Capital World Investors – ‘SC 13G/A’ on 1/10/20 re: Aes Corp

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Amendment to Statement of Acquisition of Beneficial Ownership by a Passive Investor   —   Sch. 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Acquisition of              42±    77K 
                Beneficial Ownership by a Passive Investor                       

SC 13G/A
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UNITED                  
STATES    
SECURITIES                                        
AND                       
EXCHANGE          
              COMMISSION
Washington,                   

D.      
C.  

     20549

SCHEDULE                
 13G

Under                             

t                         
he                        
Secur                 
i               
t               
i             
es            
Exchange  
   Act

        of

            1934

(                     
Amendment           

No.   

1)
 *

The               
AES           
Cor     
por 
  at
   i
    on
(               
Name            
of      

I   
 ssuer
   )

Common          
St  
 ock
(                     
Ti                    
t                   
l                 
e                 
of              

Cl          
ass       
of    

   Secur
     i
     t
     i
         es)

00130H105     
(               
CUSI            
P         
Number  
   )

December          

31,   

  2019
(                                     
Dat                                   
e                                 
of                              

Event                       

Whi                   
ch              
Requi       
r     
es    
Fi
 l
 i
    ng
      of

         t
          hi
           s
              St
                at
                     ement
                         )

Check                                                                           
t                                                                         
he                                                                      
appr                                                                  
opr                                                             
i                                                           
at                                                          
e                                                         
box                                                     
t                                                 
o                                                 
desi                                            
gnat                                        
e                                     
t                                   
he                                  
r                               
ul                              
e                             
pur                         
suant                   

t                 
o               
whi           
ch        
t       
hi    
s   
     Schedul
       e
         i
           s
           f
             i
             l
                 ed:

[                                                                               
X]                                                                              

Rul                                                                         
e                                                                       
13d-                                                                  
1(                                                                
b)                                                              

[                                                                               

]                                                                               

Rul                                                                           
e                                                                         
13d-                                                                    
1(                                                                
c)                                                              

[                                                                               

]                                                                               

Rul                                                                           
e                                                                         
13d-                                                                    
1(                                                                
d)                                                              

*The                                                                            
r                                                                         
emai                                                                      
nder                                                                

of                                                            

t                                                           
hi                                                        
s                                                       
cover                                                 

page                                            
shal                                      
l                                     

be                                  
f                               
i                               
l                               
l                             
ed                            
out                       

f                     
or                    

a                 
r               
epor            
t         
i         
ng      
per   
  son'
   s
     i
        ni
         t
         i
          al

             f
             i
               l
               i
                ng
                    on
                       t
                        hi
                         s
                           f
                              or
                               m
                                  wi
                                     t
                                     h
                                       r
                                              espect

                                               t
                                                 o
                                                   t
                                                    he
subj                                                                            
ect                                                                         

cl                                                                      
ass                                                                   
of                                                                

secur                                                           
i                                                         
t                                                       
i                                                       
es,                                                     

and                                                 
f                                             
or                                            

any                                       
subsequent                            

amendment                 

cont        
ai    
ni  
ng
   i
    nf
      or
         mat
           i
              on
                 whi
                      ch
                          woul
                             d
                                al
                                 t
                                  er

                                     t
                                      he
                                          di
                                             scl
                                                osur
                                                    es
pr                                                                              
ovi                                                                           
ded                                                                         
i                                                                     
n                                                                     
a                                                                   
pr                                                                
i                                                               
or                                                            

cover                                                       

page.                                               

The                                                                             
i                                                                           
nf                                                                          
or                                                                      
mat                                                                   
i                                                                 
on                                                                
r                                                             
equi                                                          
r                                                       
ed                                                      
i                                                   
n                                                   
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he                                              
r                                             
emai                                        
nder                                  

of                                

t                             
hi                            
s                           
cover                     

page              
shal        
l       

not   

be
      deemed
           t
           o
              be
                  "f
                   i
                     l
                       ed"
                         f
                            or

                             t
                              he
                                   pur
                                        pose
                                            of

                                                Sect
                                                   i
                                                    on
                                                        18
                                                            of

t                                                                               
he                                                                              
Secur                                                                       
i                                                                     
t                                                                     
i                                                                     
es                                                                  
Exchange                                                          
Act                                                   

of                                              

1934                                          
(                                       
"Act                                  
")                                

or                            

ot                          
her                       
wi                    
se                  
subj            
ect         

t       
o     
t   
he  
 l
 i
   abi
     l
     i
       t
       i
          es
            of

               t
                 hat

                      sect
                       i
                          on
                            of

                               t
                                he
                                     Act

                                         but

                                              shal
                                                 l

                                                  be
                                                        subj
                                                           ect

t                                                                               
o                                                                               
al                                                                            
l                                                                           

ot                                                                        
her                                                                     

pr                                                                  
ovi                                                               
si                                                            
ons                                                         
of                                                      

t                                                   
he                                                  
Act                                             

(                                           
however                                     
,                                 

see                             
t                           
he                          
Not                     
es)                 
.               

CUSI                                                                            
P:                                                                        

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SC 13G/A
2nd “Page” of 4
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NAMES                                                                 
OF                                                        
REPORTI                                               
NG                                          
PERSONS                               
1   I                                                                         
.                                                                   
R.                                                                  
S.                                                                

I                                                             
DENTI                                                         
FI                                                  
CATI                                              
ON                                          
NOS.                                    

OF                              
ABOVE                       
PERSONS           
(   
ENTI
    TI
      ES
             ONLY)

Capi                                                                  
t                                                               
al                                                            

Worl                                                        
d                                                     
Invest                                              
ors                                         
**                                      

CHECK                                                                 
THE                                                         
APPROPRI                                              
ATE                                     
BOX                               
I                           
F                         
A                       
MEMBER                
OF      
A   
   GROUP
         (
             SEE
                 I
                        NSTRUCTI
                                  ONS)

2                                                                 (           
                                                          a)

                                                         (
                                                          b)

SEC                                                                   
USE                                                             
ONLY                                                      
3                                                                             

CI                                                                    
TI                                                                
ZENSHI                                                          
P                                                     
OR                                                  
PLACE                                           
OF                                    
ORGANI                            
ZATI                  
ON              
4                                                                             
Del                                                                   
aware                                                           

SOLE                                        
VOTI                                
NG                          
POWER                   
5                                                     
73,                                         
177,                                    
084                               

SHARED                                      
VOTI                            
NG                      
POWER               
6                                                     
NUMBER                                                                        
OF                                                              
SHARES         NONE                                                       
BENEFICIALLY                                                                    
OWNED                                                                         
BY        SOLE                                                    
DI                                  
SPOSI                           
TI                        
VE                    
POWER             
7                                                     
EACH                                                                      
REPORTING        73,                                                          
306,                                    
244                               
PERSON                                                                          
WITH:                                                               

SHARED                                      
DI                              
SPOSI                       
TI                  
VE                
POWER         
8                                                     
NONE                                        

AGGREGATE                                                             
AMOUNT                                              
BENEFI                                
CI                            
ALLY                      
OWNED             
BY      
  EACH
             REPORTI
                    NG
                            PERSON
9                                                                             
73,                                                                   
306,                                                              
244                                                         

Benef                                             
i                                           
ci                                        
al                                      

owner                                 
shi                           
p                           
di                        
scl                     
ai                  
med               
pur         
suant     

t 
o 
   Rul
     e
          13d-
             4

CHECK                                                                 
BOX                                                         
I                                                   
F                                                   
THE                                               
AGGREGATE                                   
AMOUNT                    
I           
N           
ROW       
( 
9)

          EXCLUDES
                        CERTAI
                             N
                                    SHARES
                                           (
                                             SEE
                                                 I
                                                        NSTRUCTI
                                                                  ONS)

10                                                                            

PERCENT                                                               
OF                                                      
CLASS                                               
REPRESENTED                               
BY                    
AMOUNT            
I     
N   
 ROW
       9
11                                                                            
11.                                                                   
0%                                                                

TYPE                                                                  
OF                                                            
REPORTI                                                   
NG                                            
PERSON                                    
(                             
SEE                         
I                       
NSTRUCTI              
ONS)    

12                                                                            
IA                                                                    

**                                                                              
A                                                                             
di                                                                        
vi                                                                      
si                                                                    
on                                                                  
of                                                                

Capi                                                          
t                                                       
al                                                      

Resear                                                
ch                                            
and                                       
Management                            

Company               
(           
CRMC)     

CUSI                                                                            
P:                                                                        

00130H105                                                        Page   
                                                               2
                                                                  of

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SC 13G/A
3rd “Page” of 4
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Just 3rd
SECURITIES                                  
AND                     
EXCHANGE        
            COMMISSION
Washi                     
ngt               
on,           

DC      
   20549

Schedul             
e       
13G   
Under                                 
t                             
he                          
Securi                  
t               
i               
es            
Exchange  
       Act

          of
                1934

Amendment                                                                       

No.                                                               

1                                                             

I                                                                               
t                                                                               
em                                                                              
1(                                                                          
a)                                                                      

Name                                                                
of                                                          

I                                                       
ssuer                                                   
:                                                 

The                                                               
AES                                                         
Cor                                                     
por                                               
at                                              
i                                             
on                                          

I                                                                               
t                                                                               
em                                                                              
1(                                                                          
b)                                                                      

Addr                                                                
ess                                                           
of                                                        

I                                                     
ssuer                                                 
'                                               
s                                               
Pr                                            
i                                         
nci                                       
pal                                   

Execut                            
i                         
ve                        
Of                    
f                   
i                 
ces:              

4300                                                              
Wi                                                          
l                                                       
son                                                     
Boul                                              
evar                                          
d                                       
Sui                                                               
t                                                             
e                                                             
1100                                                        
Ar                                                                
l                                                               
i                                                             
ngt                                                           
on,                                                       

VA                                                    

22203                                           

I                                                                               
t                                                                               
em                                                                              
2(                                                                          
a)                                                                      

Name                                                                
of                                                          

Per                                                     
son(                                                  
s)                                              

Fi                                            
l                                           
i                                         
ng:                                       

Capi                                                              
t                                                           
al                                                          

Wor                                                       
l                                                   
d                                                   
I                                                 
nvest                                           
or                                        
s                                       

I                                                                               
t                                                                               
em                                                                              
2(                                                                          
b)                                                                      

Addr                                                                
ess                                                           
of                                                        

Pr                                                    
i                                                   
nci                                                 
pal                                             

Busi                                        
ness                                  
Of                                
f                             
i                             
ce                          
or                        
,                     

i                     
f                   

none,               

Resi        
dence:  

333                                                               
Sout                                                          
h                                                       
Hope                                                  
St                                              
r                                           
eet                                         

Los                                                               
Angel                                                         
es,                                                   

CA                                                
90071                                         

I                                                                               
t                                                                               
em                                                                              
2(                                                                          
c)                                                                      

Ci                                                                  
t                                                               
i                                                               
zenshi                                                          
p:                                                      

N/                                                  
A                                               

I                                                                               
t                                                                               
em                                                                              
2(                                                                          
d)                                                                      

Ti                                                                  
t                                                               
l                                                               
e                                                               
of                                                            

Cl                                                        
ass                                                     
of                                                  

Secur                                           
i                                         
t                                         
i                                       
es:                                     

Common                                                            
St                                                    
ock                                                 

I                                                                               
t                                                                               
em                                                                              
2(                                                                          
e)                                                                      

CUSI                                                                
P                                                           
Number                                                    
:                                                 

00130H105                                                         

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t                                                                               
em                                                                              
3                                                                           

I                                                                     
f                                                                     

t                                                                   
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s                                                               
st                                                              
at                                                            
ement                                                       

i                                                   
s                                                 
f                                                 
i                                               
l                                               
ed                                            
pur                                         
suant                                   

t                                 
o                               
sect                          
i                         
ons                       
240.                
13d-            
1(        
b)      

or    

  240.
      13d-
          2(
            b)

              or

                 (
                  c)
                     ,

                         check
                                whet
                                     her

                                       t
                                        he
                                             per
                                               son
                                                   f
                                                   i
                                                     l
                                                     i
                                                      ng
                                                         i
                                                         s
                                                            a:

(                                                                 
e)                                                                

[                                                         
X]                                                        

An                                                  
i                                               
nvest                                         
ment                                    

advi                              
ser                           

i                         
n                       
accor                 
dance           
wi        
t     
h     
sect
 i
    on
        240.
              13d-
                1(
                  b)
                     (
                      1)
                       (
                         i
                         i
                         )
                           (
                            E)
                               .

I                                                                               
t                                                                               
em                                                                              
4                                                                           

Owner                                                                 
shi                                                           
p                                                           

Pr                                                                
ovi                                                             
de                                                          
t                                                       
he                                                      
f                                                   
ol                                                  
l                                                 
owi                                             
ng                                          
i                                         
nf                                      
or                                    
mat                                 
i                               
on                            
r                           
egar                      
di                    
ng                  
t               
he              
aggr        
egat  
e 
      number

           and
                 per
                      cent
                         age
                            of

                               t
                                he
                                    cl
                                       ass
                                          of

                                               secur
                                                 i
                                                   t
                                                   i
                                                    es
                                                        of

                                                         t
                                                            he
i                                                                 
ssuer                                                             

i                                                         
dent                                                      
i                                                     
f                                                   
i                                                   
ed                                                
i                                               
n                                             
I                                           
t                                           
em                                        
1.                                    

(                                                                 
a)                                                                
Amount                                              

benef                                     
i                                 
ci                                
al                              
l                             
y                             
owned:                      

(                                                                 
b)                                                                
Per                                                 
cent                                            

of                                        

cl                                    
ass:                                

(                                                                 
c)                                                                
Number                                              

of                                        

shar                                  
es                                
as                            
t                           
o                         
whi                     
ch                  
t                 
he              
per           
son       
has:

(                                                                 
i                                                                 
)                                                               
Sol                                                 
e                                               
power                                         

t                                     
o                                   
vot                               
e                               
or                            

t                         
o                         
di                      
r                     
ect                 

t               
he              
vot         
e:      

(                                                                 
i                                                                 
i                                                               
)                                                               
Shar                                                
ed                                            
power                                     

t                                 
o                                 
vot                             
e                           
or                        

t                       
o                     
di                  
r                 
ect               

t             
he          
vot       
e:    

(                                                                 
i                                                                 
i                                                               
i                                                               
)                                                             
Sol                                                 
e                                               
power                                         

t                                     
o                                   
di                                
spose                           
or                        

t                     
o                     
di                  
r                 
ect             

t           
he          
di      
sposi 
 t
 i
  on
      of
       :

(                                                                 
i                                                                 
v)                                                              
Shar                                                
ed                                            
power                                     

t                                 
o                                 
di                              
spose                         
or                      

t                   
o                   
di                
r               
ect           

t         
he        
di    
 sposi
   t
   i
      on
        of
           :

See                                                               
page                                                          
2                                                       

Capi                                                              
t                                                           
al                                                          

Wor                                                       
l                                                   
d                                                   
I                                                 
nvest                                           
or                                        
s                                       
di                                    
vi                                  
si                                
ons                             
of                          

CRMC                    
and             
Capi        
t     
al    

I 
nt
  er
     nat
       i
          onal

              Li
                mi
                   t
                    ed
                         col
                           l
                             ect
                               i
                                 vel
                                   y
                                      pr
                                         ovi
                                            de
                                             i
                                                   nvest
                                                        ment

management                                                        

ser                                                 
vi                                              
ces                                           
under                                     

t                                 
he                                
name                          
Capi                    
t                 
al                

Wor           
l         
d         
I       
nvest 
  or
    s.

        Capi
           t
            al

                 Wor
                   l
                   d
                     I
                           nvest
                              or
                               s
                                 i
                                 s
                                        deemed
                                             t
                                             o
                                                be
                                                   t
                                                    he
benef                                                             
i                                                           
ci                                                          
al                                                        

owner                                                 

of                                            

73,                                         
306,                                    
244                                 
shar                          
es                        
or                    

11%                 
of            

t           
he        
663,  
  892,
     656
            shar
              es
                   bel
                   i
                        eved
                           t
                           o
                              be
                                   out
                                      st
                                        andi
                                             ng.

I                                                                               
t                                                                               
em                                                                              
5                                                                           

Owner                                                                 
shi                                                           
p                                                           
of                                                        

Fi                                                    
ve                                                  
Per                                             
cent                                          

or                                      

Less                                
of                            

a                           
Cl                        
ass.                    

I                 
f                 

t               
hi            
s           
st        
at      
ement 

 i
   s
       bei
        ng
           f
             i
             l
              ed
                 t
                 o
                   r
                        epor
                         t

                           t
                            he
                               f
                                   act

                                     t
                                       hat

                                          as
                                            of

                                               t
                                                he
                                                     dat
                                                       e
her                                                               
eof                                                           

t                                                         
he                                                        
r                                                     
epor                                                  
t                                               
i                                               
ng                                            
per                                         
son                                     
has                                 
ceased                        
t                     
o                     
be                  
t               
he              
benef       
i     
ci    
al  

     owner

        of

             mor
               e
                 t
                     han
                       f
                       i
                          ve
                             per
                                  cent

                                      of

                                       t
                                          he
                                            cl
                                               ass
                                                  of

secur                                                             
i                                                           
t                                                           
i                                                         
es,                                                       

check                                                 
t                                             
he                                            
f                                         
ol                                        
l                                       
owi                                   
ng:                               

[                             

]                           

I                                                                               
t                                                                               
em                                                                              
6                                                                           

Owner                                                                 
shi                                                           
p                                                           
of                                                        

Mor                                                   
e                                                 
t                                               
han                                           
Fi                                        
ve                                      
Per                                 
cent                            

on                          
Behal                   
f                 

of              

Anot          
her     

Per 
    son:

         One
              or

                 mor
                   e
                      cl
                       i
                           ent
                           s
                              of

                                    Capi
                                     t
                                        al

                                           Wor
                                               l
                                               d
                                                 I
                                                     nvest
                                                        or
                                                           s
have                                                              
t                                                           
he                                                          
r                                                       
i                                                     
ght                                                   

t                                                 
o                                                 
r                                               
ecei                                          
ve                                        
or                                    

t                                   
he                                
power                           

t                       
o                     
di                  
r                 
ect               

t             
he            
r         
ecei    
pt  

of

    di
      vi
           dends
               f
               r
                 om,

                      or

                       t
                          he
                            pr
                                    oceeds
                                       f
                                       r
                                          om
                                             t
                                              he
                                                   sal
                                                   e
                                                      of
                                                         ,

                                                         t
                                                            he
Common                                                            
St                                                    
ock                                                 
of                                              

The                                         
AES                                     
Cor                               
por                           
at                        
i                       
on.                     

Capi              
t             
al          

Wor       
l   
d   
I 
   nvest
      or
         s
           hol
              ds
                   mor
                     e
                       t
                         han
                             f
                             i
                                ve
                                   per
                                        cent

                                            of

                                             t
                                                he
out                                                               
st                                                            
andi                                                        
ng                                                      
Common                                              
St                                        
ock                                   
of                                

The                             
AES                       
Cor                 
por             
at          
i         
on        
as    
of  

        December

               31,

                    2019
                        on
                               behal
                                 f

                                    of

                                        each
                                            of

                                               t
                                                he
                                                   f
                                                    ol
                                                     l
                                                         owi
                                                            ng
CUSI                                                                            
P:                                                                        

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SC 13G/A
Last “Page” of 4
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Just 4th
cl                                                                
i                                                               
ent                                                             
(                                                           
s)                                                        
:                                                       

The                                                               
I                                                           
ncome                                                       
Fund                                                
of                                            

Amer                                      
i                                   
ca                                  

I                                                                               
t                                                                               
em                                                                              
7                                                                           

I                                                                     
dent                                                                  
i                                                               
f                                                               
i                                                             
cat                                                           
i                                                         
on                                                        
and                                                   
Cl                                                
assi                                            
f                                           
i                                         
cat                                       
i                                     
on                                    
of                                

t                             
he                            
Subsi                     
di                  
ar                
y               
Whi           
ch        
Acqui 
 r
    ed
     t
        he
             Secur
                 i
                 t
                 y
                     Bei
                        ng
                               Repor
                                 t
                                    ed
                                        on
                                          By
                                             t
                                                he
                                                   Par
                                                       ent

Hol                                                               
di                                                            
ng                                                          
Company                                                 
or                                          

Cont                                      
r                                   
ol                                  

Per                             
son:                        

N/                      
A                   

I                                                                               
t                                                                               
em                                                                              
8                                                                           

I                                                                     
dent                                                                  
i                                                               
f                                                               
i                                                             
cat                                                           
i                                                         
on                                                        
and                                                   
Cl                                                
assi                                            
f                                           
i                                         
cat                                       
i                                     
on                                    
of                                

Member                        
s                     
of                  

t               
he              
Gr          
oup:      

N/  
 A

I                                                                               
t                                                                               
em                                                                              
9                                                                           

Not                                                                   
i                                                                 
ce                                                                
of                                                            

Di                                                          
ssol                                                    
ut                                                  
i                                                 
on                                                
of                                            

Gr                                        
oup:                                    

N/                                
A                             

I                                                                               
t                                                                               
em                                                                              
10                                                                          

Cer                                                                 
t                                                               
i                                                               
f                                                               
i                                                             
cat                                                           
i                                                         
on                                                        

By                                                                
si                                                            
gni                                                         
ng                                                      
bel                                                   
ow,                                               

I                                           

cer                                         
t                                       
i                                       
f                                     
y                                     
t                                   
hat                               
,                               

t                             
o                             
t                           
he                        
best                  

of                

my            
knowl     
edge
     and
           bel
           i
              ef
               ,

               t
                  he
                       secur
                         i
                           t
                           i
                              es
                               r
                                ef
                                    er
                                     r
                                      ed
                                         t
                                         o
                                               above
                                                     wer
                                                       e
acqui                                                             
r                                                           
ed                                                          
and                                                     
ar                                                
e                                               
hel                                           
d                                           
i                                         
n                                       
t                                     
he                                    
or                                
di                              
nar                           
y                         
cour                    
se                  
of              

busi          
ness    
and 
     wer
       e
           not

                 acqui
                   r
                    ed
                         and
                            ar
                             e
                                 not

                                       hel
                                       d
                                         f
                                            or

                                             t
                                                he
                                                   pur
                                                        pose
                                                            of

or                                                                

wi                                                            
t                                                           
h                                                           
t                                                         
he                                                      
ef                                                    
f                                                   
ect                                               

of                                            

changi                                      
ng                                  
or                              

i                             
nf                          
l                         
uenci                     
ng                  
t               
he              
cont        
r       
ol    

of  

 t
  he
     i
         ssuer

            of

               t
                he
                       secur
                         i
                         t
                           i
                            es
                                 and
                                     wer
                                       e
                                           not

                                                 acqui
                                                   r
                                                      ed
                                                         and
ar                                                                
e                                                               
not                                                           

hel                                                       
d                                                     
i                                                   
n                                                   
connect                                           
i                                       
on                                      
wi                                  
t                                 
h                               
or                            

as                          
a                       
par                   
t                   
i                 
ci                
pant            

i         
n         
any     
t 
r 
      ansact
       i
        on
              havi
                ng
                   t
                       hat

                           pur
                                pose
                                  or

                                      ef
                                       f
                                         ect
                                           .

Si                                                                            
gnat                                                                        
ur                                                                    
e                                                                   

Af                                                                
t                                                               
er                                                            

r                                                           
easonabl                                                  
e                                               
i                                             
nqui                                          
r                                         
y                                       
and                                   
t                                 
o                               
t                             
he                            
best                      

of                    

my                
knowl         
edge    
 and
       bel
       i
          ef
           ,

             I

               cer
                 t
                   i
                   f
                   y
                     t
                         hat

                           t
                            he
                               i
                                nf
                                  or
                                       mat
                                         i
                                          on
                                               set

                                                 f
                                                  or
                                                   t
                                                     h
                                                       i
                                                       n
                                                         t
                                                            hi
                                                             s
st                                                                
at                                                              
ement                                                         

i                                                     
s                                                     
t                                                   
r                                                   
ue,                                               

compl                                         
et                                      
e                                     
and                                 
cor                           
r                           
ect                       
.                       

Dat                                                             
e:                                                          

Januar                              
y                           
10,                       

2020                

Si                                                              
gnat                                                          
ur                                                        
e:                                                      
/                                   
s/                                

Mi                              
chael                       

J.                    

Tr                
i               
essl            

Name/                                                           
Ti                                                        
t                                                     
l                                                     
e:                                                    
Mi                                  
chael                           

J.                      

Tr                    
i                   
essl              

-             

Seni        
or      

Vi  
ce
    Pr
       esi
            dent

               and
                      Seni
                        or

                                 Counsel
                                   ,

                                        Fund
Busi                              
ness                          
Management              

Gr      
oup   
Capi                              
t                             
al                          

Resear                    
ch                
and           
Management

             Company

CUSI                                                                            
P:                                                                        

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