SEC Info - AutoWeb, Inc. - ‘10-Q’ for 3/31/18

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AutoWeb, Inc. – ‘10-Q’ for 3/31/18 – ‘EX-31.1’

On: Thursday, 5/10/18, at 4:11pm ET · For: 3/31/18 · Accession #: 1654954-18-5052 · File #: 1-34761

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/10/18  AutoWeb, Inc.                     10-Q        3/31/18   52:2.7M                                   Blueprint/FA

Quarterly Report — Form 10-Q — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    317K 
 2: EX-10.4     Material Contracts                                  HTML    120K 
 3: EX-31.1     Certification Pursuant to Rule 13A-14(A)/15D-14(A)  HTML     24K 
                Certifications Section 302 of the Sarbanes-Oxly                  
                Act of 2002                                                      
 4: EX-31.2     Certification Pursuant to Rule 13A-14(A)/15D-14(A)  HTML     24K 
                Certifications Section 302 of the Sarbanes-Oxly                  
                Act of 2002                                                      
 5: EX-32.1     Certificate Pursuant to Section 18 U.S.C. Pursuant  HTML     21K 
                to Section 906 of the Sarbanes-Oxley Act of 2002                 
12: R1          Document and Entity Information                     HTML     43K 
13: R2          Consolidated Condensed Balance Sheets               HTML     99K 
14: R3          Consolidated Condensed Balance Sheets               HTML     41K 
                (Parenthetical)                                                  
15: R4          Consolidated Condensed Statements of Operations     HTML     65K 
                and Comprehensive Income (Loss)                                  
16: R5          Consolidated Condensed Statements of Cash Flows     HTML     88K 
17: R6          Organization and Operations                         HTML     22K 
18: R7          Basis of Presentation                               HTML     20K 
19: R8          Recent Accounting Pronouncements                    HTML     27K 
20: R9          Revenue Recognition                                 HTML     44K 
21: R10         Net Earnings (Loss) Per Share and Stockholders’     HTML     34K 
                Equity                                                           
22: R11         Share-Based Compensation                            HTML     42K 
23: R12         Investments                                         HTML     23K 
24: R13         Selected Balance Sheet Accounts                     HTML     65K 
25: R14         Credit Facility                                     HTML     20K 
26: R15         Commitments and Contingencies                       HTML     20K 
27: R16         Income Taxes                                        HTML     30K 
28: R17         Subsequent Event                                    HTML     21K 
29: R18         Recent Accounting Pronouncements (Policies)         HTML     27K 
30: R19         Revenue Recognition (Tables)                        HTML     24K 
31: R20         Net Earnings (Loss) Per Share and Stockholders’     HTML     23K 
                Equity (Tables)                                                  
32: R21         Share-Based Compensation (Tables)                   HTML     42K 
33: R22         Selected Balance Sheet Accounts (Tables)            HTML     63K 
34: R23         Organization and Operations (Details Narrative)     HTML     24K 
35: R24         Revenue Recognition (Details)                       HTML     26K 
36: R25         Net Earnings (Loss) Per Share and Stockholders’     HTML     30K 
                Equity (Details)                                                 
37: R26         Net Earnings (Loss) Per Share and Stockholders’     HTML     33K 
                Equity (Details Narrative)                                       
38: R27         Share-Based Compensation (Details)                  HTML     33K 
39: R28         Share-Based Compensation (Details 1)                HTML     23K 
40: R29         Share-Based Compensation (Details 2)                HTML     22K 
41: R30         Share-Based Compensation (Details 3)                HTML     27K 
42: R31         Investments (Details Narrative)                     HTML     32K 
43: R32         Selected Balance Sheet Accounts (Details)           HTML     34K 
44: R33         Selected Balance Sheet Accounts (Details 1)         HTML     55K 
45: R34         Selected Balance Sheet Accounts (Details 2)         HTML     31K 
46: R35         Selected Balance Sheet Accounts (Details 3)         HTML     31K 
47: R36         Selected Balance Sheet Accounts (Details 4)         HTML     22K 
48: R37         Selected Balance Sheet Accounts (Details            HTML     40K 
                Narrative)                                                       
49: R38         Credit Facility (Details Narrative)                 HTML     25K 
51: XML         IDEA XML File -- Filing Summary                      XML     88K 
50: EXCEL       IDEA Workbook of Financial Reports                  XLSX     45K 
 6: EX-101.INS  XBRL Instance -- auto-20180331                       XML    548K 
 8: EX-101.CAL  XBRL Calculations -- auto-20180331_cal               XML    129K 
 9: EX-101.DEF  XBRL Definitions -- auto-20180331_def                XML    240K 
10: EX-101.LAB  XBRL Labels -- auto-20180331_lab                     XML    521K 
11: EX-101.PRE  XBRL Presentations -- auto-20180331_pre              XML    407K 
 7: EX-101.SCH  XBRL Schema -- auto-20180331                         XSD     80K 
52: ZIP         XBRL Zipped Folder -- 0001654954-18-005052-xbrl      Zip     71K

‘EX-31.1’ — Certification Pursuant to Rule 13A-14(A)/15D-14(A) Certifications Section 302 of the Sarbanes-Oxly Act of 2002

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

C: C:

Exhibit 31.1

Exhibit 31.1

CERTIFICATION

I, Jared R. Rowe, certify that:

I have reviewed this quarterly report on Form 10-Q of AutoWeb, Inc.;

Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and

Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and

Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

Date: May 10, 2018

	/s/ *Jared R. Rowe*
	Jared R. Rowe
	President and Chief Executive Officer

Dates Referenced Herein and Documents Incorporated by Reference

This ‘10-Q’ Filing	Date	Other Filings

Filed on:	5/10/18	8-K
For Period end:	3/31/18
		List all Filings

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Filing Submission 0001654954-18-005052 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)