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As Of Filer Filing For·On·As Docs:Size 2/27/24 Axon Enterprise, Inc. 10-K 12/31/23 127:18M |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 4.11M
2: EX-4.2 Instrument Defining the Rights of Security Holders HTML 50K
3: EX-21.1 Subsidiaries List HTML 35K
4: EX-23.1 Consent of Expert or Counsel HTML 33K
8: EX-97 Clawback Policy re: Recovery of Erroneously HTML 55K
Awarded Compensation
5: EX-31.1 Certification -- §302 - SOA'02 HTML 38K
6: EX-31.2 Certification -- §302 - SOA'02 HTML 38K
7: EX-32 Certification -- §906 - SOA'02 HTML 37K
14: R1 Document and Entity Information HTML 105K
15: R2 Consolidated Balance Sheets HTML 166K
16: R3 Consolidated Balance Sheets (Parenthetical) HTML 58K
17: R4 Consolidated Statements of Operations and HTML 118K
Comprehensive Income (Loss)
18: R5 Consolidated Statements of Stockholders' Equity HTML 106K
19: R6 Consolidated Statements of Cash Flows HTML 131K
20: R7 Consolidated Statements of Cash Flows HTML 54K
(Parenthetical)
21: R8 Organization and Summary of Significant Accounting HTML 152K
Policies
22: R9 Revenues HTML 268K
23: R10 Cash, Cash Equivalents and Investments HTML 302K
24: R11 Expected Credit Losses HTML 86K
25: R12 Inventory HTML 44K
26: R13 Property and Equipment HTML 68K
27: R14 Goodwill and Intangible Assets HTML 146K
28: R15 Strategic Investments HTML 126K
29: R16 Other Long-Term Assets HTML 50K
30: R17 Accrued Liabilities HTML 50K
31: R18 Convertible Senior Notes HTML 79K
32: R19 Commitments and Contingencies HTML 45K
33: R20 Income Taxes HTML 208K
34: R21 Line of Credit HTML 41K
35: R22 Stockholders' Equity HTML 241K
36: R23 Accumulated Other Comprehensive Income (Loss) HTML 67K
37: R24 Leases HTML 115K
38: R25 Employee Benefit Plans HTML 39K
39: R26 Segment Data HTML 130K
40: R27 Business Acquisition HTML 36K
41: R28 Subsequent Event HTML 36K
42: R29 Organization and Summary of Significant Accounting HTML 199K
Policies (Policies)
43: R30 Organization and Summary of Significant Accounting HTML 100K
Policies (Tables)
44: R31 Revenues (Tables) HTML 258K
45: R32 Cash, Cash Equivalents and Investments (Tables) HTML 298K
46: R33 Expected Credit Losses (Tables) HTML 84K
47: R34 Inventory (Tables) HTML 45K
48: R35 Property and Equipment (Tables) HTML 66K
49: R36 Goodwill and Intangible Assets (Tables) HTML 153K
50: R37 Strategic Investments (Tables) HTML 123K
51: R38 Other Long-Term Assets (Tables) HTML 50K
52: R39 Accrued Liabilities (Tables) HTML 50K
53: R40 Convertible Senior Notes (Tables) HTML 78K
54: R41 Income Taxes (Tables) HTML 209K
55: R42 Stockholders' Equity (Tables) HTML 226K
56: R43 Accumulated Other Comprehensive Income (Loss) HTML 66K
(Tables)
57: R44 Leases (Tables) HTML 116K
58: R45 Segment Data (Tables) HTML 127K
59: R46 Organization and Summary of Significant Accounting HTML 155K
Policies - Narrative (Details)
60: R47 Organization and Summary of Significant Accounting HTML 41K
Policies - Summary of Changes in Estimated
Warranty Reserve (Details)
61: R48 Organization and Summary of Significant Accounting HTML 69K
Policies - Weighted Average Number of Shares
Outstanding and Earnings Per Share (Details)
62: R49 Organization and Summary of Significant Accounting HTML 43K
Policies - Antidilutive Securities Excluded From
Computation of EPS (Details)
63: R50 Revenues - Revenues by Products and Service HTML 72K
Offerings (Details)
64: R51 Revenues - Revenues By Geographic Area (Details) HTML 53K
65: R52 Revenues - Additional Information (Details) HTML 46K
66: R53 Revenues - Contract Assets, Contract Liabilities HTML 50K
(Details)
67: R54 Revenues - Summary of Deferred Revenue (Details) HTML 68K
68: R55 Revenues - Remaining Performance Obligations HTML 47K
(Details)
69: R56 Revenues - Cost to Obtain Contracts with Customer HTML 39K
(Details)
70: R57 Cash, Cash Equivalents and Investments (Details) HTML 127K
71: R58 Expected Credit Losses (Details) HTML 49K
72: R59 Expected Credit Losses - Type Of Customer HTML 45K
Receivable (Details)
73: R60 Inventory (Details) HTML 39K
74: R61 Property and Equipment - Summary of Property and HTML 78K
Equipment (Details)
75: R62 Property and Equipment - Narrative (Details) HTML 47K
76: R63 Goodwill and Intangible Assets - Schedule of HTML 49K
Goodwill (Details)
77: R64 Goodwill and Intangible Assets - Definite-Lived HTML 89K
Intangible Assets Other than Goodwill (Details)
78: R65 Goodwill and Intangible assets - Estimated HTML 49K
Amortization Expense of Intangible Assets
(Details)
79: R66 Strategic Investments (Details) HTML 63K
80: R67 Other Long-Term Assets (Details) HTML 48K
81: R68 Accrued Liabilities (Details) HTML 49K
82: R69 Convertible Senior Notes - Narrative (Details) HTML 63K
83: R70 Convertible Senior Notes - Net carrying amount HTML 50K
(Details)
84: R71 Convertible Senior Notes - Estimated Fair Value HTML 45K
(Details)
85: R72 Convertible Senior Notes - Interest Expense HTML 51K
(Details)
86: R73 Convertible Senior Notes - Hedge (Details) HTML 44K
87: R74 Convertible Senior Notes - Warrants (Details) HTML 50K
88: R75 Commitments and Contingencies (Details) HTML 59K
89: R76 Income Taxes - Narrative (Details) HTML 57K
90: R77 Income Taxes - Income by Region (Details) HTML 42K
91: R78 Income Taxes - Significant Components of the HTML 61K
Provision (Benefit) for Income Taxes (Details)
92: R79 Income Taxes - Reconciliation of the Company's HTML 72K
Effective Income Tax Rate to the Federal Statutory
Rate (Details)
93: R80 Income Taxes - Components of Deferred Income Tax HTML 85K
Assets and Liabilities (Details)
94: R81 Income Taxes - Roll Forward of Liability for HTML 44K
Unrecognized Tax Benefits Exclusive of Accrued
Interest (Details)
95: R82 Line of Credit (Details) HTML 69K
96: R83 Stockholders' Equity - Common Stock and Preferred HTML 43K
Stock (Details)
97: R84 Stockholders' Equity - Stock-based Compensation HTML 62K
Plans (Details)
98: R85 Stockholders' Equity - CEO Performance Award - HTML 64K
Additional Information (Details)
99: R86 Stockholders' Equity - 2024 CEO Performance Award HTML 60K
and 2024 eXponential Stock Plan (Details)
100: R87 Stockholders' Equity - eXponential Stock HTML 74K
Performance Plan (Details)
101: R88 Stockholders' Equity - Summary of Restricted Stock HTML 69K
Unit and Performance Stock Units Activity
(Details)
102: R89 Stockholders' Equity - RSU and PSU - Additional HTML 70K
Information (Details)
103: R90 Stockholders' Equity - Summary of the Company's HTML 66K
Stock Options Activity (Details)
104: R91 Stockholders' Equity - Stock Option Activity - HTML 71K
Additional Information (Details)
105: R92 Stockholders' Equity - Summary of Stock Options HTML 64K
Outstanding and Exercisable (Details)
106: R93 Stockholders' Equity - Stock-Based Compensation HTML 44K
Expense (Details)
107: R94 Stockholders' Equity - At-the-Market equity HTML 57K
offering - Additional Information (Details)
108: R95 Stockholders' Equity - Stock Incentive Plan and HTML 47K
Stock Inducement Plan (Details)
109: R96 Stockholders' Equity - Stock Repurchase Plan HTML 38K
(Details)
110: R97 Stockholders' Equity - Subsequent Event (Details) HTML 39K
111: R98 Accumulated Other Comprehensive Income (Loss) HTML 53K
(Details)
112: R99 Leases - Narrative (Details) HTML 48K
113: R100 Leases - Balance Sheet (Details) HTML 47K
114: R101 Leases - Lease Expense (Details) HTML 40K
115: R102 Leases - Supplemental Cash Flow and Balance Sheet HTML 47K
Information (Details)
116: R103 Leases - Minimum Lease Payments (Details) HTML 51K
117: R104 Employee Benefit Plans (Details) HTML 34K
118: R105 Segment Data (Details) HTML 71K
119: R106 Business Acquisition (Details) HTML 53K
120: R107 Subsequent Event (Details) HTML 42K
121: R108 Pay vs Performance Disclosure HTML 45K
122: R109 Insider Trading Arrangements HTML 46K
124: XML IDEA XML File -- Filing Summary XML 233K
127: XML XBRL Instance -- axon-20231231x10k_htm XML 5.38M
123: EXCEL IDEA Workbook of Financial Report Info XLSX 251K
10: EX-101.CAL XBRL Calculations -- axon-20231231_cal XML 297K
11: EX-101.DEF XBRL Definitions -- axon-20231231_def XML 980K
12: EX-101.LAB XBRL Labels -- axon-20231231_lab XML 2.01M
13: EX-101.PRE XBRL Presentations -- axon-20231231_pre XML 1.58M
9: EX-101.SCH XBRL Schema -- axon-20231231 XSD 270K
125: JSON XBRL Instance as JSON Data -- MetaLinks 721± 1.09M
126: ZIP XBRL Zipped Folder -- 0001069183-24-000006-xbrl Zip 738K
EXHIBIT 31.1
CERTIFICATION PURSUANT TO
Rule 13a-14(a) or Rule 15d-14(a) of Chief Executive Officer
I, Patrick W. Smith, certify that:
1. I have reviewed this Annual Report on Form 10-K of Axon Enterprise, Inc.;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
(c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and
5. The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
| | | |
Date: | By: | /s/ PATRICK W. SMITH | |
| | | |
| | | Chief Executive Officer (Principal Executive Officer) |
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 2/27/24 | 8-K | ||
| For Period end: | 12/31/23 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/13/24 Axon Enterprise, Inc. 424B5 2:583K 3/01/24 Axon Enterprise, Inc. S-3ASR 3/01/24 6:1.6M |