SEC Info - LPL Financial Holdings Inc. - ‘10-K’ for 12/31/19

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LPL Financial Holdings Inc. – ‘10-K’ for 12/31/19 – ‘EX-101.SCH’

On: Friday, 2/21/20, at 4:04pm ET · For: 12/31/19 · Accession #: 1397911-20-23 · File #: 1-34963

  As Of               Filer                 Filing    For·On·As Docs:Size

 2/21/20  LPL Financial Holdings Inc.       10-K       12/31/19  128:14M

Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   1.94M 
 2: EX-4.4      Instrument Defining the Rights of Security Holders  HTML     43K 
 3: EX-10.11    Material Contract                                   HTML     41K 
 4: EX-10.22    Material Contract                                   HTML    155K 
 5: EX-21.1     Subsidiaries List                                   HTML     36K 
 6: EX-23.1     Consent of Experts or Counsel                       HTML     33K 
 7: EX-31.1     Certification -- §302 - SOA'02                      HTML     41K 
 8: EX-31.2     Certification -- §302 - SOA'02                      HTML     41K 
 9: EX-32.1     Certification -- §906 - SOA'02                      HTML     36K 
10: EX-32.2     Certification -- §906 - SOA'02                      HTML     36K 
39: R1          Document and Entity Information Document            HTML     96K 
81: R2          Consolidated Statements of Income                   HTML    115K 
120: R3          Consolidated Statements of Comprehensive Income     HTML     56K  
60: R4          Consolidated Statements of Comprehensive Income     HTML     37K 
                (Parentheticals)                                                 
41: R5          Consolidated Statements of Financial Condition      HTML    138K 
83: R6          Consolidated Statements of Financial Condition      HTML     56K 
                (Parentheticals)                                                 
122: R7          Consolidated Statements of Stockholders' Equity     HTML     93K  
58: R8          Consolidated Statements of Cash Flows               HTML    185K 
44: R9          Consolidated Statements of Cash Flows Cash, Cash    HTML     48K 
                Equivalents, and Restricted Cash Reconciliation                  
113: R10         Organization and Description of the Company         HTML     42K  
72: R11         Summary of Significant Accounting Policies          HTML    134K 
32: R12         Revenue (Notes)                                     HTML    133K 
51: R13         Acquisitions (Notes)                                HTML     39K 
114: R14         Fair Value Measurements                             HTML    143K  
73: R15         Held-to-Maturity Securities                         HTML     54K 
33: R16         Receivables from Product Sponsors, Broker-Dealers   HTML     56K 
                and Clearing Organizations and Payables to                       
                Broker-Dealers and Clearing Organizations                        
52: R17         Fixed Assets                                        HTML     76K 
112: R18         Goodwill and Other Intangible Assets                HTML    102K  
75: R19         Accounts Payable and Accrued Liabilities            HTML     45K 
23: R20         Debt                                                HTML     97K 
70: R21         Leases (Notes)                                      HTML    118K 
110: R22         Income Taxes                                        HTML    124K  
99: R23         Commitments and Contingencies                       HTML     56K 
24: R24         Stockholders' Equity Stockholders' Equity (Notes)   HTML     79K 
71: R25         Stock-Based Compensation                            HTML    139K 
111: R26         Earnings per Share                                  HTML     58K  
100: R27         Employee and Advisor Benefit Plans                  HTML     42K  
25: R28         Related Party Transactions                          HTML     38K 
69: R29         Net Capital and Regulatory Requirements             HTML     38K 
47: R30         Financial Instruments with Off-Balance-Sheet        HTML     39K 
                Credit Risk and Concentrations of Credit Risk                    
30: R31         Selected Quarterly Financial Data (Unaudited)       HTML     75K 
78: R32         Subsequent Event                                    HTML     36K 
117: R33         Summary of Significant Accounting Policies          HTML    153K  
                (Policies)                                                       
46: R34         Summary of Significant Accounting Policies          HTML     87K 
                (Tables)                                                         
29: R35         Revenue (Tables)                                    HTML    125K 
77: R36         Fair Value Measurements (Tables)                    HTML    133K 
116: R37         Held-to-Maturity Securities (Tables)                HTML     54K  
49: R38         Receivables from Product Sponsors, Broker-Dealers   HTML     56K 
                and Clearing Organizations and Payables to                       
                Broker-Dealers and Clearing Organizations (Tables)               
27: R39         Fixed Assets (Tables)                               HTML     75K 
67: R40         Goodwill and Other Intangible Assets (Tables)       HTML    107K 
22: R41         Accounts Payable and Accrued Liabilities (Tables)   HTML     45K 
91: R42         Debt (Tables)                                       HTML     90K 
103: R43         Leases (Tables)                                     HTML     96K  
66: R44         Income Taxes (Tables)                               HTML    125K 
21: R45         Commitments and Contingencies (Tables)              HTML     40K 
90: R46         Stockholders' Equity (Tables)                       HTML     78K 
102: R47         Stock-Based Compensation (Tables)                   HTML    139K  
68: R48         Earnings per Share (Tables)                         HTML     56K 
20: R49         Selected Quarterly Financial Data (Unaudited)       HTML     75K 
                (Tables)                                                         
40: R50         Organization and Description of the Company         HTML     48K 
                (Details)                                                        
59: R51         Summary of Significant Accounting Policies          HTML     34K 
                Reportable Segment (Details)                                     
119: R52         Summary of Significant Accounting Policies          HTML     42K  
                Share-Based Compensation (Details)                               
80: R53         Summary of Significant Accounting Policies Cash     HTML     35K 
                and Cash Equivalents (Details)                                   
42: R54         Summary of Significant Accounting Policies Cash     HTML     34K 
                Segregated Under Federal and Other Regulations                   
                (Details)                                                        
61: R55         Summary of Significant Accounting Policies          HTML     48K 
                Receivables From and Payables to Clients (Details)               
121: R56         Summary of Significant Accounting Policies          HTML     51K  
                Receivables from Advisor (Details)                               
82: R57         Summary of Significant Accounting Policies          HTML     46K 
                Receivables From Others (Details)                                
43: R58         Summary of Significant Accounting Policies          HTML     37K 
                Securities Borrowed (Details)                                    
57: R59         Summary of Significant Accounting Policies Fixed    HTML     50K 
                Assets (Details)                                                 
106: R60         Summary of Significant Accounting Policies          HTML     34K  
                Acquisitions (Details)                                           
93: R61         Summary of Significant Accounting Policies          HTML     52K 
                Goodwill and Other Intangible Assets (Details)                   
16: R62         Summary of Significant Accounting Policies Fair     HTML     43K 
                Value of Debt Instruments (Details)                              
62: R63         Revenue Commission Revenue (Details)                HTML     63K 
109: R64         Revenue Asset-Based Revenue (Details)               HTML     41K  
96: R65         Revenue Transaction and Fee Revenue (Details)       HTML     39K 
19: R66         Revenue Unearned Revenue (Details Texturals)        HTML     34K 
65: R67         Acquisitions (Details)                              HTML     62K 
104: R68         Fair Value Measurements Financial Assets and        HTML    105K  
                Liabilities Measured on a Recurring and                          
                Nonrecurring Basis (Details)                                     
97: R69         Held-to-Maturity Securities (Details)               HTML     51K 
89: R70         Held-to-Maturity Securities (Details 1)             HTML     61K 
126: R71         Receivables from Product Sponsors, Broker-Dealers   HTML     53K  
                and Clearing Organizations and Payables to                       
                Broker-Dealers and Clearing Organizations                        
                (Details)                                                        
56: R72         Fixed Assets (Details)                              HTML     70K 
38: R73         Fixed Assets (Details Textuals)                     HTML     37K 
86: R74         Goodwill and Other Intangible Assets Goodwill       HTML     39K 
                (Details)                                                        
123: R75         Intangible Assets (Components) (Details)            HTML     70K  
53: R76         Goodwill and Other Intangible Assets (Details       HTML     39K 
                Textuals)                                                        
35: R77         Intangible Assets (Future Amortization Expense)     HTML     50K 
                (Details)                                                        
85: R78         Accounts Payable and Accrued Liabilities (Details)  HTML     49K 
128: R79         Debt (Credit Agreement Outstanding Balance)         HTML     85K  
                (Details)                                                        
88: R80         Debt (Future Payments and Maturities) (Details)     HTML     55K 
125: R81         Debt (Credit Agreement Textuals) (Details)          HTML     84K  
55: R82         Leases Components of Lease Expense (Details)        HTML     42K 
37: R83         Leases Supplemental Cash Flow Information Related   HTML     40K 
                to Leases (Details)                                              
87: R84         Leases Supplemental Weighted-Average Information    HTML     44K 
                Related to Leases (Details)                                      
124: R85         Leases Maturities of Lease Liabilities (Details)    HTML    100K  
54: R86         Leases Remaining terms (Details)                    HTML     43K 
36: R87         Income Taxes (Provision for Income Taxes)           HTML     58K 
                (Details)                                                        
84: R88         Income Taxes (Reconciliation to Effective Rate)     HTML     65K 
                (Details)                                                        
127: R89         Income Taxes (Deferred Income Taxes) (Details)      HTML     84K  
107: R90         Income Taxes (Gross Unrecognized Tax Benefits)      HTML     41K  
                (Details)                                                        
94: R91         Income Taxes (Details Textuals)                     HTML     42K 
17: R92         Commitments and Contingencies (Future Minimum       HTML     45K 
                Payments) (Details)                                              
63: R93         Commitments and Contingencies (Legal) (Details)     HTML     34K 
108: R94         Commitments and Contingencies (Other Commitments)   HTML     51K  
                (Details)                                                        
95: R95         Stockholders' Equity (Dividends Paid) (Details)     HTML     41K 
18: R96         Stockholders' Equity (Share Repurchases) (Details)  HTML     48K 
64: R97         Share-Based Compensation Stock Option and Warrant   HTML     49K 
                Assumptions (Details)                                            
105: R98         Share-Based Compensation Stock Option and Warrant   HTML     89K  
                Activity (Details)                                               
98: R99         Share-Based Compensation Outstanding Stock Options  HTML     71K 
                and Warrants (Details)                                           
48: R100        Share-Based Compensation Restricted Stock Activity  HTML     77K 
                (Details)                                                        
31: R101        Share-Based Compensation (Details Textuals)         HTML     65K 
79: R102        Earnings per Share (Details)                        HTML     61K 
118: R103        Earnings per Share (Details Textuals)               HTML     35K  
45: R104        Employee and Advisor Benefit Plans (Details         HTML     52K 
                Textuals)                                                        
28: R105        Related Party Transactions (Details)                HTML     41K 
76: R106        Net Capital and Regulatory Requirements (Details)   HTML     36K 
115: R107        Selected Quarterly Financial Data (Details)         HTML     58K  
50: R108        Subsequent Event (Details)                          HTML     43K 
74: XML         IDEA XML File -- Filing Summary                      XML    236K 
34: XML         XBRL Instance -- lpla2019123110-kx2019_htm           XML   3.40M 
92: EXCEL       IDEA Workbook of Financial Reports                  XLSX    137K 
12: EX-101.CAL  XBRL Calculations -- lpla-20191231_cal               XML    375K 
13: EX-101.DEF  XBRL Definitions -- lpla-20191231_def                XML   1.10M 
14: EX-101.LAB  XBRL Labels -- lpla-20191231_lab                     XML   2.56M 
15: EX-101.PRE  XBRL Presentations -- lpla-20191231_pre              XML   1.60M 
11: EX-101.SCH  XBRL Schema -- lpla-20191231                         XSD    247K 
101: JSON        XBRL Instance as JSON Data -- MetaLinks              539±   810K  
26: ZIP         XBRL Zipped Folder -- 0001397911-20-000023-xbrl      Zip    593K

‘EX-101.SCH’ — XBRL Schema — lpla-20191231

This Exhibit is an XBRL XML File.

<?xml version="1.0" encoding="windows-1252"?>

<xsd:schema attributeFormDefault="unqualified" elementFormDefault="qualified" targetNamespace="http://www.lpl.com/20191231" xmlns:link="http://www.xbrl.org/2003/linkbase" xmlns:lpla="http://www.lpl.com/20191231" xmlns:nonnum="http://www.xbrl.org/dtr/type/non-numeric" xmlns:num="http://www.xbrl.org/dtr/type/numeric" xmlns:xbrldt="http://xbrl.org/2005/xbrldt" xmlns:xbrli="http://www.xbrl.org/2003/instance" xmlns:xlink="http://www.w3.org/1999/xlink" xmlns:xsd="http://www.w3.org/2001/XMLSchema">

<xsd:import namespace="http://fasb.org/srt-types/2019-01-31" schemaLocation="http://xbrl.fasb.org/srt/2019/elts/srt-types-2019-01-31.xsd"/>

<xsd:import namespace="http://fasb.org/srt/2019-01-31" schemaLocation="http://xbrl.fasb.org/srt/2019/elts/srt-2019-01-31.xsd"/>

<xsd:import namespace="http://fasb.org/us-gaap/2019-01-31" schemaLocation="http://xbrl.fasb.org/us-gaap/2019/elts/us-gaap-2019-01-31.xsd"/>

<xsd:import namespace="http://fasb.org/us-roles/2019-01-31" schemaLocation="http://xbrl.fasb.org/us-gaap/2019/elts/us-roles-2019-01-31.xsd"/>

<xsd:import namespace="http://fasb.org/us-types/2019-01-31" schemaLocation="http://xbrl.fasb.org/us-gaap/2019/elts/us-types-2019-01-31.xsd"/>

<xsd:import namespace="http://www.xbrl.org/2003/instance" schemaLocation="http://www.xbrl.org/2003/xbrl-instance-2003-12-31.xsd"/>

<xsd:import namespace="http://www.xbrl.org/2003/linkbase" schemaLocation="http://www.xbrl.org/2003/xbrl-linkbase-2003-12-31.xsd"/>

<xsd:import namespace="http://www.xbrl.org/2009/arcrole/fact-explanatoryFact" schemaLocation="http://www.xbrl.org/lrr/arcrole/factExplanatory-2009-12-16.xsd"/>

<xsd:import namespace="http://www.xbrl.org/2009/role/negated" schemaLocation="http://www.xbrl.org/lrr/role/negated-2009-12-16.xsd"/>

<xsd:import namespace="http://www.xbrl.org/2009/role/net" schemaLocation="http://www.xbrl.org/lrr/role/net-2009-12-16.xsd"/>

<xsd:import namespace="http://www.xbrl.org/dtr/type/non-numeric" schemaLocation="http://www.xbrl.org/dtr/type/nonNumeric-2009-12-16.xsd"/>

<xsd:import namespace="http://www.xbrl.org/dtr/type/numeric" schemaLocation="http://www.xbrl.org/dtr/type/numeric-2009-12-16.xsd"/>

<xsd:import namespace="http://xbrl.org/2005/xbrldt" schemaLocation="http://www.xbrl.org/2005/xbrldt-2005.xsd"/>

<xsd:import namespace="http://xbrl.sec.gov/country/2017-01-31" schemaLocation="https://xbrl.sec.gov/country/2017/country-2017-01-31.xsd"/>

<xsd:import namespace="http://xbrl.sec.gov/currency/2019-01-31" schemaLocation="https://xbrl.sec.gov/currency/2019/currency-2019-01-31.xsd"/>

<xsd:import namespace="http://xbrl.sec.gov/dei/2019-01-31" schemaLocation="https://xbrl.sec.gov/dei/2019/dei-2019-01-31.xsd"/>

<xsd:import namespace="http://xbrl.sec.gov/exch/2019-01-31" schemaLocation="https://xbrl.sec.gov/exch/2019/exch-2019-01-31.xsd"/>

<xsd:import namespace="http://xbrl.sec.gov/invest/2013-01-31" schemaLocation="http://xbrl.sec.gov/invest/2013/invest-2013-01-31.xsd"/>

<xsd:import namespace="http://xbrl.sec.gov/naics/2017-01-31" schemaLocation="http://xbrl.sec.gov/naics/2017/naics-2017-01-31.xsd"/>

<xsd:import namespace="http://xbrl.sec.gov/sic/2011-01-31" schemaLocation="http://xbrl.sec.gov/sic/2011/sic-2011-01-31.xsd"/>

<xsd:import namespace="http://xbrl.sec.gov/stpr/2018-01-31" schemaLocation="https://xbrl.sec.gov/stpr/2018/stpr-2018-01-31.xsd"/>

<xsd:annotation>

<xsd:appinfo>

<link:linkbaseRef xlink:arcrole="http://www.w3.org/1999/xlink/properties/linkbase" xlink:href="lpla-20191231_cal.xml" xlink:role="http://www.xbrl.org/2003/role/calculationLinkbaseRef" xlink:type="simple"/>

<link:linkbaseRef xlink:arcrole="http://www.w3.org/1999/xlink/properties/linkbase" xlink:href="lpla-20191231_def.xml" xlink:role="http://www.xbrl.org/2003/role/definitionLinkbaseRef" xlink:type="simple"/>

<link:linkbaseRef xlink:arcrole="http://www.w3.org/1999/xlink/properties/linkbase" xlink:href="lpla-20191231_lab.xml" xlink:role="http://www.xbrl.org/2003/role/labelLinkbaseRef" xlink:type="simple"/>

<link:linkbaseRef xlink:arcrole="http://www.w3.org/1999/xlink/properties/linkbase" xlink:href="lpla-20191231_pre.xml" xlink:role="http://www.xbrl.org/2003/role/presentationLinkbaseRef" xlink:type="simple"/>

<link:roleType id="AccountsPayableAndAccruedLiabilities" roleURI="http://www.lpl.com/role/AccountsPayableAndAccruedLiabilities">

<link:definition> 2114100 - Disclosure - Accounts Payable and Accrued Liabilities </link:definition>

<link:usedOn> link:presentationLink </link:usedOn>