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As Of Filer Filing For·On·As Docs:Size Issuer Agent 2/08/17 Hale Partnership Cap Mgmt, LLC SC 13G/A 1:137K Swisher Hygiene Inc. FilePoint/FA |
Document/Exhibit Description Pages Size 1: SC 13G/A Amendment to Statement of Beneficial Ownership HTML 58K
Swisher Hygiene Inc.
|
(Name of Issuer)
Common Stock, Par Value $0.001 Per Share
|
(Title of Class of Securities)
|
(CUSIP Number)
|
1
|
NAMES OF REPORTING PERSONS
MGEN II – HALE FUND, L.P.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
STATE OF DELAWARE, UNITED STATES OF AMERICA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
N/A
|
||
6
|
SHARED VOTING POWER
58,499 shares of Common Stock
|
|||
7
|
SOLE DISPOSITIVE POWER
N/A
|
|||
8
|
SHARED DISPOSITIVE POWER
58,499 shares of Common Stock
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
58,499 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.3% of the outstanding shares of Common Stock (based on 17,675,220 Shares of Common Stock outstanding as reported in the Issuer’s Quarterly Report on Form 10-Q filed on May 11, 2016)
|
|||
12
|
TYPE OF REPORTING PERSON
PN (limited partnership)
|
1
|
NAMES OF REPORTING PERSONS
HALE PARTNERSHIP FUND, L.P.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
STATE OF DELAWARE, UNITED STATES OF AMERICA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
N/A
|
||
6
|
SHARED VOTING POWER
1,530,920 shares of Common Stock
|
|||
7
|
SOLE DISPOSITIVE POWER
N/A
|
|||
8
|
SHARED DISPOSITIVE POWER
1,530,920 shares of Common Stock
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,530,920 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.7% of the outstanding shares of Common Stock (based on 17,675,220 Shares of Common Stock outstanding as reported in the Issuer’s Quarterly Report on Form 10-Q filed on May 11, 2016)
|
|||
12
|
TYPE OF REPORTING PERSON
PN (limited partnership)
|
1
|
NAMES OF REPORTING PERSONS
CLARK-HALE FUND LP
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
STATE OF DELAWARE, UNITED STATES OF AMERICA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
N/A
|
||
6
|
SHARED VOTING POWER
32,001 shares of Common Stock
|
|||
7
|
SOLE DISPOSITIVE POWER
N/A
|
|||
8
|
SHARED DISPOSITIVE POWER
32,001 shares of Common Stock
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
32,001 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.2% of the outstanding shares of Common Stock (based on 17,675,220 Shares of Common Stock outstanding as reported in the Issuer’s Quarterly Report on Form 10-Q filed on May 11, 2016)
|
|||
12
|
TYPE OF REPORTING PERSON
PN (limited partnership)
|
1
|
NAMES OF REPORTING PERSONS
HALE PARTNERSHIP CAPITAL ADVISORS, LLC
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
STATE OF NORTH CAROLINA, UNITED STATES OF AMERICA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
N/A
|
||
6
|
SHARED VOTING POWER
1,621,420 shares of Common Stock
|
|||
7
|
SOLE DISPOSITIVE POWER
N/A
|
|||
8
|
SHARED DISPOSITIVE POWER
1,621,420 shares of Common Stock
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,621,420 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
9.2% of the outstanding shares of Common Stock (based on 17,675,220 Shares of Common Stock outstanding as reported in the Issuer’s Quarterly Report on Form 10-Q filed on May 11, 2016)
|
|||
12
|
TYPE OF REPORTING PERSON
OO (limited liability company)
|
1
|
NAMES OF REPORTING PERSONS
Hale Partnership Capital Management, LLC
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
STATE OF NORTH CAROLINA, UNITED STATES OF AMERICA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
N/A
|
||
6
|
SHARED VOTING POWER
1,621,420 shares of Common Stock
|
|||
7
|
SOLE DISPOSITIVE POWER
N/A
|
|||
8
|
SHARED DISPOSITIVE POWER
1,621,420 shares of Common Stock
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,621,420 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
9.2% of the outstanding shares of Common Stock (based on 17,675,220 Shares of Common Stock outstanding as reported in the Issuer’s Quarterly Report on Form 10-Q filed on May 11, 2016)
|
|||
12
|
TYPE OF REPORTING PERSON
OO (limited liability company)
|
1
|
NAMES OF REPORTING PERSONS
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
(b) [ ]
|
||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES OF AMERICA
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
N/A
|
||
6
|
SHARED VOTING POWER
1,621,420 shares of Common Stock
|
|||
7
|
SOLE DISPOSITIVE POWER
N/A
|
|||
8
|
SHARED DISPOSITIVE POWER
1,621,420 shares of Common Stock
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,621,420 shares of Common Stock
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
|
[ ]
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
9.2% of the outstanding shares of Common Stock (based on 17,675,220 Shares of Common Stock outstanding as reported in the Issuer’s Quarterly Report on Form 10-Q filed on May 11, 2016)
|
|||
12
|
TYPE OF REPORTING PERSON
IN
|
Item 3. | If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
MGEN II – Hale
Fund, L.P.
|
Hale
Partnership
Fund, L.P.
|
Hale-
Clark
Fund LP
|
Hale
Partnership
Capital
Advisors, LLC
|
Hale
Partnership
Capital
Management,
LLC
|
Steven A.
Hale II
|
|
(a) Amount Beneficially Owned:
|
58,499
|
1,530,920
|
32,001
|
1,621,420
|
1,621,420
|
1,621,420
|
(b) Percent of Class:
|
0.3%
|
8.7%
|
0.2%
|
9.2%
|
9.2%
|
9.2%
|
(c) Number of Shares to Which Reporting Person Has:
|
||||||
(i) Sole Voting Power:
|
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
(ii) Shared Voting Power:
|
58,499
|
1,530,920
|
32,001
|
1,621,420
|
1,621,420
|
1,621,420
|
(iii) Sole Dispositive Power:
|
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
N/A
|
(iv) Shared Dispositive Power:
|
58,499
|
1,530,920
|
32,001
|
1,621,420
|
1,621,420
|
1,621,420
|
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Date: February 8, 2017
|
||||
MGEN II – HALE FUND, L.P.
|
||||
By:
|
Hale Partnership Capital Advisors, LLC,
|
|||
its General Partner
|
||||
By:
|
||||
Name:
|
||||
Title:
|
Manager
|
|||
HALE PARTNERSHIP FUND, L.P.
|
||||
By:
|
Hale Partnership Capital Advisors, LLC,
|
|||
its General Partner
|
||||
By:
|
||||
Name:
|
||||
Title:
|
Manager
|
|||
CLARK-HALE FUND LP
|
||||
By:
|
Hale Partnership Capital Advisors, LLC,
|
|||
its General Partner
|
||||
By:
|
||||
Name:
|
||||
Title:
|
Manager
|
|||
HALE PARTNERSHIP CAPITAL ADVISORS, LLC
|
||||
By:
|
||||
Name:
|
||||
Title:
|
Manager
|
|||
HALE PARTNERSHIP CAPITAL MANAGEMENT, LLC
|
||||
By:
|
||||
Name:
|
||||
Title:
|
Manager
|
|||
This ‘SC 13G/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 2/8/17 | |||
12/31/16 | ||||
5/11/16 | 10-Q, 8-K | |||
List all Filings |