Application for Registration as a Security-Based Swap Data Repository — Form SDR Filing Table of Contents
Document/ExhibitDescriptionPagesSize
1: SDR Application for Registration as a Security-Based HTML 14K
Swap Data Repository -- primary_doc.xml
32: EX-99.AA SDR Confidentiality of Data HTML 12K
33: EX-99.BB SDR Use of Data HTML 13K
34: EX-99.CC SDR Dispute Accuracy of Data HTML 15K
7: EX-99.D SDR Ddr Audit Committee Charter HTML 25K
6: EX-99.D SDR Ddr Board Code of Ethics HTML 33K
4: EX-99.D SDR Ddr Mission Statement and Bd Charter HTML 22K
5: EX-99.D SDR Ddr Principles of Governance HTML 22K
3: EX-99.D SDR Governance Arrangements HTML 18K
35: EX-99.DD SDR Calculation of Positions HTML 13K
9: EX-99.E SDR Dddr Articles of Org HTML 16K
8: EX-99.E SDR Formation HTML 11K
36: EX-99.EE SDR Sys Precautions - Mishandling of Data HTML 14K
10: EX-99.F SDR Organizational Structure HTML 13K
41: EX-99.GG SDR 900S Narrative HTML 14K
39: EX-99.GG SDR Credit Matrix HTML 76K
40: EX-99.GG SDR Equity Matrix HTML 104K
46: EX-99.GG SDR Guide to Sbsdr Svcs HTML 121K
38: EX-99.GG SDR Narrative to Credit, Rates, Equity Matrices HTML 20K
42: EX-99.GG SDR Rates Matrix HTML 63K
37: EX-99.GG SDR Sbsdr P and P Narrative HTML 13K
44: EX-99.HH SDR Ddr Rulebook - Current HTML 190K
45: EX-99.HH SDR Ddr Rulebook - Proposed Chgs HTML 204K
43: EX-99.HH SDR General Pol and Proc Narrative HTML 12K
15: EX-99.I SDR CNTRCT Ddr Annex I - Asset Mgrs HTML 45K
14: EX-99.I SDR CNTRCT Ddr Annex I - Non Asset Mgrs HTML 47K
13: EX-99.I SDR CNTRCT Ddr Repository User Agreement HTML 16K
17: EX-99.I SDR CNTRCT Ddr Third Party Provider Agmt HTML 24K
16: EX-99.I SDR CNTRCT Ddr Third Party Submitter Auth Supplement HTML 17K
18: EX-99.J SDR Conflict of Interest Narrative HTML 12K
47: EX-99.L SDR Dtcc Financials HTML 185K
19: EX-99.M SDR Fees HTML 15K
20: EX-99.U SDR Contracts for Services Provided Narrative HTML 12K
24: EX-99.U SDR Ddr Annex I - Asset Mgrs HTML 45K
25: EX-99.U SDR Ddr Annex I - Non Asset Mgrs HTML 47K
23: EX-99.U SDR Ddr Supplement to Non U.S. User Agreement HTML 14K
27: EX-99.U SDR Ddr Third Party Provider Agreement HTML 24K
26: EX-99.U SDR Ddr Third Party Submitter Auth Supp HTML 17K
22: EX-99.U SDR Ddr View Only User Agreement HTML 14K
21: EX-99.U SDR Dtcc Data Repository (U.S.) LLC Repository User HTML 16K
Agreement
28: EX-99.V SDR Access by Participants and Access to Data HTML 14K
29: EX-99.W SDR Persons Who Supply Swap Info HTML 11K
30: EX-99.X SDR Reqts to Reequest Access to Sbsdr Data by 3rd HTML 12K
Party
31: EX-99.Y SDR Prohibition or Limitation of Any Person Re Access HTML 13K
2: EX-99.A SDR SUMMARY Ownership Narrative -- Exhibita.xml HTML 12K
11: EX-99.G SDR Affiliates Narrative -- ExhibitG.xml HTML 11K
12: EX-99.I SDR SUMMARY Material Contracts Narrative -- HTML 15K
ExhibitI.xml
Exhibit E
18. Attach as Exhibit E a copy of the constitution, articles of incorporation or association with all amendments thereto, existing by-laws, rules, procedures, and instruments corresponding thereto, of the applicant.
Please see the following:
(1) Exhibit E1, DDR Articles of Organization; and
(2) Exhibit A1, DDR Third Amended & Restated Operating Agreement.
