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As Of Filer Filing For·On·As Docs:Size Issuer Agent 2/12/15 Intact Investment Management Inc. SC 13G 1:33K Northern Power Systems Corp. Newsfile Corp/FA |
Document/Exhibit Description Pages Size 1: SC 13G Statement of Beneficial Ownership HTML 26K
| Intact Investment Management Inc. - Schedule 13G/A - Filed by newsfilecorp.com |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. ___)*
NORTHERN POWER SYSTEMS CORP
(Name of Issuer)
Common Shares, no par value
(Title of
Class of Securities)
66561Y107
(CUSIP Number)
December 31, 2014
(Date of Event which
Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[X] Rule 13d-1(b)
[_] Rule 13d-1(c)
[_] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13G
| CUSIP No. 66561Y107 |
| 1 | Names of Reporting Persons |
| Intact Investment Management Inc. | |
| 2 | Check the appropriate box if a member of a Group (see instructions) |
| (a) [ ] | |
| (b) [ ] | |
| 3 | Sec Use Only |
| 4 | Citizenship or Place of Organization |
| Canada |
Number of Shares Beneficially Owned by Each Reporting Person With: |
5 | Sole Voting Power |
| 954,400 shares | ||
| 6 | Shared Voting Power | |
| 0 shares | ||
| 7 | Sole Dispositive Power | |
| 1,488,800 shares | ||
| 8 | Shared Dispositive Power | |
| 0 shares |
| 9 | Aggregate Amount Beneficially Owned by Each Reporting Person |
|
1,488,800 shares | |
| 10 | Check box if the aggregate amount in row (9) excludes certain shares (See Instructions) |
|
[ ] | |
| 11 | Percent of class represented by amount in row (9) |
|
9.42% | |
| 12 | Type of Reporting Person (See Instructions) |
|
FI (Non-U.S. Institution) |
Page 2 of 5
Item 1.
| (a) |
Name of Issuer: |
|
Northern Power Systems Corp. | |
| (b) |
Address of Issuer’s Principal Executive Offices: |
Item 2.
| (a) |
Name of Person Filing: |
|
Intact Investment Management Inc. | |
| (b) |
Address of Principal Business Office or, if None, Residence: |
|
Intact Investment Management Inc. | |
| (c) |
Citizenship: |
|
Intact Investment Management Inc. – Canada | |
| (d) |
Title and Class of Securities: |
|
Common Shares, no par value | |
| (e) |
CUSIP No.: 66561Y107 |
|
Item 3. |
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
| (a) | [_] | Broker or dealer registered under Section 15 of the Act; | |
| (b) | [_] | Bank as defined in Section 3(a)(6) of the Act; | |
| (c) | [_] | Insurance company as defined in Section 3(a)(19) of the Act; | |
| (d) | [_] | Investment company registered under Section 8 of the Investment Company Act of 1940; | |
| (e) | [_] | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); | |
| (f) | [_] | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); | |
| (g) | [_] | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); | |
| (h) | [_] | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
Page 3 of 5
| (i) | [_] |
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; | |
|
| |||
| (j) | [X] |
A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); | |
|
| |||
| (k) | [_] |
Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: _____ |
Item 4. Ownership
| (a) |
Amount Beneficially Owned: |
|
1,488,800 shares | |
| (b) |
Percent of Class: |
|
9.42% | |
| (c) |
Number of shares as to which such person has: |
| (i) | Sole power to vote or to direct the vote: | |
| 954,400 shares | ||
| (ii) | Shared power to vote or to direct the vote: | |
| 0 shares | ||
| (iii) | Sole power to dispose or to direct the disposition of: | |
| 1,488,800 shares | ||
| (iv) | Shared power to dispose or to direct the disposition of: | |
| 0 shares |
| Item 5. |
Ownership of Five Percent or Less of a Class. |
|
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. | |
| Item 6. |
Ownership of more than Five Percent on Behalf of Another Person. |
|
The securities as to which this Schedule is filed by Intact Investment Management Inc., in its capacity as investment adviser, are owned of record by clients of Intact Investment Management Inc. Those clients have the right to receive, or the power to direct the receipt of, dividends from, or the proceeds from the sale of, such securities. No such client is known to have such right or power with respect to more than five percent of this class of securities. | |
| Item 7. |
Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person. |
Page 4 of 5
| Not Applicable | |
| Item 8. | Identification and classification of members of the group. |
| Not Applicable | |
| Item 9. | Notice of Dissolution of Group. |
| Not Applicable | |
| Item 10. | Certifications. |
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. | |
|
| |
|
By signing below I certify that, to the best of my knowledge and belief, the foreign regulatory scheme applicable to Investment Advisers is substantially comparable to the regulatory scheme applicable to the functionally equivalent U.S. institutions. I also undertake to furnish to the Commission staff, upon request, information that would otherwise be disclosed in a Schedule 13D. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| February 11, 2015 | |
| Date | |
| /s/ Werner Muehlemann | |
| Signature | |
| Werner Muehlemann / Senior Vice President, Managing Director | |
| Name / Title |
The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of this filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001).
Page 5 of 5
| This ‘SC 13G’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 2/12/15 | SC 13G | ||
| 2/11/15 | ||||
| 12/31/14 | 13F-HR, 4/A | |||
| List all Filings | ||||