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As Of Filer Filing For·On·As Docs:Size 2/21/20 LPL Financial Holdings Inc. 10-K 12/31/19 128:14M |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 1.94M
2: EX-4.4 Instrument Defining the Rights of Security Holders HTML 43K
3: EX-10.11 Material Contract HTML 41K
4: EX-10.22 Material Contract HTML 155K
5: EX-21.1 Subsidiaries List HTML 36K
6: EX-23.1 Consent of Experts or Counsel HTML 33K
7: EX-31.1 Certification -- §302 - SOA'02 HTML 41K
8: EX-31.2 Certification -- §302 - SOA'02 HTML 41K
9: EX-32.1 Certification -- §906 - SOA'02 HTML 36K
10: EX-32.2 Certification -- §906 - SOA'02 HTML 36K
39: R1 Document and Entity Information Document HTML 96K
81: R2 Consolidated Statements of Income HTML 115K
120: R3 Consolidated Statements of Comprehensive Income HTML 56K
60: R4 Consolidated Statements of Comprehensive Income HTML 37K
(Parentheticals)
41: R5 Consolidated Statements of Financial Condition HTML 138K
83: R6 Consolidated Statements of Financial Condition HTML 56K
(Parentheticals)
122: R7 Consolidated Statements of Stockholders' Equity HTML 93K
58: R8 Consolidated Statements of Cash Flows HTML 185K
44: R9 Consolidated Statements of Cash Flows Cash, Cash HTML 48K
Equivalents, and Restricted Cash Reconciliation
113: R10 Organization and Description of the Company HTML 42K
72: R11 Summary of Significant Accounting Policies HTML 134K
32: R12 Revenue (Notes) HTML 133K
51: R13 Acquisitions (Notes) HTML 39K
114: R14 Fair Value Measurements HTML 143K
73: R15 Held-to-Maturity Securities HTML 54K
33: R16 Receivables from Product Sponsors, Broker-Dealers HTML 56K
and Clearing Organizations and Payables to
Broker-Dealers and Clearing Organizations
52: R17 Fixed Assets HTML 76K
112: R18 Goodwill and Other Intangible Assets HTML 102K
75: R19 Accounts Payable and Accrued Liabilities HTML 45K
23: R20 Debt HTML 97K
70: R21 Leases (Notes) HTML 118K
110: R22 Income Taxes HTML 124K
99: R23 Commitments and Contingencies HTML 56K
24: R24 Stockholders' Equity Stockholders' Equity (Notes) HTML 79K
71: R25 Stock-Based Compensation HTML 139K
111: R26 Earnings per Share HTML 58K
100: R27 Employee and Advisor Benefit Plans HTML 42K
25: R28 Related Party Transactions HTML 38K
69: R29 Net Capital and Regulatory Requirements HTML 38K
47: R30 Financial Instruments with Off-Balance-Sheet HTML 39K
Credit Risk and Concentrations of Credit Risk
30: R31 Selected Quarterly Financial Data (Unaudited) HTML 75K
78: R32 Subsequent Event HTML 36K
117: R33 Summary of Significant Accounting Policies HTML 153K
(Policies)
46: R34 Summary of Significant Accounting Policies HTML 87K
(Tables)
29: R35 Revenue (Tables) HTML 125K
77: R36 Fair Value Measurements (Tables) HTML 133K
116: R37 Held-to-Maturity Securities (Tables) HTML 54K
49: R38 Receivables from Product Sponsors, Broker-Dealers HTML 56K
and Clearing Organizations and Payables to
Broker-Dealers and Clearing Organizations (Tables)
27: R39 Fixed Assets (Tables) HTML 75K
67: R40 Goodwill and Other Intangible Assets (Tables) HTML 107K
22: R41 Accounts Payable and Accrued Liabilities (Tables) HTML 45K
91: R42 Debt (Tables) HTML 90K
103: R43 Leases (Tables) HTML 96K
66: R44 Income Taxes (Tables) HTML 125K
21: R45 Commitments and Contingencies (Tables) HTML 40K
90: R46 Stockholders' Equity (Tables) HTML 78K
102: R47 Stock-Based Compensation (Tables) HTML 139K
68: R48 Earnings per Share (Tables) HTML 56K
20: R49 Selected Quarterly Financial Data (Unaudited) HTML 75K
(Tables)
40: R50 Organization and Description of the Company HTML 48K
(Details)
59: R51 Summary of Significant Accounting Policies HTML 34K
Reportable Segment (Details)
119: R52 Summary of Significant Accounting Policies HTML 42K
Share-Based Compensation (Details)
80: R53 Summary of Significant Accounting Policies Cash HTML 35K
and Cash Equivalents (Details)
42: R54 Summary of Significant Accounting Policies Cash HTML 34K
Segregated Under Federal and Other Regulations
(Details)
61: R55 Summary of Significant Accounting Policies HTML 48K
Receivables From and Payables to Clients (Details)
121: R56 Summary of Significant Accounting Policies HTML 51K
Receivables from Advisor (Details)
82: R57 Summary of Significant Accounting Policies HTML 46K
Receivables From Others (Details)
43: R58 Summary of Significant Accounting Policies HTML 37K
Securities Borrowed (Details)
57: R59 Summary of Significant Accounting Policies Fixed HTML 50K
Assets (Details)
106: R60 Summary of Significant Accounting Policies HTML 34K
Acquisitions (Details)
93: R61 Summary of Significant Accounting Policies HTML 52K
Goodwill and Other Intangible Assets (Details)
16: R62 Summary of Significant Accounting Policies Fair HTML 43K
Value of Debt Instruments (Details)
62: R63 Revenue Commission Revenue (Details) HTML 63K
109: R64 Revenue Asset-Based Revenue (Details) HTML 41K
96: R65 Revenue Transaction and Fee Revenue (Details) HTML 39K
19: R66 Revenue Unearned Revenue (Details Texturals) HTML 34K
65: R67 Acquisitions (Details) HTML 62K
104: R68 Fair Value Measurements Financial Assets and HTML 105K
Liabilities Measured on a Recurring and
Nonrecurring Basis (Details)
97: R69 Held-to-Maturity Securities (Details) HTML 51K
89: R70 Held-to-Maturity Securities (Details 1) HTML 61K
126: R71 Receivables from Product Sponsors, Broker-Dealers HTML 53K
and Clearing Organizations and Payables to
Broker-Dealers and Clearing Organizations
(Details)
56: R72 Fixed Assets (Details) HTML 70K
38: R73 Fixed Assets (Details Textuals) HTML 37K
86: R74 Goodwill and Other Intangible Assets Goodwill HTML 39K
(Details)
123: R75 Intangible Assets (Components) (Details) HTML 70K
53: R76 Goodwill and Other Intangible Assets (Details HTML 39K
Textuals)
35: R77 Intangible Assets (Future Amortization Expense) HTML 50K
(Details)
85: R78 Accounts Payable and Accrued Liabilities (Details) HTML 49K
128: R79 Debt (Credit Agreement Outstanding Balance) HTML 85K
(Details)
88: R80 Debt (Future Payments and Maturities) (Details) HTML 55K
125: R81 Debt (Credit Agreement Textuals) (Details) HTML 84K
55: R82 Leases Components of Lease Expense (Details) HTML 42K
37: R83 Leases Supplemental Cash Flow Information Related HTML 40K
to Leases (Details)
87: R84 Leases Supplemental Weighted-Average Information HTML 44K
Related to Leases (Details)
124: R85 Leases Maturities of Lease Liabilities (Details) HTML 100K
54: R86 Leases Remaining terms (Details) HTML 43K
36: R87 Income Taxes (Provision for Income Taxes) HTML 58K
(Details)
84: R88 Income Taxes (Reconciliation to Effective Rate) HTML 65K
(Details)
127: R89 Income Taxes (Deferred Income Taxes) (Details) HTML 84K
107: R90 Income Taxes (Gross Unrecognized Tax Benefits) HTML 41K
(Details)
94: R91 Income Taxes (Details Textuals) HTML 42K
17: R92 Commitments and Contingencies (Future Minimum HTML 45K
Payments) (Details)
63: R93 Commitments and Contingencies (Legal) (Details) HTML 34K
108: R94 Commitments and Contingencies (Other Commitments) HTML 51K
(Details)
95: R95 Stockholders' Equity (Dividends Paid) (Details) HTML 41K
18: R96 Stockholders' Equity (Share Repurchases) (Details) HTML 48K
64: R97 Share-Based Compensation Stock Option and Warrant HTML 49K
Assumptions (Details)
105: R98 Share-Based Compensation Stock Option and Warrant HTML 89K
Activity (Details)
98: R99 Share-Based Compensation Outstanding Stock Options HTML 71K
and Warrants (Details)
48: R100 Share-Based Compensation Restricted Stock Activity HTML 77K
(Details)
31: R101 Share-Based Compensation (Details Textuals) HTML 65K
79: R102 Earnings per Share (Details) HTML 61K
118: R103 Earnings per Share (Details Textuals) HTML 35K
45: R104 Employee and Advisor Benefit Plans (Details HTML 52K
Textuals)
28: R105 Related Party Transactions (Details) HTML 41K
76: R106 Net Capital and Regulatory Requirements (Details) HTML 36K
115: R107 Selected Quarterly Financial Data (Details) HTML 58K
50: R108 Subsequent Event (Details) HTML 43K
74: XML IDEA XML File -- Filing Summary XML 236K
34: XML XBRL Instance -- lpla2019123110-kx2019_htm XML 3.40M
92: EXCEL IDEA Workbook of Financial Reports XLSX 137K
12: EX-101.CAL XBRL Calculations -- lpla-20191231_cal XML 375K
13: EX-101.DEF XBRL Definitions -- lpla-20191231_def XML 1.10M
14: EX-101.LAB XBRL Labels -- lpla-20191231_lab XML 2.56M
15: EX-101.PRE XBRL Presentations -- lpla-20191231_pre XML 1.60M
11: EX-101.SCH XBRL Schema -- lpla-20191231 XSD 247K
101: JSON XBRL Instance as JSON Data -- MetaLinks 539± 810K
26: ZIP XBRL Zipped Folder -- 0001397911-20-000023-xbrl Zip 593K
| Exhibit |
Subsidiary | Entity Name | Jurisdiction of Incorporation | Name Under Which the Subsidiary Does Business |
1. | LPL
Holdings, Inc.** | Massachusetts | LPL |
2. | PTC Holdings, Inc.** | Ohio | PTC |
3. | The Private Trust Company, N.A. | Ohio | PTC |
4. | LPL Financial LLC | California | LPL,
LPL Financial |
5. | LPL Insurance Associates, Inc. | Delaware | LPL, LPL Financial |
6. | Fortigent Holdings Company, Inc.** | Maryland | Fortigent, LPL, LPL Financial |
7. | Fortigent, LLC | Maryland | Fortigent, LPL, LPL Financial |
8. | AW
Subsidiary, Inc.** | Delaware | AW Subsidiary |
9. | AdvisoryWorld | California | AdvisoryWorld |
10. | LPL Employee Services, LLC** | Delaware | LPL Employee Services |
11. | Allen & Company of Florida, LLC | Delaware | Allen
& Company of Florida |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/22/22 LPL Financial Holdings Inc. 10-K 12/31/21 128:14M 2/23/21 LPL Financial Holdings Inc. 10-K 12/31/20 125:13M |