SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Lightpath Technologies Inc – ‘8-K’ for 2/6/20

On:  Thursday, 2/6/20, at 4:02pm ET   ·   For:  2/6/20   ·   Accession #:  1654954-20-1187   ·   File #:  0-27548

Previous ‘8-K’:  ‘8-K’ on 1/16/20 for 1/14/20   ·   Next:  ‘8-K’ on 2/26/20 for 2/24/20   ·   Latest:  ‘8-K’ on / for 2/8/24

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/06/20  Lightpath Technologies Inc        8-K:2,9     2/06/20    2:493K                                   Blueprint/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     20K 
 2: EX-99.1     Press Release                                       HTML    161K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 C:   C: 
  Blueprint  
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 FORM 8-K
 
CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
February 6, 2020
Date of Report (Date of earliest event reported)
 
LIGHTPATH TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
 
Delaware
 
 
86-0708398
(State or other jurisdiction of incorporation or organization)
 
(Commission File Number)
 
(I.R.S. Employer Identification Number)
 
2603 Challenger Tech Court, Suite 100
Orlando, Florida 32826
(Address of principal executive office, including zip code)
 
(407) 382-4003
(Registrant’s telephone number, including area code)
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Class A Common stock, par value $0.01
LPTH
The Nasdaq Stock Market, LLC
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter).
 
Emerging growth company ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards providing pursuant to Section 13(a) of the Exchange Act. ☐
 

 
 
 
LightPath Technologies, Inc.
Form 8-K
 
Item 2.02.    Results of Operations and Financial Condition
 
On February 6, 2020, LightPath Technologies, Inc. issued a press release announcing the results for its fiscal 2020 second quarter ended December 31, 2019. A copy of the Press Release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference herein.
 
Item 9.01. Financial Statements and Exhibits.
 
(d)
 
Exhibit No.
  
Description
 
 
 
 
Press Release of LightPath Technologies, Inc., dated February 6, 2020 for the Fiscal 2020 Second Quarter ended December 31, 2019
 
 
 
 
2
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Report to be signed in its behalf by the undersigned, thereunto duly authorized.
 
 
LIGHTPATH TECHNOLOGIES, INC.
 
 
 
 
 
Dated: February 6, 2020
By:  
/s/   Donald O. Retreage, Jr.
 
 
 
Donald O. Retreage, Jr., Chief Financial Officer
 
 
 
 
 
 
 
 
 
 
 
 
 
3

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:2/6/2010-Q
12/31/1910-Q
 List all Filings 
Top
Filing Submission 0001654954-20-001187   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Apr. 26, 11:44:36.1am ET