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J.P. Morgan Chase Commercial Mortgage Securities Trust 2011-C5 – ‘10-K’ for 3/28/14 – ‘EX-33.6’

On:  Friday, 3/28/14, at 1:33pm ET   ·   For:  3/28/14   ·   Accession #:  1056404-14-317   ·   File #:  333-165147-01

Previous ‘10-K’:  ‘10-K/A’ on 1/23/14 for 12/31/12   ·   Next:  ‘10-K’ on / for 3/30/15   ·   Latest:  ‘10-K’ on 3/19/21 for 12/31/20

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/28/14  JP Morgan Chase Com’l Mt… 2011-C5 10-K        3/28/14   18:163K                                   Norwest Asset SEC Co… Tr

Asset-Backed Securities (ABS)

Asset Class:  Commercial mortgages   ·   Sponsor:  JPMorgan Chase Bank, N.A.   ·   Depositor:  JP Morgan Chase Commercial Mortgage Securities Corp


Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                         12±    57K 
 3: EX-33.1     ABS - Report of Compliance with Servicing Criteria    14±    64K 
 4: EX-33.2     ABS - Report of Compliance with Servicing Criteria     8±    43K 
 5: EX-33.3     ABS - Report of Compliance with Servicing Criteria     9±    47K 
 6: EX-33.4     ABS - Report of Compliance with Servicing Criteria    12±    64K 
 7: EX-33.5     ABS - Report of Compliance with Servicing Criteria     9±    48K 
 8: EX-33.6     ABS - Report of Compliance with Servicing Criteria    23±   107K 
 9: EX-34.1     ABS - Attestation Report on Assessment of              2±    16K 
                          Compliance with Servicing Criteria                     
10: EX-34.2     ABS - Attestation Report on Assessment of              1     12K 
                          Compliance with Servicing Criteria                     
11: EX-34.3     ABS - Attestation Report on Assessment of              2±    13K 
                          Compliance with Servicing Criteria                     
12: EX-34.4     ABS - Attestation Report on Assessment of              2±    13K 
                          Compliance with Servicing Criteria                     
13: EX-34.5     ABS - Attestation Report on Assessment of              2±    17K 
                          Compliance with Servicing Criteria                     
14: EX-34.6     ABS - Attestation Report on Assessment of              2±    16K 
                          Compliance with Servicing Criteria                     
15: EX-35.1     ABS - Servicer Compliance Statement                   12±    58K 
16: EX-35.2     ABS - Servicer Compliance Statement                    3±    17K 
17: EX-35.3     ABS - Servicer Compliance Statement                    1     11K 
18: EX-35.4     ABS - Servicer Compliance Statement                    1     11K 
 2: EX-31       Certification -- Sarbanes-Oxley Act - Sect. 302        1     11K 


EX-33.6   —   ABS – Report of Compliance with Servicing Criteria
Exhibit Table of Contents

Page (sequential)   (alphabetic) Top
 
11st Page  –  Filing Submission
"Period
"Applicable Servicing Criteria
"Document Custody Platform


EX-33.6 (logo) WELLS FARGO Wells Fargo Bank, N.A. Document Custody 1015 10th Avenue Southeast Minneapolis, MN 55414 ASSESSMENT OF COMPLIANCE WITH THE APPLICABLE SERVICING CRITERIA The management ("Management") of the Corporate Trust Services division of Wells Fargo Bank, National Association (the "Company") is responsible for assessing the Company's compliance with the applicable servicing criteria set forth in Item 1122(d) of Regulation AB of the Securities and Exchange Commission. Management has determined that the servicing criteria are applicable in regards to the servicing platform for the period as follows: Period: As of and for the twelve months ended December 31, 2013 (the "Period"). Platform: The platform consists of residential mortgage-backed securities ("RMBS") transactions backed by pools of residential mortgage loans and commercial mortgage-backed securities ("CMBS") transactions backed by pools of commercial mortgage loans, in each case for which the Company provides document custody services and where the RMBS and CMBS transactions were either (a) publicly-issued pursuant to a registration statement under the Securities Act of 1933 on or after January 1, 2006, or (b) privately-issued pursuant to an exemption from registration on or after January 1, 2006 where the Company has an obligation under the transaction agreements to deliver an assessment of compliance with the applicable servicing criteria under Item 1122(d) of Regulation AB; provided however that, the platform excludes any transactions where the offered securities were issued, sponsored and/or guaranteed by any agency or instrumentality of the U.S. government or any government sponsored entity, other than certain securitizations of residential mortgage loan transactions issued, sponsored and/or guaranteed by the Federal Deposit Insurance Company (the "Document Custody Platform"). Appendix A identifies the individual transactions defined by Management as constituting the Document Custody Platform for the Period. Applicable Servicing Criteria: Management has determined that the servicing criteria set forth in Item 1122(d)(1)(ii), 1122(d)(1)(iv), 1122(d)(4)(i), 1122(d)(4)(ii) and 1122(d)(4)(iii) are applicable to the activities performed by the Company with respect to the Document Custody Platform for the Period; provided however that, with respect to the Document Custody Platform, servicing criterion 1122(d)(4)(iii) is applicable only as it relates to the Company's obligation to review and maintain the required loan documents related to any additions, removals or substitutions in accordance with the transaction agreements (the "Applicable Servicing Criteria"). Management has determined that all other servicing criteria set forth in Item 1122(d) are not applicable to the Document Custody Platform. With respect to the Document Custody Platform and the Period, Management provides the following assessment of the Company's compliance with respect to the Applicable Servicing Criteria: 1. Management is responsible for assessing the Company's compliance with the Applicable Servicing Criteria. 2. Management has assessed the Company's compliance with the Applicable Servicing Criteria. In performing this assessment, Management used the criteria set forth by the Securities and Exchange Commission in paragraph (d) of Item 1122 of Regulation AB. 3. With respect to applicable servicing criteria 1122(d)(1)(ii) and 1122(d)(4)(iii), Management has determined that there were no activities performed during the Period with respect to the Document Custody Platform, because there were no occurrences of events that would require the Company to perform such activities. 4. Based on such assessment for the Period, the Company has complied, in all material respects with the Applicable Servicing Criteria. (page) KPMG LLP, an independent registered public accounting firm, has issued an attestation report with respect to Management's assessment of the Company's compliance with the Applicable Servicing Criteria for the Period. WELLS FARGO BANK, National Association By: /s/ Shari L. Gillund Shari L. Gillund Title: Senior Vice President Dated: February [28], 2014 (page) Appendix A to the Company's Assessment of Compliance with the Applicable Servicing Criteria Document Custody Platform Transactions ABFC FFMLT2006-FFH1 ABFC2006-HE1 ABFC2006-OPT1 ABFC2006-OPT2 ABFC2006-OPT3 ABSC RFC 2007-HE1 (1) ACE 2007-D1 ACE2006-ASAP1 ACE2006-ASAP2 ACE2006-ASAP3 ACE2006-ASAP4 ACE2006-ASAP5 ACE2006-ASAP6 ACE2006-ASL1 ACE2006-CW1 ACE2006-FM1 ACE2006-FM2 ACE2006-GP1 ACE2006-HE1 ACE2006-HE2 ACE2006-HE3 ACE2006-HE4 ACE2006-OP1 ACE2006-OP2 ACE2006-SD1 ACE2006-SD2 ACE2006-SD3 ACE2006-SL1 ACE2006-SL2 ACE2006-SL3 ACE2006-SL4 ACE2007-ASAP1 ACE2007-ASAP2 ACE2007-ASL1 ACE2007-HE1 ACE2007-HE2 ACE2007-HE3 ACE2007-HE4 ACE2007-HE5 ACE2007-SL1 ACE2007-SL2 ACE2007-WM1 ACE2007-WM2 ARMT 2006-3 BAC 2006-3 BAC 2006-4 BAC 2006-6 BAC 2007-2 BAC 2007-3 BAC 2007-4 BAC 2007-5 BACM 2008-1 BACM 2008-LS1 BAFC 2006-B BAFC 2006-C BAFC 2006-E BAMC-ABFC2007-WMC1 BANC OF AMER 2006-1 BARC SABR2006-FR1 BARC SABR2006-OP1 BARC SABR2006-WM1 BARC SABR2006-WM2 BARC SABR2006-WM3 BARC, BCAP2006-AA2 BARC, BCAP2007-AA2 BARC, BCAP2007-AA3 BARC, SABR2006-FR2 BARC, SABR2006-FR3 BARC, SABR2006-FR4 BARC, SABR2006-HE1 BARC, SABR2006-HE2 BARC, SABR2006-NC1 BARC, SABR2006-WM4 BARC, SABR2007-BR2 BARC,BCAP2006-AA1 BARC-SABR2007-BR3 A-1 (page) Document Custody Platform Transactions BCAP2007-AA1 BCAP2007-AA4 BCAP2007-AA5 BCAP2007-AB1 BoAALT 2006-1 BoAALT 2006-2 BoAALT 2006-3 BoAALT 2006-4 BoAALT 2006-5 BoAALT 2006-6 BoAALT 2006-7 BoAALT 2006-8 BoAALT 2006-9 BOAALT 2007-1 BoAALT 2007-2 BoAMS 2006-1 BoAMS 2006-2 BoAMS 2006-3 BoAMS 2006-A BoAMS 2006-B BOAMS 2007-1 BoAMS 2007-2 BOAMS 2007-3 BOAMS 2007-4 BSAAT 2007-1 BSABS 2006-2 BSABS 2006-3 BSABS 2006-4 BSABS 2006-AC1 BSABS 2006-AC2 BSABS 2006-AC3 BSABS 2006-AC4 BSABS 2006-AC5 BSABS 2006-IM1 BSABS 2006-SD1 BSABS 2006-SD2 BSABS 2006-SD3 BSABS 2006-SD4 BSABS 2006-ST1 BSABS 2007-1 BSABS 2007-2 BSABS 2007-AC1 BSABS 2007-AC2 BSABS 2007-AC3 BSABS 2007-AC4 BSABS 2007-AC5 BSABS 2007-AC6 BSABS 2007-SD1 BSABS 2007-SD2 BSABS 2007-SD3 BSALTA 2006-1 BSALTA 2006-2 BSALTA 2006-3 BSALTA 2006-4 BSALTA 2006-5 BSALTA 2006-6 BSALTA 2006-7 BSALTA 2006-8 BSALTA 2007-1 BSALTA 2007-2 BSALTA 2007-3 BSART 2006-1 BSART 2006-2 BSART 2006-4 BSART 2007-1 BSART 2007-2 BSART 2007-4 BSART 2007-5 BSMF 2006-AC1 BSMF 2006-AR1 BSMF 2006-AR2 BSMF 2006-AR3 BSMF 2006-AR4 BSMF 2006-AR5 BSMF 2006-SL1 (4) BSMF 2006-SL2 (4) A-2 (page) Document Custody Platform Transactions BSMF 2006-SL3 BSMF 2006-SL4 BSMF 2006-SL5 BSMF 2006-SL6 BSMF 2007-AR1 BSMF 2007-AR2 BSMF 2007-AR3 BSMF 2007-AR4 BSMF 2007-AR5 BSMF 2007-SL1 BSMF 2007-SL2 BSSLT 2007-1 CARR-2007-FRE1 CARR-2007-RFC1 Carrington 2006-FRE1 Carrington 2006-FRE2 Carrington 2006-OPT1 CCMT 2006-C5 (1) (3) CCMT 2007-C6 (1) (2) (3) CCMT 2008-C7 CD 2006-CD2 CD 2007-CD4 (1) (3) CD 2007-CD5 CMLT2006-RFC1 CMLTI 2006-HE3 CMLTI 2007-AR4 CMLTI 2007-AR5 CMLTI 2007-AR8 CMLTI 2007-WFHE2 CMLTI 2007-WFHE3 CMLTI 2007-WFHE4 CMRA, PHH2008-CIM1 CMSC 2007-5 COBALT 2006-C1 COBALT 2007-C2 COBALT 2007-C3 COMM 2006-C7 COMM 2007-C9 COMM 2012-FL2 COMM12-CCRE1 COMM12-CCRE2 COMM12-CCRE4 COMM12-CCRE5 COMM13-CCRE7 COMM13-LC6 COMM2011-FL1 COMM2013-CCRE10 COMM2013-CCRE12 CSAB 2006-1 CSAB 2006-2 CSAB 2006-3 CSAB 2006-4 CSAB 2007-1 CSFB 2006-C1 CSFB 2006-C2 CSFB 2006-C3 CSFB 2006-C4 CSFB 2006-C5 CSFB 2007-C1 CSFB 2007-C2 CSFB 2007-C3 CSFB 2007-C4 CSFB 2007-C5 CSFB 2008-C1 CSFB ABSC 2006-HE3 CSFB ABSC 2006-HE5 CSFB ARMT 2006-2 CSMC 2006-1 CSMC 2006-2 CSMC 2006-3 CSMC 2006-4 CSMC 2006-7 CSMC 2006-8 CSMC 2006-9 CSMC 2007-1 CSMC 2007-2 A-3 (page) Document Custody Platform Transactions CSMC 2007-3 CSMC 2007-4 CSMC 2007-6 CSMC 2007-7 DBALT2006-AB1 DBALT2006-AB2 DBALT2006-AB3 DBALT2006-AB4 DBALT2006-AF1 DBALT2006-AR1 DBALT2006-AR2 DBALT2006-AR3 DBALT2006-AR4 DBALT2006-AR5 DBALT2007-1 DBALT2007-2 DBALT2007-3 DBALT2007-AB1 DBALT2007-AR1 DBALT2007-AR2 DBALT2007-AR3 DBALT2007-BAR1 DBALT2007-OA1 DBALT2007-OA2 DBALT2007-OA3 DBALT2007-OA4 DBALT2007-OA5 DBALT2007-RAMP1 DBALTL 2006-AR6 DBALTL 2006-OA1 DBUBS 11-LC3 EBLMT 2013-1 EBMLT 2013-2 FASC, 2006-FF16 FASC, 2006-FF8 FF 2006-FF1 FFML 2006-FF5 FFML2006-FF2 FFML2006-FF7 FFML2006-FF9 FREM, 2006-A FREM, 2006-B FREM, 2006-C FREM, 2006-D FREM, 2006-E FSMC, 2006-1 FSMC, 2006-2 FSMC, 2006-3 FSMC, 2007-1 GCMI, SV2006-OPT1 GCMI, SV2006-OPT2 GCMI, SV2006-OPT3 GCMI, SV2006-OPT4 GCMI, SV2006-OPT5 GCMI-HVIEW2007-4 GCMI-HVIEW2007-7 GCMI-RBSGC2007-B GCMI-SV2007-OPT1 GCMI-SV2007-OPT2 GCMI-SV2007-OPT3 GCMI-SV2007-OPT4 GCMI-SV2007-OPT5 GCMI-SV2007-WMC1 GECMC 2007-C1 GMAC 2006-C1 GNPT 2006-AR1 GNPT 2006-AR2 GNPT 2006-AR3 GS 2006-GG6 GS 2006-GG8 GS 2007-GG10 GSAA 2006-10 GSAA 2006-12 GSAA 2006-14 GSAA 2006-16 GSAA 2006-18 A-4 (page) Document Custody Platform Transactions GSAA 2006-6 GSAA 2006-8 GSAA 2007-10 GSAA 2007-4 GSAA 2007-5 GSAA 2007-6 GSAA 2007-7 GSAA 2007-8 GSAA 2007-9 GSAMP 2006-S3 GSMS 2013-GCJ12 GSMS2013-CJ14 GSMSC 12-GC6 GSMSC 12GCJ7 GSMSC 2013-GC10 GSR 2006-5F GSR 2006-AR1 GSR 2006-AR2 GSR 2007-AR1 GSR 2007-AR2 GSR 2007-HEL1 HALO 2007-2 HARBORVIEW 2007-2 HASCO 2006-OPT2 HASCO 2006-OPT1 HASCO 2006-OPT3 HASCO 2007-HE2 HASCO 2007-NC1 HASCO 2007-WF1 HASCO2006-OPT4 HASCO2006-WMC1 HEAT 2006-1 HEAT 2006-3 HEAT 2006-4 HEAT 2006-5 HEAT 2006-6 HEAT 2006-7 HEAT 2006-8 HEAT 2007-1 HEAT 2007-2 HEAT 2007-3 HELT2007-FRE1 HEMT 2006-1 HEMT 2006-3 HEMT 2006-4 HSBA-FFML2006-FF11 HSBA-HALO2006-2 HSBA-HALO2007-1 HSBA-HALO2007-AR1 HSBA-HALO2007-AR2 HSBA-HALO2007-WF1 HSBA-HASCO2006-HE1 HSBA-HASCO2006-HE2 HSBA-HASCO2007-HE1 HSBA-HASCO2007-OPT1 JP MORGAN 2006-FL1 JP MORGAN 2006-FL2 JP Morgan 2007-FL1 JPM 2013-C12 JPM CHAS 2006-CIBC16 JPM CHAS 2007-CIBC18 JPM CHAS 2007-CIBC20 JPM CHASE 2006-LDP6 JPM CHASE 2007-C1 JPM CHASE 2007-LDP10 JPM2013-C13 JPM2013-C14 JPM2013-C15 JPM2013-C16 JPMC 12-CIBX JPMC 12-LC9 JPMC 13-LC11 JPMC 2011-C5 JPMC 2012-C6 JPMC 2012-C8 JPMC 2013-C10 A-5 (page) Document Custody Platform Transactions JPMC2013-C17 JPMORGAN 2006-LDP7 (1) LMT 2006-2 LMT 2006-4 LMT 2006-5 LMT 2006-7 LMT 2006-8 LMT 2007-10 LMT 2007-2 LMT 2007-4 LMT 2007-5 LMT 2007-6 LMT 2007-7 LMT 2007-8 LMT 2007-9 LMT 2008-2 LUMI2007-1 LUMI2007-2 LUMINENT 2006-2 LUMINENT 2006-7 LUMINENT2006-3 LUMINENT2006-4 LUMINENT2006-5 LUMINENT2006-6 LXS 2006-01 LXS 2006-10N LXS 2006-11 LXS 2006-12N LXS 2006-13 LXS 2006-15 LXS 2006-17 LXS 2006-18N LXS 2006-19 LXS 2006-20 LXS 2006-3 LXS 2006-5 LXS 2006-7 LXS 2006-8 LXS 2007-1 LXS 2007-11 LXS 2007-12N LXS 2007-14H LXS 2007-15N LXS 2007-2N LXS 2007-3 LXS 2007-4N LXS 2007-6 LXS 2007-8H LXS 2007-9 MABS 2007-HE1 MABS 2007-HE2 MALT 2007-HF1 MANA 2007-A1 MANA 2007-A2 MANA 2007-A3 MANA 2007-AF1 MANA 2007-F1 MANA 2007-OAR1 MANA 2007-OAR2 MANA 2007-OAR3 MANA 2007-OAR4 MANA 2007-OAR5 MARM 2007-3 MARM 2007-HF1 MARM 2007-HF2 MASTR 2007-1 MERR OWNIT 2006-2 MLCC 2006-1 MLCC 2006-2 MLCC 2006-3 MLCC 2007-1 MLCC 2007-2 MLCC 2007-3 MLMBS 2007-1 MLMBS 2007-2 MLMBS 2007-3 A-6 (page) Document Custody Platform Transactions MLMI 2006-A1 MLMI 2006-A2 MLMI 2006-A3 MLMI 2006-A4 MLMI 2006-AF1 MLMI 2006-AF2 MLMI 2006-F1 MLMI 2006-FM1 MLMI 2006-HE1 MLMI 2006-HE2 MLMI 2006-HE3 MLMI 2006-OPT1 MLMI 2006-RM1 MLMI 2006-SL1 MLMI 2006-SL2 MLMI 2006-WMC1 MLMI 2006-WMC2 MLMI 2007-HE2 MORG2012C5 (3) MORG2013C7 MRGN 2006-HE1 MRGN, 2006-HE2 MRGN, 2006-HE3 MRGN, 2006-HE4 MRGN, 2006-HE5 MRGN, 2006-HE6 MRGN, 2006-HE7 MRGN, 2006-HE8 MRGN, 2006-WMC1 MRGN, 2006-WMC2 MRGN, 2007-HE2 Mrgn, 2007-HE5 Mrgn, 2007-HE6 MRGN, 2007-HE7 MRGN,2007-1 MRGN,2007-HE3 MRGN-ELAT2007-1 MRGN-ELAT2007-2 MRGN-MSSTI2007-1 MSBAM 12-C6 MSBAM 13-C8 MSBAM 13-C9 MSBAM 2013-C10 MSBAM2013-C11 MSBAM2013-C12 MSBAM2013-C13 MSC 2006-IQ12 MSC 2007-HQ11 MSC 2007-HQ13 MSCC 11-C3 MSCC 12-C4 MSCC 2006-11 MSCC 2006-3AR MSCC 2006-5AR MSCC 2006-6AR MSCC 2006-7 MSCC 2006-8AR MSCC 2007-12 MSCC 2007-13 MSCC HEL 2007-1 MSCC-2007-14AR MSCI 2007-IQ15 NAAC 2006-AP1 NAAC 2006-AR1 NAAC 2007-2 NAAC2006-AF1 NAAC2006-AF2 NAAC2006-AR2 NAAC2006-AR3 NAAC2006-WF1 NAAC2007-1 NAAC2007-3 NCMC 2008-1 NewCastle2007-1 NHEL 2006-FM1 NHEL2006-FM2 A-7 (page) Document Custody Platform Transactions NHEL2006-HE1 NHEL2006-HE2 NHEL2006-HE3 NHEL2006-WF1 NOMU-NAAC2006-AR4 NOMU-NAAC2007-S2 NOMU-NHEL2006-AF1 NOMU-NHEL2007-1 NOMU-NHEL2007-2 NOMU-NHEL2007-3 NRPMT2013-1 OOMLT 2006-1 OOMLT 2006-2 OOMLT 2006-3 OPT1-2007-1 OPT1-2007-2 OPT1-2007-3 OPT1-2007-4 OPT1-2007-5 OPT1-2007-6 OPT1-2007-CP1 OPT1-2007-FXD1 OPT1-2007-FXD2 OPT1-2007-HL1 (4) PC 2006-1 PHH AM 2007-1 PHH AM 2007-2 PHH AM 2007-3 PHHMC 2008-CIM2 PRIME 2006-1 PRIME 2006-2 PRIME 2006-CL1 PRIME 2007-1 PRIME 2007-2 PRIME 2007-3 RAAC Series 2006-SP1 Trust RAAC Series 2006-SP2 Trust RAAC Series 2006-SP3 Trust RAAC Series 2006-SP4 RAMP Series 2006-NC1 Trust RAMP Series 2007-RS2 Trust RBSCF2013-GSP Renaissance 2006-1 Renaissance 2006-2 Renaissance 2006-3 Renaissance 2006-4 Renaissance 2007-1 Renaissance 2007-2 Renaissance 2007-3 RFC 2007-QH7 RFC 2007-QS9 RFCO 2006-EFC1 RFCO 2006-EFC2 RFCO 2006-EMX1 RFCO 2006-EMX2 (2) RFCO 2006-EMX3 RFCO 2006-EMX4 RFCO 2006-EMX5 RFCO 2006-EMX6 (2) RFCO 2006-EMX7 RFCO 2006-EMX8 RFCO 2006-EMX9 RFCO 2006-HI1 RFCO 2006-HI2 RFCO 2006-HI3 RFCO 2006-HI4 RFCO 2006-HI5 RFCO 2006-HSA1 RFCO 2006-HSA2 RFCO 2006-HSA3 (2) RFCO 2006-HSA4 RFCO 2006-HSA5 RFCO 2006-KS1 RFCO 2006-KS2 RFCO 2006-KS3 RFCO 2006-KS4 A-8 (page) Document Custody Platform Transactions RFCO 2006-KS5 RFCO 2006-KS6 RFCO 2006-KS7 RFCO 2006-KS8 RFCO 2006-KS9 RFCO 2006-NC2 RFCO 2006-NC3 RFCO 2006-QA1 RFCO 2006-QA10 RFCO 2006-QA11 RFCO 2006-QA2 RFCO 2006-QA3 RFCO 2006-QA4 RFCO 2006-QA5 RFCO 2006-QA6 RFCO 2006-QA7 RFCO 2006-QA8 RFCO 2006-QA9 RFCO 2006-QH1 RFCO 2006-QO1 RFCO 2006-QO10 RFCO 2006-QO2 RFCO 2006-QO3 RFCO 2006-QO4 RFCO 2006-QO5 RFCO 2006-QO6 RFCO 2006-QO7 RFCO 2006-QO8 RFCO 2006-QO9 RFCO 2006-QS1 RFCO 2006-QS10 RFCO 2006-QS11 RFCO 2006-QS12 RFCO 2006-QS13 RFCO 2006-QS14 RFCO 2006-QS15 RFCO 2006-QS16 RFCO 2006-QS17 RFCO 2006-QS18 RFCO 2006-QS2 (2) RFCO 2006-QS3 RFCO 2006-QS4 RFCO 2006-QS5 RFCO 2006-QS6 RFCO 2006-QS7 RFCO 2006-QS8 RFCO 2006-QS9 RFCO 2006-RS1 RFCO 2006-RS2 RFCO 2006-RS3 RFCO 2006-RS4 RFCO 2006-RS5 RFCO 2006-RS6 RFCO 2006-RZ1 RFCO 2006-RZ2 RFCO 2006-RZ3 RFCO 2006-RZ4 RFCO 2006-RZ5 RFCO 2006-S10 RFCO 2006-S11 RFCO 2006-S12 RFCO 2006-S2 RFCO 2006-S3 RFCO 2006-S4 RFCO 2006-S5 RFCO 2006-S6 RFCO 2006-S7 RFCO 2006-S8 RFCO 2006-S9 RFCO 2006-SA1 RFCO 2006-SA2 RFCO 2006-SA3 (2) RFCO 2006-SA4 RFCO 2007-EMX1 RFCO 2007-HI1 RFCO 2007-HSA1 A-9 (page) Document Custody Platform Transactions RFCO 2007-HSA2 RFCO 2007-HSA3 RFCO 2007-KS1 RFCO 2007-KS2 RFCO 2007-KS3 (2) RFCO 2007-KS4 RFCO 2007-QA1 RFCO 2007-QA2 RFCO 2007-QA3 RFCO 2007-QA4 RFCO 2007-QA5 RFCO 2007-QH1 RFCO 2007-QH2 RFCO 2007-QH3 RFCO 2007-QH4 RFCO 2007-QH5 RFCO 2007-QH8 RFCO 2007-QH9 RFCO 2007-QO1 RFCO 2007-QO2 RFCO 2007-QO3 RFCO 2007-QO4 RFCO 2007-QO5 RFCO 2007-QS1 RFCO 2007-QS10 RFCO 2007-QS11 RFCO 2007-QS2 RFCO 2007-QS3 RFCO 2007-QS4 RFCO 2007-QS5 RFCO 2007-QS6 RFCO 2007-QS7 RFCO 2007-QS8 RFCO 2007-RS1 RFCO 2007-RZ1 RFCO 2007-S1 RFCO 2007-S2 RFCO 2007-S3 RFCO 2007-S4 RFCO 2007-S5 RFCO 2007-S6 RFCO 2007-S7 RFCO 2007-S8 RFCO 2007-S9 RFCO 2007-SA1 RFCO 2007-SA2 RFCO 2007-SA3 RFCO 2007-SA4 RFCO 2007-SP1 RFCO 2007-SP2 RFCO 2007-SP3 RFCO2007-QH6 RFMSI Series 2006-S1 Trust SABR2007-HE1 SACO 2006-10 SACO 2006-2 SACO 2006-3 SACO 2006-4 SACO 2006-5 SACO 2006-6 SACO 2006-7 SACO 2006-9 SACO 2007-1 SACO 2007-2 SAIL 2006-1 SAIL 2006-2 SAIL 2006-3 SAIL 2006-4 SAMI 2006-AR1 SAMI 2006-AR2 SAMI 2006-AR3 SAMI 2006-AR4 SAMI 2006-AR5 SAMI 2006-AR8 SAMI 2007-AR1 SAMI 2007-AR2 A-10 (page) Document Custody Platform Transactions SAMI 2007-AR3 SAMI 2007-AR4 SAMI 2007-AR5 SAMI 2007-AR6 SAMI 2007-AR7 SARM 2006-1 SARM 2006-11 SARM 2006-12 SARM 2006-2 SARM 2006-3 SARM 2006-4 SARM 2006-5 SARM 2006-6 SARM 2006-7 SARM 2006-8 SARM 2007-10 SARM 2007-11 SARM 2007-3 SARM 2007-4 SARM 2007-5 SARM 2007-6 SARM 2007-7 SARM 2007-8 SARM 2007-9 SASCO 2006-3H SASCO 2006-BC1 SASCO 2006-BC2 SASCO 2006-BC3 SASCO 2006-BC5 SASCO 2006-BC6 SASCO 2006-OPT1 SASCO 2006-WF1 SASCO 2006-WF2 SASCO 2006-WF3 SASCO 2007-BC1 SASCO 2007-BC2 SASCO 2007-BC3 SASCO 2007-BC4 SASCO 2007-SC1 SASCO 2007-WF1 SASCO 2007-WF2 SASCO TIAA 2007-C4 SEMT 2011-1 SEMT 2011-2 SEMT 2012-1 SEMT 2012-2 SEMT 2012-3 SEMT 2012-4 SEMT 2012-5 SEMT 2012-6 SEMT 2013-1 SEMT 2013-2 SEMT 2013-3 SEMT 2013-4 SEMT 2013-5 SEMT 2013-6 SEMT 2013-7 SGMF 2006-FRE1 SGMF 2006-OPT2 SGMS 2006-FRE2 SMTS 2006-1 SMTS 2007-1 SMTS 2007-2 SMTS 2007-3 SMTS 2007-4 SMTS 2010-H1 SMTS2013-10 SMTS2013-11 SMTS2013-12 SMTS2013-8 SMTS2013-9 SQALT 2006-1 STARM 2007-2 STARM 2007-3 UBS MABS 2006-AB1 UBS MABS 2006-FRE1 A-11 (page) Document Custody Platform Transactions UBS MABS 2006-HE1 UBS MABS 2006-HE2 UBS MABS 2006-HE3 UBS MABS 2006-HE4 UBS MABS 2006-HE5 UBS MABS 2006-WMC1 UBS MABS 2006-WMC2 UBS MABS 2006-WMC3 UBS MABS 2006-WMC4 UBS MABS 2007-WMC1 UBS MALT 2006-1 UBS MALT 2006-2 UBS MALT 2006-3 UBS MALT 2007-1 UBS MARM 2006-2 UBS MARM 2006-OA1 UBS MARM 2006-OA2 UBS MARM 2007-1 UBS MARM 2007-2 UBS MASL 2006-1 UBS MASTR 2006-1 UBS MASTR 2006-2 UBS MASTR 2006-3 WACHOVIA 2006-C23 WACHOVIA 2006-C25 WACHOVIA 2006-C26 WACHOVIA 2006-C27 WACHOVIA 2006-C28 WACHOVIA 2006-C29 WACHOVIA 2007-30 WACHOVIA 2007-C31 WACHOVIA 2007-C32 WACHOVIA 2007-C33 WACHOVIA 2007-C34 WFALT 2007-AR5 WFALT 2007-PA1 WFALT 2007-PA2 WFALT 2007-PA3 WFALT 2007-PA4 WFALT 2007-PA5 WFALT 2007-PA6 WFCM 12-LC5 WFCMT 2013-LC12 WFHET 2006-1 WFHET 2006-2 WFHET 2006-3 WFHET 2007-1 WFHET 2007-2 WFHM 2007-M04 WFMBS 2006-1 WFMBS 2006-10 WFMBS 2006-11 WFMBS 2006-12 WFMBS 2006-13 WFMBS 2006-14 WFMBS 2006-15 WFMBS 2006-16 WFMBS 2006-17 WFMBS 2006-18 WFMBS 2006-19 WFMBS 2006-2 WFMBS 2006-20 WFMBS 2006-3 WFMBS 2006-4 WFMBS 2006-5 WFMBS 2006-6 WFMBS 2006-7 WFMBS 2006-8 WFMBS 2006-9 WFMBS 2006-AR1 WFMBS 2006-AR10 WFMBS 2006-AR11 WFMBS 2006-AR12 WFMBS 2006-AR13 WFMBS 2006-AR14 WFMBS 2006-AR15 A-12 (page) Document Custody Platform Transactions WFMBS 2006-AR16 WFMBS 2006-AR17 WFMBS 2006-AR18 WFMBS 2006-AR19 WFMBS 2006-AR2 WFMBS 2006-AR3 WFMBS 2006-AR4 WFMBS 2006-AR5 WFMBS 2006-AR6 WFMBS 2006-AR7 WFMBS 2006-AR8 WFMBS 2007-1 WFMBS 2007-10 WFMBS 2007-11 WFMBS 2007-12 WFMBS 2007-13 WFMBS 2007-14 WFMBS 2007-15 WFMBS 2007-16 WFMBS 2007-17 WFMBS 2007-2 WFMBS 2007-3 WFMBS 2007-4 WFMBS 2007-5 WFMBS 2007-6 WFMBS 2007-7 WFMBS 2007-8 WFMBS 2007-9 WFMBS 2007-AR10 WFMBS 2007-AR3 WFMBS 2007-AR4 WFMBS 2007-AR5 WFMBS 2007-AR6 WFMBS 2007-AR7 WFMBS 2007-AR8 WFMBS 2007-AR9 WFMBS 2008-1 WFMBS 2008-AR1 WFMBS 2008-AR2 WFRBS 11-C5 WFRBS 12-C10 WFRBS 12-C6 WFRBS 12-C7 WFRBS 12-C8 WFRBS 12-C9 WFRBS 13-C11 WFRBS 13-C12 WFRBS 13-C13 WFRBS 13-C14 WFRBS2013-C15 WFRBS2013-C16 WFRBS2013-C17 WFRBS2013-C18 WFRBS2013-UBS1 WMC-2006-1 Endnotes: (1) The transaction should have been indicated on Appendix A to the Company's revised assessment of compliance with applicable servicing criteria dated August 12, 2013 (the "Revised 2012 Custody Assessment") as of and for the year ended December 31, 2012 (the "2012 Period") relating to the platform for the 2012 Period (the "2012 Platform") as a transaction to which Management is required to assess to the Company's compliance with Item 1122(d)(4)(iii). Management has determined that there were no activities performed during the 2012 Period with respect to the 2012 Platform, because there were no occurrences of events that would require the Company to perform such activities. A-13 (page) (2) The transaction was inadvertently omitted from Appendix A to the Revised 2012 Custody Assessment. (3) The transaction requires that Management assess to the Company's compliance with Item 1122(d)(1)(ii). Item 1122(d)(1)(ii) was inadvertently omitted from the applicable servicing criteria for the Revised 2012 Custody Assessment. Management has determined that there were no activities performed during the 2012 Period with respect to the 2012 Platform, because there were no occurrences of events that would require the Company to perform such activities. (4) This transaction was indicated on Appendix A to the Revised 2012 Custody Assessment as a transaction to which Management is required to assess to the Company's compliance with Item 1122(d)(4)(iii). Management has since determined that it is not required to assess to the Company's compliance with Item 1122(d)(4)(iii). Therefore, such transaction should not have been indicated on such Appendix A as subject to Item 1122(d)(4)(iii). A-14

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on / For Period End:3/28/14
12/31/13
8/12/13
12/31/1210-K/A
1/1/06
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