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As Of Filer Filing For·On·As Docs:Size 2/26/14 LPL Financial Holdings Inc. 10-K 12/31/13 132:17M |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 1.48M
2: EX-10.18 Material Contract HTML 52K
3: EX-10.19 Material Contract HTML 54K
4: EX-10.20 Material Contract HTML 51K
5: EX-10.21 Material Contract HTML 51K
6: EX-10.22 Material Contract HTML 114K
7: EX-10.23 Material Contract HTML 60K
8: EX-21.1 Subsidiaries List HTML 40K
9: EX-23.1 Consent of Experts or Counsel HTML 35K
10: EX-31.1 Certification -- §302 - SOA'02 HTML 43K
11: EX-31.2 Certification -- §302 - SOA'02 HTML 43K
12: EX-32.1 Certification -- §906 - SOA'02 HTML 38K
13: EX-32.2 Certification -- §906 - SOA'02 HTML 38K
90: R1 Document and Entity Information Document HTML 63K
69: R2 Consolidated Statements of Income HTML 122K
85: R3 Consolidated Statements of Comprehensive Income HTML 53K
94: R4 Consolidated Statements of Comprehensive Income HTML 39K
(Parentheticals)
120: R5 Consolidated Statements of Financial Condition HTML 141K
72: R6 Consolidated Statements of Financial Condition HTML 46K
(Parentheticals)
84: R7 Consolidated Statements of Stockholders' Equity HTML 81K
63: R8 Consolidated Statements of Cash Flows HTML 193K
51: R9 Organization and Description of the Company HTML 50K
122: R10 Summary of Significant Accounting Policies HTML 129K
96: R11 Acquisitions HTML 109K
95: R12 Restructuring HTML 75K
102: R13 Fair Value Measurements HTML 183K
103: R14 Held-to-Maturity Securities HTML 59K
100: R15 Receivables from Product Sponsors, Broker-Dealers HTML 59K
and Clearing Organizations and Payables to
Broker-Dealers and Clearing Organizations
104: R16 Fixed Assets HTML 55K
86: R17 Goodwill and Other Intangible Assets HTML 107K
91: R18 Accounts Payable and Accrued Liabilities HTML 49K
98: R19 Income Taxes HTML 125K
131: R20 Debt HTML 104K
113: R21 Derivative Financial Instruments Derivative HTML 65K
Financial Instruments
78: R22 Commitments and Contingencies HTML 65K
97: R23 Stockholders' Equity HTML 259K
81: R24 Earnings per Share HTML 81K
41: R25 Employee and Advisor Benefit Plans HTML 45K
114: R26 Related Party Transactions HTML 41K
127: R27 Net Capital and Regulatory Requirements HTML 45K
56: R28 Financial Instruments with Off-Balance-Sheet HTML 41K
Credit Risk and Concentrations of Credit Risk
55: R29 Selected Quarterly Financial Data (Unaudited) HTML 79K
60: R30 Subsequent Events HTML 41K
61: R31 Summary of Significant Accounting Policies HTML 225K
(Policies)
64: R32 Summary of Significant Accounting Policies HTML 55K
(Tables)
29: R33 Acquisitions (Tables) HTML 89K
111: R34 Restructuring (Tables) HTML 66K
76: R35 Fair Value Measurements (Tables) HTML 170K
79: R36 Held-to-Maturity Securities (Tables) HTML 59K
46: R37 Receivables from Product Sponsors, Broker-Dealers HTML 59K
and Clearing Organizations and Payables to
Broker-Dealers and Clearing Organizations (Tables)
130: R38 Fixed Assets (Tables) HTML 52K
20: R39 Goodwill and Other Intangible Assets (Tables) HTML 105K
66: R40 Accounts Payable and Accrued Liabilities (Tables) HTML 48K
118: R41 Income Taxes (Tables) HTML 124K
43: R42 Debt (Tables) HTML 95K
54: R43 Derivative Financial Instruments Derivative HTML 56K
Financial Instruments (Tables)
59: R44 Commitments and Contingencies (Tables) HTML 44K
70: R45 Stockholders' Equity (Tables) HTML 252K
28: R46 Earnings per Share (Tables) HTML 82K
50: R47 Selected Quarterly Financial Data (Unaudited) HTML 78K
(Tables)
22: R48 Organization and Description of the Company HTML 45K
(Details)
116: R49 Summary of Significant Accounting Policies Other HTML 38K
Operating Expense (Details)
42: R50 Summary of Significant Accounting Policies HTML 43K
Share-Based Compensation (Details)
112: R51 Summary of Significant Accounting Policies Income HTML 36K
Taxes (Details)
47: R52 Summary of Significant Accounting Policies Cash HTML 35K
and Cash Equivalents (Details)
67: R53 Summary of Significant Accounting Policies Cash HTML 37K
and Securities Segregated Under Federal and Other
Regulations (Details)
21: R54 Summary of Significant Accounting Policies HTML 45K
Receivables From and Payables to Clients (Details)
25: R55 Summary of Significant Accounting Policies HTML 49K
Receivables From Others (Details)
58: R56 Summary of Significant Accounting Policies HTML 45K
Securities Borrowed and Loaned (Details)
33: R57 Summary of Significant Accounting Policies Fixed HTML 38K
Assets (Details)
123: R58 Summary of Significant Accounting Policies HTML 36K
Reportable Segment (Details)
74: R59 Summary of Significant Accounting Policies HTML 47K
Goodwill and Other Intangible Assets (Details)
101: R60 Summary of Significant Accounting Policies Equity HTML 36K
Method Investment (Details)
49: R61 Summary of Significant Accounting Policies Drafts HTML 37K
Payable (Details)
52: R62 Summary of Significant Accounting Policies Fair HTML 41K
Value of Financial Instruments (Details)
109: R63 Purchase Price Allocations (Details) HTML 67K
105: R64 Cash Flow Information (Details) HTML 52K
77: R65 Intangible Asset Allocation (Details) HTML 41K
107: R66 Acquisitions (Details Textuals) HTML 64K
48: R67 Restructuring (Details) HTML 42K
82: R68 Restructuring Restructuring Table SVC (Details) HTML 60K
126: R69 Fair Value Measurements Financial Assets and HTML 112K
Liabilities Measured on a Recurring and
Nonrecurring Basis (Details)
24: R70 Fair Value Measurements Significant Level 3 HTML 44K
Liabilities (Details)
40: R71 Fair Value Measurements Changes in Level 3 HTML 45K
Recurring Fair Value Measurements (Details
Textuals)
68: R72 Fair Value Measurements Changes in Level 3 HTML 48K
Recurring Fair Value Measurements (Details)
31: R73 Held-to-Maturity Securities (Details) HTML 48K
129: R74 Held-to-Maturity Securities (Details 1) HTML 60K
44: R75 Receivables from Product Sponsors, Broker-Dealers HTML 59K
and Clearing Organizations and Payables to
Broker-Dealers and Clearing Organizations
(Details)
35: R76 Fixed Assets (Details) HTML 55K
39: R77 Fixed Assets (Details Textuals) HTML 37K
26: R78 Goodwill and Other Intangible Assets Goodwill HTML 44K
(Details)
30: R79 Intangible Assets (Details) HTML 61K
92: R80 Goodwill and Other Intangible Assets (Details HTML 44K
Textuals)
37: R81 Intangible Assets (Details 1) HTML 51K
124: R82 Accounts Payable and Accrued Liabilities (Details) HTML 55K
65: R83 Income Taxes (Details) HTML 63K
99: R84 Income Taxes (Details 1) HTML 66K
106: R85 Income Taxes (Details 2) HTML 79K
36: R86 Income Taxes (Details 3) HTML 43K
38: R87 Income Taxes (Details Textuals) HTML 56K
121: R88 Debt (Details) HTML 53K
32: R89 Debt (Details 1) HTML 38K
93: R90 Debt (Details 2) HTML 52K
89: R91 Debt (Details Textuals) HTML 101K
110: R92 Derivative Financial Instruments Derivative HTML 40K
Financial Instruments (Details)
88: R93 Derivative Financial Instruments Derivative HTML 42K
Financial Instruments (Details Textuals)
73: R94 Commitments and Contingencies (Details) HTML 55K
115: R95 Commitments and Contingencies (Details Textuals) HTML 73K
71: R96 Stockholders' Equity Stock Option and Warrant HTML 52K
Assumptions (Details)
45: R97 Stock Option and Warrant Activity (Details) HTML 73K
80: R98 Stockholders' Equity (Details 2) HTML 63K
75: R99 Ristricted Stock Activity (Details) HTML 64K
57: R100 Stockholders' Equity (Details Textuals) HTML 72K
132: R101 Stockholders' Equity Dividends (Details) HTML 40K
108: R102 Stockholders' Equity Share Repurchase Program HTML 57K
(Details)
87: R103 Earnings per Share (Details) HTML 78K
27: R104 Earnings per Share (Details Textuals) HTML 38K
117: R105 Employee and Advisor Benefit Plans (Details HTML 58K
Textuals)
125: R106 Related Party Transactions (Details) HTML 50K
119: R107 Net Capital and Regulatory Requirements (Details) HTML 40K
83: R108 Selected Quarterly Financial Data (Details) HTML 57K
34: R109 Subsequent Events Subsequent Events (Details) HTML 60K
128: XML IDEA XML File -- Filing Summary XML 199K
23: EXCEL IDEA Workbook of Financial Reports XLSX 349K
53: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 2.54M
14: EX-101.INS XBRL Instance -- lpla-20131231 XML 3.90M
16: EX-101.CAL XBRL Calculations -- lpla-20131231_cal XML 353K
17: EX-101.DEF XBRL Definitions -- lpla-20131231_def XML 1.07M
18: EX-101.LAB XBRL Labels -- lpla-20131231_lab XML 2.55M
19: EX-101.PRE XBRL Presentations -- lpla-20131231_pre XML 1.47M
15: EX-101.SCH XBRL Schema -- lpla-20131231 XSD 275K
62: ZIP XBRL Zipped Folder -- 0001397911-14-000038-xbrl Zip 389K
| Exhibit 21.1 2013 |
Subsidiary* | Entity Name | Jurisdiction
of Incorporation | Name Under Which the Subsidiary Does Business | ||||
1 | LPL Holdings, Inc.** | Massachusetts | LPL | ||||
2 | PTC
Holdings, Inc.** | Ohio | PTC | ||||
3 | The Private Trust Company, N.A. | United States | PTC | ||||
4 | LPL
Financial LLC | California | LPL, LPL Financial | ||||
5 | Independent Advisers Group Corporation | Delaware | IAG | ||||
6 | UVEST
Financial Services Group, Inc. | North Carolina | UVEST | ||||
7 | LPL Insurance Associates, Inc. | Delaware | LPL, LPL Financial | ||||
8 | Fortigent
Holdings Company, Inc.** | Delaware | Fortigent, LPL, LPL Financial | ||||
9 | Fortigent, LLC | Delaware | Fortigent, LPL, LPL Financial | ||||
10 | NestWise
LLC | Delaware | NestWise | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/21/24 LPL Financial Holdings Inc. 10-K 12/31/23 131:13M 2/23/23 LPL Financial Holdings Inc. 10-K 12/31/22 123:14M 2/22/22 LPL Financial Holdings Inc. 10-K 12/31/21 128:14M 2/23/21 LPL Financial Holdings Inc. 10-K 12/31/20 125:13M |