SEC Info - Cicero Inc - ‘10-Q’ for 3/31/20

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Cicero Inc – ‘10-Q’ for 3/31/20 – ‘EX-31.1’

On: Thursday, 5/14/20, at 11:14am ET · For: 3/31/20 · Accession #: 1654954-20-5431 · File #: 0-26392

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/14/20  Cicero Inc                        10-Q        3/31/20   36:1.4M                                   Blueprint/FA

Quarterly Report — Form 10-Q — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    206K 
 2: EX-31.1     Certification Pursuant to Rule 13A-14(A)/15D-14(A)  HTML     19K 
                Certifications Section 302 of the Sarbanes-Oxly                  
                Act of 2002                                                      
 3: EX-32       Certificate Pursuant to Section 18 U.S.C. Pursuant  HTML     15K 
                to Section 906 of the Sarbanes-Oxley Act of 2002                 
15: R1          Document and Entity Information                     HTML     46K 
26: R2          Condensed Consolidated Balance Sheets (Unaudited)   HTML     99K 
31: R3          Condensed Consolidated Balance Sheets               HTML     36K 
                (Parenthetical)                                                  
22: R4          Condensed Consolidated Statements of Operations     HTML     79K 
                (Unaudited)                                                      
16: R5          Condensed Consolidated Statements of Cash Flows     HTML     63K 
                (Unaudited)                                                      
27: R6          Condensed Consolidated Statement of Stockholders'   HTML     44K 
                Deficit (Unaudited)                                              
32: R7          1. Interim Financial Statements                     HTML     38K 
23: R8          2. Revenue                                          HTML     25K 
14: R9          3. Leases                                           HTML     27K 
19: R10         4. Debt                                             HTML     35K 
12: R11         5. Income Taxes                                     HTML     20K 
28: R12         6. Conversion of Debt to Equity                     HTML     20K 
33: R13         7. Earnings/Loss Per Share                          HTML     17K 
20: R14         8. Contingencies                                    HTML     17K 
13: R15         9. Subsequent Events                                HTML     18K 
29: R16         1. Interim Financial Statements (Policies)          HTML     35K 
34: R17         1. Interim Financial Statements (Tables)            HTML     19K 
21: R18         3. Leases (Tables)                                  HTML     25K 
11: R19         4. Debt (Tables)                                    HTML     24K 
24: R20         1. Interim Financial Statements (Details)           HTML     35K 
35: R21         1. Interim Financial Statements (Details            HTML     28K 
                Narrative)                                                       
18: R22         2. Revenue (Details Narrative)                      HTML     19K 
17: R23         3. Leases (Details)                                 HTML     25K 
25: R24         4. Debt (Details)                                   HTML     28K 
36: XML         IDEA XML File -- Filing Summary                      XML     57K 
30: EXCEL       IDEA Workbook of Financial Reports                  XLSX     32K 
 4: EX-101.INS  XBRL Instance -- cicn-20200331                       XML    262K 
 6: EX-101.CAL  XBRL Calculations -- cicn-20200331_cal               XML     85K 
 7: EX-101.DEF  XBRL Definitions -- cicn-20200331_def                XML     51K 
 8: EX-101.LAB  XBRL Labels -- cicn-20200331_lab                     XML    313K 
 9: EX-101.PRE  XBRL Presentations -- cicn-20200331_pre              XML    216K 
 5: EX-101.SCH  XBRL Schema -- cicn-20200331                         XSD     54K 
10: ZIP         XBRL Zipped Folder -- 0001654954-20-005431-xbrl      Zip     40K

‘EX-31.1’ — Certification Pursuant to Rule 13A-14(A)/15D-14(A) Certifications Section 302 of the Sarbanes-Oxly Act of 2002

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

C: C:

cicn_ex311

Exhibit 31.1

CERTIFICATIONS

I, John P. Broderick, certify that:

I have reviewed this Quarterly Report on Form 10-Q of Cicero Inc.,

Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

I am responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of the financial statements for external purposes in accordance with generally accepted accounting principles;

evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based upon such evaluation; and

disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):

all significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and

any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.

Date: May 14, 2020

/s/ John P. Broderick

John P. Broderick

Chief Executive and Financial Officer

(Principal Executive, Financial and Accounting Officer)

Dates Referenced Herein

This ‘10-Q’ Filing	Date	Other Filings

Filed on:	5/14/20	None on these Dates
For Period end:	3/31/20
		List all Filings

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Filing Submission 0001654954-20-005431 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)