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Graham Gary John, et al. – ‘5’ for 12/31/23 re: SOBR Safe, Inc.

On:  Tuesday, 1/30/24, at 10:07am ET   ·   For:  12/31/23   ·   As:  10% Owner   ·   Accession #:  1079973-24-149   ·   File #:  1-41396

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/30/24  Graham Gary John                  5          10% Owner   1:48K  SOBR Safe, Inc.                   Edgar Tech & Bus… Inc/FA
          First Capital Holdings LLC
          Idtec, LLC
          SOBR Safe LLC

Annual Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 5   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 5           Annual Statement of Changes in Beneficial           HTML     45K 
                Ownership of Securities by an Insider --                         
                ownership.xml/5.8


        

This ‘5’ Document is an XML Data File that may be rendered in various formats:

  Form 5    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  5
Period of Report:  12/31/23
Not Subject to Section 16:  0
Form 3 Holdings Reported:  1
Form 4 Transactions Reported:  1
Issuer:
Issuer CIK:  1425627
Issuer Name:  SOBR Safe, Inc.
Issuer Trading Symbol:  SOBR
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1794353
Owner Name:  Graham Gary John
Reporting Owner Address:
Owner Street 1:  6400 S. FIDDLERS GREEN CIRCLE, STE 1400
Owner Street 2:
Owner City:  GREENWOOD VILLAGE
Owner State:  CO
Owner ZIP Code:  80111
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  No
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:
Other Text:
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1816087
Owner Name:  IDTEC, LLC
Reporting Owner Address:
Owner Street 1:  6400 S. FIDDLERS GREEN CIRCLE, STE 1400
Owner Street 2:
Owner City:  GREENWOOD VILLAGE
Owner State:  CO
Owner ZIP Code:  80111
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  No
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:
Other Text:
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1798461
Owner Name:  SOBR Safe LLC
Reporting Owner Address:
Owner Street 1:  6400 S. FIDDLERS GREEN CIRCLE STE. 1400
Owner Street 2:
Owner City:  GREENWOOD VILLAGE
Owner State:  CO
Owner ZIP Code:  80111
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  No
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:
Other Text:
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1720331
Owner Name:  First Capital Holdings LLC
Reporting Owner Address:
Owner Street 1:  6400 S. FIDDLERS GREEN CIRLCE, STE 1400
Owner Street 2:
Owner City:  GREENWOOD VILLAGE
Owner State:  CO
Owner ZIP Code:  80111
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  No
Is Ten Percent Owner?  Yes
Is Other?  No
Officer Title:
Other Text:
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Transaction Coding:
Transaction Form Type:  3
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  11,322,575
Footnote ID:  F1
Footnote ID:  F2
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/23/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  1,025,829
Transaction Price Per Share:
Footnote ID:  F3
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  11,322,575
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By IDTEC, LLC
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  9/23/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  1,025,829
Transaction Price Per Share:
Footnote ID:  F3
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  11,322,575
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  12/15/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  C
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  2,743,169
Transaction Price Per Share:
Value:  1.00
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  11,322,675
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By SOBR SAFE, LLC
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  12/15/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  C
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  2,743,169
Transaction Price Per Share:
Value:  1.00
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,743,169
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnote ID:  F4
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  12/30/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  3,128,896
Transaction Price Per Share:
Footnote ID:  F5
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  11,322,575
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By IDTEC, LLC
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  12/30/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  3,128,896
Transaction Price Per Share:
Footnote ID:  F5
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  11,322,575
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  12/31/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  C
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  3,103,028
Transaction Price Per Share:
Footnote ID:  F6
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  11,322,575
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By IDTEC, LLC
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  12/31/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  C
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  3,103,028
Transaction Price Per Share:
Footnote ID:  F6
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  11,322,575
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  1/20/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  X
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  176,938
Transaction Price Per Share:
Value:  0.50
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,711,923
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By IDTEC, LLC
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  1/20/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  X
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  176,938
Transaction Price Per Share:
Value:  0.50
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,711,923
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnote ID:  F7
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/1/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  2,000,000
Transaction Price Per Share:
Footnote ID:  F8
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,711,923
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By IDTEC, LLC
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/1/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  2,000,000
Transaction Price Per Share:
Footnote ID:  F8
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,711,923
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  6/30/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  888,750
Transaction Price Per Share:
Footnote ID:  F9
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,711,923
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By SOBR SAFE, LLC
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  6/30/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  888,750
Transaction Price Per Share:
Footnote ID:  F9
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  25,639
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  6/12/23
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  C
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  666,667
Transaction Price Per Share:
Footnote ID:  F10
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,542,616
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By First Capital Holdings, LLC
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  6/12/23
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  C
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  666,667
Transaction Price Per Share:
Footnote ID:  F10
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,542,616
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Table:
Derivative Holding:
Security Title:
Value:  Series A-1 Preferred Stock
Conversion or Exercise Price:
Value:  1.00
Transaction Coding:
Transaction Form Type:  3
Exercise Date:
Value:  12/12/19
Expiration Date:
Footnote ID:  F12
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  2,700,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,700,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By SOBR SAFE, LLC
Derivative Holding:
Security Title:
Value:  Series A-1 Preferred Stock
Conversion or Exercise Price:
Value:  1.00
Transaction Coding:
Transaction Form Type:  3
Exercise Date:
Value:  12/12/19
Expiration Date:
Footnote ID:  F12
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  2,700,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,700,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Convertible Note
Conversion or Exercise Price:
Value:  0.50
Transaction Coding:
Transaction Form Type:  3
Exercise Date:
Value:  6/5/20
Expiration Date:
Footnote ID:  F12
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  3,103,028
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  3,103,028
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By IDTEC, LLC
Derivative Holding:
Security Title:
Value:  Convertible Note
Conversion or Exercise Price:
Value:  0.50
Transaction Coding:
Transaction Form Type:  3
Exercise Date:
Value:  6/5/20
Expiration Date:
Footnote ID:  F12
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  3,103,028
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  3,103,028
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Warrant
Conversion or Exercise Price:
Value:  0.50
Transaction Coding:
Transaction Form Type:  3
Exercise Date:
Value:  6/5/20
Expiration Date:
Value:  6/4/25
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  320,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  320,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By IDTEC, LLC
Derivative Holding:
Security Title:
Value:  Warrant
Conversion or Exercise Price:
Value:  0.50
Transaction Coding:
Transaction Form Type:  3
Exercise Date:
Value:  6/5/20
Expiration Date:
Value:  6/4/25
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  320,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  320,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Series A-1 Preferred Stock
Conversion or Exercise Price:
Value:  1.00
Transaction Date:
Value:  12/15/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  C
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  2,743,169
Transaction Price Per Share:
Value:  1.00
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  12/12/19
Expiration Date:
Footnote ID:  F12
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  2,743,169
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By SOBR SAFE, LLC
Derivative Transaction:
Security Title:
Value:  Series A-1 Preferred Stock
Conversion or Exercise Price:
Value:  1.00
Transaction Date:
Value:  12/15/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  C
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  2,743,169
Transaction Price Per Share:
Value:  1.00
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  12/12/19
Expiration Date:
Footnote ID:  F12
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  2,743,169
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Convertible Note
Conversion or Exercise Price:
Value:  0.50
Transaction Date:
Value:  12/31/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  X
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  3,103,028
Transaction Price Per Share:
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  6/5/20
Expiration Date:
Footnote ID:  F12
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  3,103,028
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By IDTEC, LLC
Derivative Transaction:
Security Title:
Value:  Convertible Note
Conversion or Exercise Price:
Value:  0.50
Transaction Date:
Value:  12/31/20
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  X
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  3,103,028
Transaction Price Per Share:
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  6/5/20
Expiration Date:
Footnote ID:  F12
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  3,103,028
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Warrant
Conversion or Exercise Price:
Value:  0.50
Transaction Date:
Value:  1/20/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  X
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  176,938
Transaction Price Per Share:
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  6/5/20
Expiration Date:
Value:  6/4/25
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  320,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  143,062
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By IDTEC, LLC
Derivative Transaction:
Security Title:
Value:  Warrant
Conversion or Exercise Price:
Value:  0.50
Transaction Date:
Value:  1/20/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  X
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  176,938
Transaction Price Per Share:
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  6/5/20
Expiration Date:
Value:  6/4/25
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  320,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  143,062
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Series B Preferred Stock
Conversion or Exercise Price:
Value:  1.84
Transaction Date:
Value:  3/1/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  2,000,000
Transaction Price Per Share:
Footnote ID:  F8
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Value:  9/1/22
Expiration Date:
Footnote ID:  F12
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  2,000,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,000,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By IDTEC, LLC
Derivative Transaction:
Security Title:
Value:  Series B Preferred Stock
Conversion or Exercise Price:
Value:  1.84
Transaction Date:
Value:  3/1/22
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  J
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  2,000,000
Transaction Price Per Share:
Footnote ID:  F8
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Value:  9/1/22
Expiration Date:
Footnote ID:  F12
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  2,000,000
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  2,000,000
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Series B Preferred Stock
Conversion or Exercise Price:
Value:  1.84
Transaction Date:
Value:  4/30/23
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  C
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  666,667
Transaction Price Per Share:
Footnote ID:  F10
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  9/1/22
Expiration Date:
Footnote ID:  F12
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  666,667
Footnote ID:  F11
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  By First Capital Holdings, LLC
Derivative Transaction:
Security Title:
Value:  Series B Preferred Stock
Conversion or Exercise Price:
Value:  1.84
Transaction Date:
Value:  4/30/23
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  C
Equity Swap Involved?  No
Transaction Timeliness:
Value:  L
Transaction Amounts:
Transaction Shares:
Value:  666,667
Transaction Price Per Share:
Footnote ID:  F10
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Value:  9/1/22
Expiration Date:
Footnote ID:  F12
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  666,667
Footnote ID:  F11
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Issued to IDTEC, LLC pursuant to an Asset Purchase Agreement dated May 6, 2019 (and Amendment No. 1 thereto dated March 9, 2020, together the "APA") between the Issuer and IDTEC, LLC, and related transactions (together with the asset purchase the "Transaction"), under which IDTEC LLC was issued (i) 12,000,000 shares of the Issuer's common stock, (ii) a convertible promissory note ( the "Note") in the principal amount of $1,485,189 with a conversion price of $0.50 per share, and (iii) a warrant (the "Warrant") to purchase up to 320,000 shares of the Issuer's common stock at an exercise price of $0.50 per share.. Mr. Gary Graham was the Manager of a limited liability company that was the Managing Member of IDTEC, LLC.
Footnote - F2:  Amounts in all rows in this Column 6 pertain to Gary J. Graham as to the total amount of shares reflected at the end of each fiscal year; pertain to IDTEC, LLC, First Capital Holdings, LLC and First Capital Ventures, LLC as to the total number of shares indicated minus 25,316 shares (after the 1:3 reverse stock split effected on April 28, 2022) underlying stock options held of record by Gary J. Graham, individually. Transactions by SOBR SAFE, LLC pertain only to Gary J. Graham and First Capital Holdings, LLC.
Footnote - F3:  Distribution by IDTEC, LLC of an aggregate of 1,025,829 shares of common stock of the Issuer to its members. Mr. Gary Graham was the Manager of a limited liability company that was the Managing Member of IDTEC, LLC.
Footnote - F4:  Conversion by SOBR SAFE, LLC of 2,700,000 shares of series A-1 preferred stock, plus accrued dividends, to shares of common stock. Mr. Gary Graham was the Manager of a limited liability company that was the Managing Member of SOBR SAFE, LLC.
Footnote - F5:  Transfer by IDTEC, LLC of an aggregate of 3,128,896 shares of common stock of the Issuer to 24 individuals or entities that had assisted the company. Mr. Gary Graham was the Manager of a limited liability company that was the Managing Member of IDTEC, LLC.
Footnote - F6:  Conversion by IDTEC, LLC of principal and accrued interest on the Note into 3,103,028 shares of common stock of the Issuer at $0.50 per share. Mr. Gary Graham was the Manager of a limited liability company that was the Managing Member of IDTEC, LLC.
Footnote - F7:  Exercise by IDTEC, LLC of the Warrant.
Footnote - F8:  Exchange by IDTEC, LLC of 2,000,000 shares of common stock of the Issuer for 2,000,000 shares of preferred stock of the Issuer. Mr. Gary Graham was the Manager of a limited liability company that was the Managing Member of IDTEC, LLC.
Footnote - F9:  Liquidating distribution by SOBR SAFE LLC to its members with 25,639 shares retained to cover liquidation expenses. Mr. Gary Graham was the Manager of a limited liability company that was the Managing Member of SOBR SAFE, LLC.
Footnote - F10:  Conversion by First Capital Holdings, LLC, the successor of IDTEC LLC, of 666,667 shares of series B preferred stock of the Issuer into 666,667 shares of common stock of the Issuer. Mr. Gary Graham is the Manager of First Capital Holdings, LLC.
Footnote - F11:  The Issuer effected a 1:3 reverse stock split on April 28, 2022.
Footnote - F12:  The series A-1 preferred stock and the series B preferred stock are convertible for as long as the shares are outstanding. The Note is convertible until maturity.
Owner Signature:
Signature Name:  /s/ Gary J. Graham
Signature Date:  1/30/24
Owner Signature:
Signature Name:  FIRST CAPITAL HOLDINGS LLC: /s/ Gary J. Graham, Manager
Signature Date:  1/30/24
Owner Signature:
Signature Name:  IDTEC, LLC - BY: FIRST CAPITAL VENTURES, LLC, Managing Member: /s/ Gary J. Graham, Manager
Signature Date:  1/30/24
Owner Signature:
Signature Name:  SOBR SAFE, LLC - BY FIRST CAPITAL VENTURES, LLC. Managing Member: /s/ Gary J. Graham, Manager
Signature Date:  1/30/24


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