SEC Info - Guzzetta Michael Richard - ‘4’ for 10/26/23 re: ProtoKinetix, Inc.

Ownership Document

Schema Version: X0508

Document Type: 4

Period of Report: 10/26/23

Not Subject to Section 16: 0

Issuer:

Issuer CIK: 1128189

Issuer Name: ProtoKinetix, Inc.

Issuer Trading Symbol: PKTX

Reporting Owner:

Reporting Owner ID:

Owner CIK: 1612614

Owner Name: Guzzetta Michael Richard

Reporting Owner Address:

Owner Street 1: 1109 POPLAR AVE SW

Owner Street 2:

Owner City: CANTON

Owner State: OH

Owner ZIP Code: 44710

Owner State Description:

Reporting Owner Relationship:

Is Director? No

Is Officer? Yes

Is Ten Percent Owner? No

Is Other? No

Officer Title: CFO

Other Text:

Aff 10b5 One: 0

Non-Derivative Table:

Non-Derivative Transaction:

Security Title:

Value: Common Stock

Transaction Date:

Value: 10/26/23

Deemed Execution Date:

Transaction Coding:

Transaction Form Type: 4

Transaction Code: P

Equity Swap Involved? No

Transaction Timeliness:

Transaction Amounts:

Transaction Shares:

Value: 20,000

Transaction Price Per Share:

Value: .0165

Transaction Acquired-Disposed Code:

Value: A

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 736,369

Ownership Nature:

Direct or Indirect Ownership:

Value: D

Derivative Table:

Derivative Holding:

Security Title:

Value: Stock Option

Conversion or Exercise Price:

Value: .028

Exercise Date:

Footnote ID: F1

Expiration Date:

Value: 12/6/28

Underlying Security:

Underlying Security Title:

Value: Common Stock

Underlying Security Shares:

Value: 11,760,000

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 11,760,000

Ownership Nature:

Direct or Indirect Ownership:

Value: D

Derivative Holding:

Security Title:

Value: Stock Option

Conversion or Exercise Price:

Value: .028

Exercise Date:

Footnote ID: F1

Expiration Date:

Value: 12/6/28

Underlying Security:

Underlying Security Title:

Value: Common Stock

Underlying Security Shares:

Value: 1,500,000

Post-Transaction Amounts:

Shares Owned Following Transaction:

Value: 1,500,000

Ownership Nature:

Direct or Indirect Ownership:

Value: D

Footnotes:

Footnote - F1: Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. Fully vested.

Owner Signature:

Signature Name: /s/ Michael R. Guzzetta

Signature Date: 10/27/23

Guzzetta Michael Richard – ‘4’ for 10/26/23 re: ProtoKinetix, Inc.

On: Friday, 10/27/23, at 5:06pm ET · For: 10/26/23 · As: Officer · Accession #: 1079973-23-1496 · File #: 0-32917

Previous ‘4’: ‘4’ on 12/9/22 for 12/7/22 · Latest ‘4’: This Filing

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34

Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

Guzzetta Michael Richard – ‘4’ for 10/26/23 re: ProtoKinetix, Inc.

On: Friday, 10/27/23, at 5:06pm ET · For: 10/26/23 · As: Officer · Accession #: 1079973-23-1496 · File #: 0-32917

Previous ‘4’: ‘4’ on 12/9/22 for 12/7/22 · Latest ‘4’: This Filing

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34

Filing Table of Contents