT

–

464287·56·4

3,977

0.26%

33,134

Sh.

120.03

Defined

33,080

–

ISHARES

CORE S&P500 ETF

–

464287·20·0

7,904

0.51%

26,477

Sh.

298.52

Defined

Sole

–

ISHARES

–

46428Q·10·9

367

0.02%

23,032

Sh.

15.93

Defined

Sole

–

ISHARES

RUS 2000 VAL ETF

–

464287·63·0

12,164

0.78%

101,860

Sh.

119.42

Defined

#1, 2

99,399

–

2,461

ISHARES

RUSSELL 2000 ETF

–

464287·65·5

28,751

1.85%

189,977

Sh.

151.34

Defined

#1, 2

188,833

–

1,144

ISHARES

SELECT DIVID ETF

–

464287·16·8

1,781

0.11%

17,470

Sh.

101.95

Defined

Sole

–

ISHARES INC

MIN VOL EMRG MKT

–

464286·53·3

3,730

0.24%

65,331

Sh.

57.09

Defined

–

None

ISHARES TR

20 YR TR BD ETF

–

464287·43·2

613

0.04%

4,285

Sh.

143.06

Defined

–

None

ISHARES TR

EAFE VALUE ETF

–

464288·87·7

2,216

0.14%

46,773

Sh.

47.38

Defined

–

None

ISHARES TR

GLOB HLTHCRE ETF

–

464287·32·5

409

0.03%

6,697

Sh.

61.07

Defined

–

None

ISHARES TR

HDG MSCI EAFE

–

46434V·80·3

820

0.05%

27,399

Sh.

29.93

Defined

–

None

ISHARES TR

JPMORGAN USD EMG

–

464288·28·1

550

0.04%

4,852

Sh.

113.36

Defined

–

None

ISHARES TR

MSCI MIN VOL ETF

–

46429B·69·7

2,281

0.15%

35,578

Sh.

64.11

Defined

–

None

ISHARES TR

MSCI UK ETF NEW

–

46435G·33·4

1,231

0.08%

39,151

Sh.

31.44

Defined

–

None

ISHARES TR

S&P 500 VAL ETF

–

464287·40·8

4,437

0.29%

37,238

Sh.

119.15

Defined

–

None

ISHARES TR

SH TR CRPORT ETF

–

464288·64·6

4,991

0.32%

92,994

Sh.

53.67

Defined

–

None

ISHARES TR

SHRT NAT MUN ETF

–

464288·15·8

616

0.04%

5,785

Sh.

106.48

Defined

–

None

ISHARES TR

USA MOMENTUM FCT

–

46432F·39·6

1,126

0.07%

9,440

Sh.

119.28

Defined

–

None

ISHARES TRUST

CORE HIGH DV ETF

–

46429B·66·3

11,371

0.73%

120,770

Sh.

94.15

Defined

#1, 2

43,312

–

77,458

ISHARES TRUST

RUS 1000 VAL ETF

–

464287·59·8

30,638

1.98%

238,876

Sh.

128.26

Defined

#1, 2

236,890

–

1,986

ISHARES TRUST

TIPS BD ETF

–

464287·17·6

5,454

0.35%

46,902

Sh.

116.29

Defined

#1, 2

45,930

–

972

ITRON INC

COM

–

465741·10·6

798

0.05%

10,794

Sh.

73.93

Defined

#1, 2

10,782

–

Jack Henry & Associates Inc

COM

–

426281·10·1

1,660

0.11%

11,377

Sh.

145.91

Defined

#1, 2

10,218

–

1,159

Johnson & Johnson

COM

–

478160·10·4

8,700

0.56%

67,241

Sh.

129.39

Defined

#1, 2

52,151

–

15,090

JP MORGAN EXCHANGE TRADED FD

BETBULD JAPAN

–

46641Q·71·2

605

0.04%

25,477

Sh.

23.75

Defined

–

None

JPMorgan Chase & Co

COM

–

46625H·10·0

16,401

1.06%

139,356

Sh.

117.69

Defined

#1, 2

131,460

–

7,896

Keane Group Inc

COM

–

48669A·10·8

159

0.01%

26,362

Sh.

6.03

Defined

#1, 2

26,333

–

KeyCorp

COM

–

493267·10·8

977

0.06%

54,783

Sh.

17.83

Defined

#1, 2

47,313

–

7,470

Keysight Technologies Inc

COM

–

49338L·10·3

2,478

0.16%

25,481

Sh.

97.25

Defined

#1, 2

22,520

–

2,961

KIMBERLY-CLARK CP

COM

–

494368·10·3

4,160

0.27%

29,289

Sh.

142.03

Defined

#1, 2

26,554

–

2,735

KKR & Co Inc

CL A

–

48251W·10·4

3,544

0.23%

131,992

Sh.

26.85

Defined

#1, 2

108,444

–

23,548

Knowles Corp

COM

–

49926D·10·9

555

0.04%

27,312

Sh.

20.32

Defined

#1, 2

27,284

–

Kraft Foods Inc

CL A

–

609207·10·5

1,535

0.10%

27,744

Sh.

55.33

Defined

#1, 2

20,745

–

6,999

Kraton Corp

COM

–

50077C·10·6

490

0.03%

15,192

Sh.

32.25

Defined

#1, 2

15,156

–

LAMAR ADVERTISING CO NEW

CL A

–

512816·10·9

440

0.03%

5,375

Sh.

81.86

Defined

–

None

LANDSTAR SYSTEMS

COM

–

515098·10·1

1,621

0.10%

14,400

Sh.

112.57

Defined

#1, 2

11,826

–

2,574

Linde PLC

SHS

–

G5494J·10·3

6,252

0.40%

32,270

Sh.

193.74

Defined

#1, 2

28,854

–

3,416

Lloyds Banking Group PLC

SPONSORED ADR

–

539439·10·9

1,129

0.07%

427,792

Sh.

2.64

Defined

#1, 2

318,504

–

109,288

Lockheed Martin Corp

COM

–

539830·10·9

2,584

0.17%

6,623

Sh.

390.16

Defined

#1, 2

5,710

–

913

Loews Corp

COM

–

540424·10·8

2,796

0.18%

54,292

Sh.

51.50

Defined

#1, 2

49,313

–

4,979

LOWE’S COS INC

COM

–

548661·10·7

6,133

0.40%

55,781

Sh.

109.95

Defined

#1, 2

43,295

–

12,486

MAGELLAN MIDSTREAM PRTNRS LP

COM UNIT RP LP

–

559080·10·6

464

0.03%

7,008

Sh.

66.21

Defined

–

None

Marathon Petroleum Corp

COM

–

56585A·10·2

2,086

0.13%

34,334

Sh.

60.76

Defined

Sole

–

MARSH & MCLENNAN

COM

–

571748·10·2

4,894

0.32%

48,911

Sh.

100.06

Defined

#1, 2

42,560

–

6,351

Masco Corp

COM

–

574599·10·6

1,310

0.08%

31,435

Sh.

41.67

Defined

#1, 2

27,352

–

4,083

MASTERCARD INC

CL A

–

57636Q·10·4

5,759

0.37%

21,208

Sh.

271.55

Defined

#1, 2

13,186

–

8,022

MCDONALD’S CORP

COM

–

580135·10·1

3,308

0.21%

15,404

Sh.

214.75

Defined

#1, 2

15,248

–

156

MEDNAX Inc

COM

–

58502B·10·6

240

0.02%

10,624

Sh.

22.59

Defined

#1, 2

10,610

–

Medtronic PLC

SHS

–

G5960L·10·3

10,028

0.65%

92,327

Sh.

108.61

Defined

#1, 2

72,383

–

19,944

Merck & Co Inc

COM

–

58933Y·10·5

6,037

0.39%

71,728

Sh.

84.17

Defined

#1, 2

67,680

–

4,048

MERIT MEDICAL SYST

COM

–

589889·10·4

602

0.04%

19,744

Sh.

30.49

Defined

#1, 2

19,726

–

MetLife Inc

COM

–

59156R·10·8

7,465

0.48%

158,294

Sh.

47.16

Defined

#1, 2

144,954

–

13,340

MGM Resorts International

CL A COM

–

55303A·10·5

1,513

0.10%

50,347

Sh.

30.05

Defined

#1, 2

39,663

–

10,684

MICROSOFT CORP

COM

–

594918·10·4

36,246

2.34%

260,713

Sh.

139.03

Defined

#1, 2

232,525

–

28,188

Monro Inc

COM

–

610236·10·1

890

0.06%

11,273

Sh.

78.95

Defined

#1, 2

11,261

–

Monster Beverage Corp

COM

–

61174X·10·9

9,272

0.60%

159,709

Sh.

58.06

Defined

#1, 2

151,538

–

8,171

MORGAN STANLEY

COM NEW

–

617446·44·8

5,904

0.38%

138,347

Sh.

42.68

Defined

#1, 2

129,316

–

9,031

MOTOROLA SOLUTIONS INC

COM NEW

–

620076·30·7

903

0.06%

5,298

Sh.

170.44

Defined

–

None

Nasdaq Inc

COM

–

631103·10·8

1,134

0.07%

11,419

Sh.

99.31

Defined

#1, 2

11,406

–

National Bank Holdings Corp

CL A

–

633707·10·4

913

0.06%

26,688

Sh.

34.21

Defined

#1, 2

26,661

–

NCR CORP

COM

–

62886E·10·8

422

0.03%

13,389

Sh.

31.52

Defined

#1, 2

12,685

–

704

Newell Brands Inc

COM

–

651229·10·6

239

0.02%

12,807

Sh.

18.66

Defined

#1, 2

12,793

–

NEXTERA ENERGY

COM

–

65339F·10·1

4,040

0.26%

17,341

Sh.

232.97

Defined

#1, 2

15,734

–

1,607

NIKE INC

CL B

–

654106·10·3

2,812

0.18%

29,951

Sh.

93.89

Defined

#1, 2

29,631

–

320

Noble Energy Inc

COM

–

655044·10·5

995

0.06%

44,317

Sh.

22.45

Defined

#1, 2

43,840

–

477

NORTHROP GRUMMAN

COM

–

666807·10·2

3,210

0.21%

8,563

Sh.

374.87

Defined

#1, 2

8,033

–

530

Novartis AG

SPONSORED ADR

–

66987V·10·9

3,242

0.21%

37,314

Sh.

86.88

Defined

#1, 2

35,004

–

2,310

Novo Holding A/S

ADR

–

670100·20·5

6,371

0.41%

123,235

Sh.

51.70

Defined

#1, 2

115,621

–

7,614

Nutrien Ltd

COM

–

67077M·10·8

1,039

0.07%

20,834

Sh.

49.87

Defined

#1, 2

18,899

–

1,935

NVIDIA Corp

COM

–

67066G·10·4

5,476

0.35%

31,461

Sh.

174.06

Defined

#1, 2

29,559

–

1,902

NVR Inc

COM

–

62944T·10·5

5,156

0.33%

1,387

Sh.

3,717.38

Defined

#1, 2

1,253

–

134

NXP Semiconductors NV

COM

–

N6596X·10·9

1,254

0.08%

11,485

Sh.

109.19

Defined

#1, 2

10,254

–

1,231

O’Reilly Automotive Inc

COM

–

67103H·10·7

2,340

0.15%

5,871

Sh.

398.57

Defined

#1, 2

4,970

–

901

OCEANEERING INTL

COM

–

675232·10·2

202

0.01%

14,912

Sh.

13.55

Defined

#1, 2

14,897

–

Opus Bank

COM

–

684000·10·2

530

0.03%

24,371

Sh.

21.75

Defined

#1, 2

24,322

–

ORACLE CORP

COM

–

68389X·10·5

15,530

1.00%

282,208

Sh.

55.03

Defined

#1, 2

267,088

–

15,120

Orange SA

SPONSORED ADR

–

684060·10·6

358

0.02%

22,980

Sh.

15.58

Defined

#1, 2

22,310

–

670

PACKAGING CORP AMER

COM

–

695156·10·9

385

0.02%

3,633

Sh.

105.97

Defined

–

None

PARKER-HANNIFIN

COM

–

701094·10·4

5,494

0.35%

30,418

Sh.

180.62

Defined

#1, 2

27,996

–

2,422

PayPal Holdings Inc

COM

–

70450Y·10·3

3,177

0.20%

30,675

Sh.

103.57

Defined

#1, 2

28,877

–

1,798

PEPSICO INC

COM

–

713448·10·8

9,890

0.64%

72,141

Sh.

137.09

Defined

#1, 2

65,805

–

6,336

Pfizer Inc

COM

–

717081·10·3

10,778

0.69%

299,982

Sh.

35.93

Defined

#1, 2

249,153

–

50,829

PHILIP MORRIS INTL

COM

–

718172·10·9

7,620

0.49%

100,350

Sh.

75.93

Defined

#1, 2

87,134

–

13,216

PHILLIPS 66

COM

–

718546·10·4

283

0.02%

2,765

Sh.

102.35

Defined

–

None

PNC Financial Services Group I

COM

–

693475·10·5

2,900

0.19%

20,687

Sh.

140.18

Defined

#1, 2

18,605

–

2,082

Primerica Inc

COM

–

74164M·10·8

1,936

0.12%

15,216

Sh.

127.23

Defined

#1, 2

13,033

–

2,183

Procter & Gamble Co/The

COM

–

742718·10·9

23,108

1.49%

185,782

Sh.

124.38

Defined

#1, 2

162,858

–

22,924

PROGRESSIVE CP(OH)

COM

–

743315·10·3

3,037

0.20%

39,321

Sh.

77.24

Defined

#1, 2

36,408

–

2,913

ProShare Advisors LLC

PSHS ULSHT 7-10Y

–

74347R·31·3

284

0.02%

15,375

Sh.

18.47

Defined

Sole

–

QEP Resources Inc

COM

–

74733V·10·0

159

0.01%

43,040

Sh.

3.69

Defined

#1, 2

42,993

–

QTS Realty Trust Inc

COM CL A

–

74736A·10·3

1,103

0.07%

21,451

Sh.

51.42

Defined

#1, 2

21,428

–

QUALCOMM INC

COM

–

747525·10·3

8,526

0.55%

111,781

Sh.

76.27

Defined

#1, 2

105,953

–

5,828

Range Resources Corp

COM

–

75281A·10·9

129

0.01%

33,845

Sh.

3.81

Defined

#1, 2

33,819

–

Raymond James Financial Inc

COM

–

754730·10·9

1,497

0.10%

18,151

Sh.

82.47

Defined

#1, 2

15,871

–

2,280

RBC Bearings Inc

COM

–

75524B·10·4

2,250

0.15%

13,562

Sh.

165.90

Defined

#1, 2

11,471

–

2,091

REGENERON PHARMACEUTICALS

COM

–

75886F·10·7

4,820

0.31%

17,377

Sh.

277.38

Defined

#1, 2

16,219

–

1,158

Regions Financial Corp

COM

–

7591EP·10·0

329

0.02%

20,786

Sh.

15.83

Defined

Sole

–

Republic Services Inc

COM

–

760759·10·0

2,112

0.14%

24,407

Sh.

86.53

Defined

#1, 2

21,117

–

3,290

RFPS Management Co II LP

COM

–

749660·10·6

147

0.01%

26,209

Sh.

5.61

Defined

#1, 2

26,182

–

RLI Corp

COM

–

749607·10·7

1,554

0.10%

16,732

Sh.

92.88

Defined

#1, 2

14,230

–

2,502

ROSS STORES INC

COM

–

778296·10·3

896

0.06%

8,161

Sh.

109.79

Defined

–

None

ROYAL DUTCH SHELL

SPONS ADR A

–

780259·20·6

2,449

0.16%

41,600

Sh.

58.87

Defined

#1, 2

38,908

–

2,692

Sally Beauty Holdings Inc

COM

–

79546E·10·4

182

0.01%

12,216

Sh.

14.90

Defined

11,971

–

245

SAP SE

SPON ADR

–

803054·20·4

1,506

0.10%

12,776

Sh.

117.88

Defined

#1, 2

11,362

–

1,414

Schlumberger Ltd

COM

–

806857·10·8

3,470

0.22%

101,523

Sh.

34.18

Defined

#1, 2

96,844

–

4,679

SCHWAB STRATEGIC TR

SCHWB FDT EMK LG

–

808524·73·0

1,083

0.07%

39,570

Sh.

27.37

Defined

–

None

SCHWAB STRATEGIC TR

US TIPS ETF

–

808524·87·0

716

0.05%

12,606

Sh.

56.80

Defined

–

None

SCOTTS MIRACLE-GRO CO/THE

CL A

–

810186·10·6

3,017

0.19%

29,625

Sh.

101.84

Defined

#1, 2

24,316

–

5,309

Sealed Air Corp

COM

–

81211K·10·0

823

0.05%

19,814

Sh.

41.54

Defined

#1, 2

16,648

–

3,166

SEI INVESTMENTS

COM

–

784117·10·3

5,364

0.35%

90,522

Sh.

59.26

Defined

#1, 2

85,216

–

5,306

SELECT SECTOR SPDR

SBI INT-FINL

–

81369Y·60·5

1,352

0.09%

48,282

Sh.

28.00

Defined

Sole

–

SELECT SECTOR SPDR

TECHNOLOGY

–

81369Y·80·3

889

0.06%

11,044

Sh.

80.50

Defined

Sole

–

Sensata Technologies Holding P

SHS

–

G8060N·10·2

714

0.05%

14,260

Sh.

50.07

Defined

#1, 2

10,683

–

3,577

ServisFirst Bancshares Inc

COM

–

81768T·10·8

995

0.06%

30,000

Sh.

33.17

Defined

Sole

–

Silgan Holdings Inc

COM

–

827048·10·9

332

0.02%

11,048

Sh.

30.05

Defined

#1, 2

11,038

–

SiteOne Landscape Supply Inc

COM

–

82982L·10·3

1,897

0.12%

25,626

Sh.

74.03

Defined

#1, 2

20,827

–

4,799

Smith & Nephew PLC

SPDN ADR NEW

–

83175M·20·5

1,902

0.12%

39,518

Sh.

48.13

Defined

#1, 2

36,857

–

2,661

Solar Capital Ltd

COM

–

83413U·10·0

357

0.02%

17,306

Sh.

20.63

Defined

#1, 2

17,278

–

SOUTHERN CO

COM

–

842587·10·7

424

0.03%

6,859

Sh.

61.82

Defined

–

None

SPDR GOLD TRUST

GOLD SHS

–

78463V·10·7

4,906

0.32%

35,325

Sh.

138.88

Defined

#1, 2

25,058

–

10,267

SPDR SERIES TRUST

NUVEEN BLMBRG SR

–

78468R·73·9

7,149

0.46%

145,921

Sh.

48.99

Defined

–

None

SPDR SERIES TRUST

PORTFOLIO INTRMD

–

78464A·37·5

720

0.05%

20,420

Sh.

35.26

Defined

–

None

SPDR TRUST

TR UNIT

–

78462F·10·3

4,215

0.27%

14,203

Sh.

296.77

Defined

#1, 2

10,893

–

3,310

SPIRIT RLTY CAP INC NEW

COM NEW

–

84860W·30·0

307

0.02%

6,405

Sh.

47.93

Defined

–

None

Sprott Asset Management CEFs

TR UNIT

–

85208R·10·1

2,928

0.19%

206,605

Sh.

14.17

Defined

Sole

–

SSGA FM

NUVEEN BRC MUNIC

–

78468R·72·1

513

0.03%

10,128

Sh.

50.65

Defined

Sole

–

SSGA Funds Management Inc

S&P DIVID ETF

–

78464A·76·3

42,891

2.77%

418,039

Sh.

102.60

Defined

#1, 2

298,032

–

120,007

STARBUCKS CORP

COM

–

855244·10·9

10,136

0.65%

114,640

Sh.

88.42

Defined

#1, 2

102,708

–

11,932

Stericycle Inc

COM

–

858912·10·8

734

0.05%

14,411

Sh.

50.93

Defined

#1, 2

11,497

–

2,914

Stifel Financial Corp

COM

–

860630·10·2

835

0.05%

14,561

Sh.

57.34

Defined

#1, 2

12,529

–

2,032

Stryker Corp

COM

–

863667·10·1

2,216

0.14%

10,243

Sh.

216.34

Defined

#1, 2

9,820

–

423

Sumitomo Mitsui Financial Grou

SPONSORED ADR

–

86562M·20·9

659

0.04%

96,409

Sh.

6.84

Defined

#1, 2

94,741

–

1,668

SYNEOS HEALTH INC

CL A

–

87166B·10·2

907

0.06%

17,052

Sh.

53.19

Defined

#1, 2

14,320

–

2,732

Synopsys Inc

COM

–

871607·10·7

1,819

0.12%

13,249

Sh.

137.29

Defined

#1, 2

11,416

–

1,833

Team Inc

COM

–

878155·10·0

473

0.03%

26,209

Sh.

18.05

Defined

#1, 2

26,177

–

TEGNA Inc

COM

–

87901J·10·5

1,272

0.08%

81,909

Sh.

15.53

Defined

#1, 2

77,374

–

4,535

TEXAS INSTRUMENTS

COM

–

882508·10·4

4,484

0.29%

34,696

Sh.

129.24

Defined

#1, 2

29,519

–

5,177

Thermo Fisher Scientific Inc

COM

–

883556·10·2

8,505

0.55%

29,199

Sh.

291.28

Defined

#1, 2

24,373

–

4,826

Thor Industries Inc

COM

–

885160·10·1

907

0.06%

16,023

Sh.

56.61

Defined

#1, 2

12,626

–

3,397

TiVo Corp

COM

–

88870P·10·6

185

0.01%

24,270

Sh.

7.62

Defined

#1, 2

24,248

–

TJX Cos Inc/The

COM

–

872540·10·9

8,780

0.57%

157,512

Sh.

55.74

Defined

#1, 2

141,936

–

15,576

Tronox Holdings PLC

SHS

–

G9087Q·10·2

126

0.01%

15,157

Sh.

8.31

Defined

#1, 2

15,138

–

Umpqua Holdings Corp

COM

–

904214·10·3

347

0.02%

21,138

Sh.

16.42

Defined

#1, 2

21,078

–

Union Pacific Corp

COM

–

907818·10·8

5,308

0.34%

32,769

Sh.

161.98

Defined

#1, 2

24,025

–

8,744

United Airlines Holdings Inc

COM

–

910047·10·9

3,803

0.25%

43,018

Sh.

88.40

Defined

#1, 2

39,707

–

3,311

United Parcel Service Inc

CL B

–

911312·10·6

2,598

0.17%

21,680

Sh.

119.83

Defined

#1, 2

18,585

–

3,095

UnitedHealth Group Inc

COM

–

91324P·10·2

5,672

0.37%

26,102

Sh.

217.30

Defined

#1, 2

23,676

–

2,426

US BANCORP

COM NEW

–

902973·30·4

3,959

0.26%

71,543

Sh.

55.34

Defined

71,296

–

247

UTD TECHNOLOGIES

COM

–

913017·10·9

12,806

0.83%

93,800

Sh.

136.52

Defined

#1, 2

83,499

–

10,301

VANECK VECTORS ETF TR

JP MORGAN MKTS

–

92189H·30·0

1,098

0.07%

33,279

Sh.

32.99

Defined

–

None

VANECK VECTORS ETF TR

MORNINGSTAR WIDE

–

92189F·64·3

731

0.05%

14,567

Sh.

50.18

Defined

–

None

VanEck Vectors ETFs/USA

HIGH YLD MUN ETF

–

92189H·40·9

948

0.06%

14,712

Sh.

64.44

Defined

#1, 2

11,501

–

3,211

VANGUARD BD INDEX FD INC

TOTAL BND MRKT

–

921937·83·5

4,610

0.30%

54,601

Sh.

84.43

Defined

–

None

Vanguard ETF/USA

FTSE EMR MKT ETF

–

922042·85·8

30,761

1.98%

764,060

Sh.

40.26

Defined

#1, 2

713,740

–

50,320

Vanguard ETF/USA

INTERMED TERM

–

921937·81·9

7,448

0.48%

84,636

Sh.

88.00

Defined

#1, 2

10,622

–

74,014

Vanguard ETF/USA

TAX EXEMPT BD

–

922907·74·6

5,717

0.37%

106,629

Sh.

53.62

Defined

#1, 2

19,272

–

87,357

VANGUARD GROUP

DIV APP ETF

–

921908·84·4

1,234

0.08%

10,323

Sh.

119.54

Defined

–

None

VANGUARD GROUP

SHORT TRM BOND

–

921937·82·7

18,037

1.16%

223,255

Sh.

80.79

Defined

#1, 2

21,053

–

202,202

VANGUARD INDEX FDS

MID CAP ETF

–

922908·62·9

1,250

0.08%

7,458

Sh.

167.61

Defined

–

None

VANGUARD INDEX FDS

SM CP VAL ETF

–

922908·61·1

755

0.05%

5,859

Sh.

128.86

Defined

–

None

VANGUARD INDEX FDS

SMALL CP ETF

–

922908·75·1

243

0.02%

1,581

Sh.

153.70

Defined

–

None

VANGUARD INDEX FDS

TOTAL STK MKT

–

922908·76·9

7,083

0.46%

46,906

Sh.

151.00

Defined

–

None

VANGUARD INDEX FDS

VALUE ETF

–

922908·74·4

1,522

0.10%

13,639

Sh.

111.59

Defined

–

None

VANGUARD SCOTTSDALE FDS

INTER TERM TREAS

–

92206C·70·6

560

0.04%

8,396

Sh.

66.70

Defined

–

None

VANGUARD SCOTTSDALE FDS

MORTG-BACK SEC

–

92206C·77·1

716

0.05%

13,437

Sh.

53.29

Defined

–

None

VANGUARD TAX MANAGED INTL FD

FTSE DEV MKT ETF

–

921943·85·8

2,193

0.14%

53,382

Sh.

41.08

Defined

–

None

VANGUARD WORLD FDS

CONSUM STP ETF

–

92204A·20·7

785

0.05%

5,014

Sh.

156.56

Defined

–

None

Varian Medical Systems Inc

COM

–

92220P·10·5

4,888

0.32%

41,051

Sh.

119.07

Defined

#1, 2

39,197

–

1,854

VERIZON COMMUN

COM

–

92343V·10·4

3,845

0.25%

63,690

Sh.

60.37

Defined

#1, 2

56,009

–

7,681

VF Corp

COM

–

918204·10·8

2,487

0.16%

27,940

Sh.

89.01

Defined

#1, 2

27,596

–

344

VISA INC

COM CL A

–

92826C·83·9

24,823

1.60%

144,312

Sh.

172.01

Defined

#1, 2

136,839

–

7,473

Vornado Realty Trust

COM

–

46590V·10·0

674

0.04%

17,209

Sh.

39.17

Defined

#1, 2

16,409

–

800

Walgreens Boots Alliance Inc

COM

–

931427·10·8

976

0.06%

17,647

Sh.

55.31

Defined

17,589

–

Walmart Inc

COM

–

931142·10·3

1,911

0.12%

16,104

Sh.

118.67

Defined

#1, 2

15,898

–

206

WALT DISNEY CO.

COM DISNEY

–

254687·10·6

12,864

0.83%

98,706

Sh.

130.33

Defined

#1, 2

91,924

–

6,782

WATSCO INC

COM

–

942622·20·0

228

0.01%

1,346

Sh.

169.39

Defined

–

None

WEC Energy Group Inc

COM

–

92939U·10·6

2,204

0.14%

23,182

Sh.

95.07

Defined

#1, 2

17,931

–

5,251

Wells Fargo & Co

COM

–

949746·10·1

3,998

0.26%

79,264

Sh.

50.44

Defined

#1, 2

60,349

–

18,915

Wendy’s Co/The

COM

–

95058W·10·0

221

0.01%

11,076

Sh.

19.95

Defined

Sole

–

Wolverine World Wide Inc

COM

–

978097·10·3

497

0.03%

17,573

Sh.

28.28

Defined

#1, 2

17,552

–

Woodward Inc

COM

–

980745·10·3

1,558

0.10%

14,445

Sh.

107.86

Defined

#1, 2

12,426

–

2,019

WORLD GOLD TR

SPDR GLD MINIS

–

98149E·20·4

252

0.02%

17,146

Sh.

14.70

Defined

–

None

WWE

CL A

–

98156Q·10·8

828

0.05%

11,622

Sh.

71.24

Defined

#1, 2

11,612

–

Xilinx Inc

COM

–

983919·10·1

1,626

0.10%

16,951

Sh.

95.92

Defined

#1, 2

14,648

–

2,303

YUM BRANDS INC

COM

–

988498·10·1

5,717

0.37%

50,399

Sh.

113.43

Defined

#1, 2

47,671

–

2,728

Yum China Holdings Inc

COM

–

98850P·10·9

3,724

0.24%

81,990

Sh.

45.42

Defined

#1, 2

77,623

–

4,367

ZOETIS INC

CL A

–

98978V·10·3

1,369

0.09%

10,986

Sh.

124.61

Defined

–

None

— 326 Issuers —

— 366 Issues —

— 366 Holdings: $1,551,185,000 —

— 3 Managersº —

____________
ª No market value of any Holding was adjusted.
º Other Included Managers with whom investment discretion is shared as to any Holding: 2 Other Included Managers...

Other Included Manager

Securities

Assets Managed

SEC File #

Related Manager

Issuers

Issues

Holdings

$1000s

Of Above

#1:

028-02403

Bbva USA

276

297

1,477,491

95.2%

#2:

028-19557

BBVA Wealth Solutions, Inc.

299

330

1,476,769

95.2%

See: Recent Holdings Reports for this and Related Money Managers

↑Top

Filing Submission 0001409775-19-000063 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

BBVA USA Bancshares, Inc. – ‘13F-HR/A’ for 9/30/19 – ‘INFO-TABLE’

On: Thursday, 11/7/19, at 3:55pm ET · Effective: 11/7/19 · For: 9/30/19 · Accession #: 1409775-19-63 · File #: 28-12582

Previous ‘13F-HR’: ‘13F-HR’ on 11/5/19 for 9/30/19 · Next: ‘13F-HR’ on 2/3/20 for 12/31/19 · Latest: ‘13F-HR’ on 4/23/21 for 3/31/21

Amendment to Quarterly Holdings and Combination Report by a Money Manager — Form 13FFiling Table of Contents

‘INFO-TABLE’ — Information Table — a9301913finformationtablea.xml

This ‘INFO-TABLE’ Document is an XML Data File that may be rendered in various formats:

BBVA USA Bancshares, Inc. [ formerly Bbva Compass Bancshares, Inc. ] TX · Form 13F Holdings Report

§13(f) Securities Holdings · For: 9/30/19 · Assets: $1,551,185,000 · History: Assets Under Management

Form 13F Amendment: #1 · Reason: This amendment is a Restatement.

Amendment to Quarterly Holdings and Combination Report by a Money Manager — Form 13F
Filing Table of Contents

BBVA USA Bancshares, Inc. [ formerly Bbva Compass Bancshares, Inc. ]
TX
· Form 13F Holdings Report