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Ownership Document
|
| Schema Version: X0508 |
| Document Type: 4 |
| Period of Report: 3/13/24 |
| Issuer: |
| Issuer CIK: 351834 |
| Issuer Name: SunOpta Inc. |
| Issuer Trading Symbol: STKL |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1321946 |
| | Owner Name: Kocher Brian W |
| Reporting Owner Address: |
| | Owner Street 1: 7078 SHADY OAK ROAD |
| | Owner Street 2: |
| | Owner City: EDEN PRAIRIE |
| | Owner State: MN |
| | Owner ZIP Code: 55344 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| | Officer Title: CEO |
| Aff 10b5 One: 0 |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F1 |
| | Transaction Date: |
| | | Value: 3/13/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 74,000 |
| | | Transaction Price Per Share: |
| Value: 0.00 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F2 |
| | Expiration Date: |
| | | Footnote ID: F3 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Shares |
| | | Underlying Security Shares: |
| Value: 74,000 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 74,000 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock. |
| Footnote - F2: One-third of the RSUs shall vest on each of the following dates: January 2, 2025, January 2, 2026, and January 2, 2027 (each, a "Vesting Date") so long as the reporting person is an employee of the Company on that Vesting Date and has been employed by the Company continuously from March 12, 2024 to that Vesting Date. |
| Footnote - F3: The Restricted Stock Units do not have an expiration date. |
| Owner Signature: |
| Signature Name: /s/ Jill Barnett, attorney-in-fact |
| Signature Date: 3/14/24 |
