SEC Info℠  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Taylor Brian, et al. – ‘4’ for 3/15/10 re: China Ceramics Co., Ltd.

On:  Friday, 4/16/10, at 1:22pm ET   ·   For:  3/15/10   ·   As:  Other   ·   Accession #:  1439357-10-1   ·   File #:  333-161557

Previous ‘4’:  ‘4/A’ on 3/16/10 for 3/4/10   ·   Next:  ‘4’ on 5/3/10 for 4/29/10   ·   Latest:  ‘4’ on 11/20/17 for 11/16/17

Find Words in Filings emoji
 		  in    Show  and   ↓Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/16/10  Taylor Brian                      4          Other       1:11K  China Ceramics Co., Ltd.          Nisswa Acq Master Fd Ltd
          Pine River Capital Management L.P.
          Nisswa Acquisition Master Fund Ltd.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     10K 
                Securities by an Insider -- primary_doc.xml/3.3


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Nisswa Acquisition Master Fund Ltd.
(Last)(First)(Middle)
C/O MAPLES CORPORATE SVCS LIMITED
PO BOX 309, UGLAND HOUSE
(Street)
GRAND CAYMANE9KY1-1104
(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
China Ceramics Co., Ltd [ CCLTF ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below)XOther (specify below)
no longer 10% owner
3. Date of Earliest Transaction (Month/Day/Year)
3/15/10
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Warrants$7.5 11/20/09 11/16/12Common Stock746,554 746,554D (1)
Warrants$7.5 11/20/09 11/16/12Common Stock1,344,551 1,344,551I (2)See footnote 2
Warrants$7.5 11/20/09 11/16/12Common Stock597,997 597,997I (3)See footnote 3
1. Name and Address of Reporting Person*
Nisswa Acquisition Master Fund Ltd.
(Last)(First)(Middle)
C/O MAPLES CORPORATE SVCS LIMITED
PO BOX 309, UGLAND HOUSE
(Street)
GRAND CAYMANE9KY1-1104
(City)(State)(Zip)
1. Name and Address of Reporting Person*
Pine River Capital Management L.P.
(Last)(First)(Middle)
601 CARLSON PARKWAY
SUITE 330
(Street)
MINNETONKAMN55305
(City)(State)(Zip)
1. Name and Address of Reporting Person*
TAYLOR BRIAN
(Last)(First)(Middle)
C/O PINE RIVER CAPITAL MANAGEMENT
601 CARLSON PARKWAY, SUITE 330
(Street)
MINNETONKAMN55305
(City)(State)(Zip)
Explanation of Responses:
(1)  The warrants are owned by Nisswa Acquisition Master Fund Ltd., which is the Reporting Person.
(2)  The warrants may be deemed to be beneficially owned by Pine River Capital Management L.P., the investment manager of Nisswa Acquisition Master Fund Ltd. (the "Investment Manager") and Brian Taylor, the managing member of Pine River Capital Management LLC, the general partner of the Investment Manager. Each such Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
(3)  These warrants are held in the accounts of private investment vehicles, other than Nisswa Acquisition Master Fund Ltd., over which the Investment Manager and Brian Taylor have investment discretion by virtue of their respective positions as Investment Manager and managing member of Pine River Capital Management LLC, the general partner of the Investment Manager. Each such Reporting Person disclaims benefical ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Remarks:
According to the Form F-1/A filed by the Issuer on March 15, 2010, the Issuer had 8,950,171 shares of its common stock issued and outstanding as of February 2, 2010. As of that date, the Reporting Persons became aware that they no longer had reporting obligations under Section 16. The Reporting Persons met all of their filing obligations under Section 16 and the "Date of Earliest Transaction" referenced hereinabove is the date of the Form F-1/A referred to in this response. This Form 4 is being filed, not due to a statutory requirement, but rather as notice that the Reporting Persons are no longer subject to Section 16 with respect to the Issuer, because they are not currently 10% owners.
Nisswa Acquisition Master Fund Ltd., By: Pine River Capital Management L.P., By: Pine River Capital Management LLC, its General Partner, By: Brian Taylor 4/16/10
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

↑Top
Filing Submission 0001439357-10-000001   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
About — Privacy — Redactions — Help — Mon., May 13, 10:41:10.1pm ET