SEC Info - Clough Funds Trust, et al. - ‘N-1A/A’ on 9/23/15

Clough Funds Trust, et al. – ‘N-1A/A’ on 9/23/15 – ‘EX-99.28.L’

On: Wednesday, 9/23/15, at 5:08pm ET · Private-to-Public: Document/Exhibit ¶ – Release Delayed · Accession #: 1398344-15-6418 · File #s: 811-23059, 333-204408

As Of Filer Filing For·On·As Docs:Size Issuer Agent 9/23/15 Clough Funds Trust N-1A/A¶ 23:4.2M FilePoint/FA → Clough Global Long/Short Fund ⇒ Class C (CLOCX) — Class I (CLOIX) — Investor Class (CLOAX)

Document/Exhibit Description Pages Size 1: N-1A/A Pre-Effective Amendment to Registration Statement HTML 1.06M by an Open-End Management Investment Company 23: COVER ¶ Comment-Response or Cover Letter to the SEC HTML 7K 2: EX-99.28.D.1 Miscellaneous Exhibit HTML 34K 3: EX-99.28.E.1 Miscellaneous Exhibit HTML 79K 4: EX-99.28.E.2 Miscellaneous Exhibit HTML 81K 5: EX-99.28.E.3 Miscellaneous Exhibit HTML 80K 6: EX-99.28.E.4 Miscellaneous Exhibit HTML 63K 7: EX-99.28.E.5 Miscellaneous Exhibit HTML 58K 8: EX-99.28.G.1 Miscellaneous Exhibit HTML 142K 9: EX-99.28.H.1 Miscellaneous Exhibit HTML 143K 10: EX-99.28.H.2 Miscellaneous Exhibit HTML 98K 11: EX-99.28.H.3 Miscellaneous Exhibit HTML 69K 12: EX-99.28.H.4 Miscellaneous Exhibit HTML 14K 13: EX-99.28.H.5 Miscellaneous Exhibit HTML 15K 14: EX-99.28.I.1 Miscellaneous Exhibit HTML 14K 15: EX-99.28.J Miscellaneous Exhibit HTML 11K 16: EX-99.28.L Miscellaneous Exhibit HTML 15K 17: EX-99.28.M.1 Miscellaneous Exhibit HTML 17K 18: EX-99.28.M.2 Miscellaneous Exhibit HTML 23K 19: EX-99.28.N.1 Miscellaneous Exhibit HTML 29K 20: EX-99.28.P.1 Miscellaneous Exhibit HTML 62K 21: EX-99.28.P.2 Miscellaneous Exhibit HTML 149K 22: EX-99.28.P.3 Miscellaneous Exhibit HTML 118K

SHARE PURCHASE AGREEMENT

CLOUGH FUNDS TRUST

On behalf of its series, Clough Global Long/Short Fund (the “Fund”)

This Agreement is made effective as of the __ day of September 2015 between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Clough Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the Fund.

WHEREAS, the Fund wishes to sell to ALPS, and ALPS wishes to purchase from the Fund, shares of beneficial interest of each class of shares of the Fund in the amount listed on Appendix A hereto (collectively, the “Shares”); and

WHEREAS, ALPS is purchasing the Shares for the purpose of acquiring the initial Shares of the Fund.

NOW, THEREFORE, the parties hereto agree as follows:

1. Simultaneously with the execution of this Agreement, ALPS is delivering to the Fund payment in the amount listed on Appendix A hereto in full payment for the Shares.

Executed as of the date first set forth above.

ALPS FUND SERVICES, INC.


By: *Jeremy O. May*
Its: President

CLOUGH FUNDS TRUST


By: *Edmund J. Burke*
Its: President

Appendix A

Class A Shares

Fund	Number of Shares	Share Price	Total Purchase Price Paid to Fund
Clough Global Long/Short Fund	1	$10.00	$10

Class C Shares

Fund	Number of Shares	Share Price	Total Purchase Price Paid to Fund
Clough Global Long/Short Fund	1	$10.00	$10

Class I Shares

Fund	Number of Shares	Share Price	Total Purchase Price Paid to Fund
Clough Global Long/Short Fund	1	$10.00	$10

As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/28/23 Clough Funds Trust 485BPOS 2/28/23 17:3.8M FilePoint/FA 2/28/22 Clough Funds Trust 485BPOS 2/28/22 15:3.4M FilePoint/FA 2/26/21 Clough Funds Trust 485BPOS 2/28/21 18:4.2M FilePoint/FA 12/29/15 Clough Funds Trust NSAR-B 10/31/15 5:26K Clough Global Equity Fd

Clough Funds Trust, et al. – ‘N-1A/A’ on 9/23/15 – ‘EX-99.28.L’

On: Wednesday, 9/23/15, at 5:08pm ET · Private-to-Public: Document/Exhibit `¶` – Release Delayed · Accession #: 1398344-15-6418 · File #s: 811-23059, 333-204408

Previous ‘N-1A’: ‘N-1A/A’ on 8/10/15 · Latest ‘N-1A’: This Filing · 4 References:

Pre-Effective Amendment to Registration Statement by an Open-End Management Investment Company — Form N-1A
Filing Table of Contents

‘EX-99.28.L’ — Miscellaneous Exhibit

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

4 Subsequent Filings that Reference this Filing

Clough Funds Trust, et al. – ‘N-1A/A’ on 9/23/15 – ‘EX-99.28.L’

On: Wednesday, 9/23/15, at 5:08pm ET · Private-to-Public: Document/Exhibit ¶ – Release Delayed · Accession #: 1398344-15-6418 · File #s: 811-23059, 333-204408

Pre-Effective Amendment to Registration Statement by an Open-End Management Investment Company — Form N-1AFiling Table of Contents

‘EX-99.28.L’ — Miscellaneous Exhibit

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

4 Subsequent Filings that Reference this Filing

On: Wednesday, 9/23/15, at 5:08pm ET · Private-to-Public: Document/Exhibit `¶` – Release Delayed · Accession #: 1398344-15-6418 · File #s: 811-23059, 333-204408

Pre-Effective Amendment to Registration Statement by an Open-End Management Investment Company — Form N-1A
Filing Table of Contents