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Phoenix Capital Group Holdings, LLC – ‘1-U’ for 2/1/22

On:  Tuesday, 2/8/22, at 8:08am ET   ·   For:  2/1/22   ·   Accession #:  1654954-22-1252

Previous ‘1-U’:  ‘1-U’ on 1/13/22 for 1/12/22   ·   Next:  ‘1-U’ on 7/21/22 for 7/18/22   ·   Latest:  ‘1-U’ on 12/5/23 for 11/29/23   ·   19 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/08/22  Phoenix Cap Group Holdings, LLC   1-U:9       2/01/22    3:62K                                    Blueprint/FA

Current Report   —   Form 1-U   —   Regulation A

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 1-U         Current Report                                      HTML     10K 
 2: EX1U-3 HLDRS RTS.A  Supplemental Indenture                      HTML     11K 
 3: EX1U-3 HLDRS RTS.B  Form of Bond                                HTML     27K 


‘1-U’   —   Current Report


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 C: 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 1-U

 

Current Report Pursuant to Regulation A

 

Date of Report: February 1, 2022

(Date of earliest event reported)

 

 

PHOENIX CAPITAL GROUP HOLDINGS, LLC

(Exact name of issuer as specified in its charter)

 

Delaware

 

83-4526672

(State or other jurisdiction of incorporation or organization)

 

(I.R.S. Employer Identification No.)

 

5601 S Broadway

Suite 240

Littleton, CO 80121

(Full mailing address of principal executive offices)

 

(303) 749-0074

(Issuer’s telephone number, including area code)

 

Title of each class of securities issued pursuant to Regulation A: 9.0% Bonds

 

 

 

 

ITEM 9. OTHER EVENTS

 

On February 1, 2022, Phoenix Capital Group Holdings, LLC, a Delaware limited liability company (the “Company”) entered into that certain Supplemental Indenture, dated as of February 1, 2022 (the “Supplemental Indenture), to the Indenture by and between the Company and UMB Bank, N.A., as trustee (the “Trustee”). The Supplemental Indenture includes modified terms to Bonds including the record and payment date of the interest on the Bonds. The Supplemental Indenture also includes a revised Form of Bond as an exhibit thereto in order to reflect these changes.

 

The foregoing description of the Supplemental Indenture and Form of Bond is a summary and is qualified in its entirety by the terms of the Supplemental Indenture and Form of Bond, copies of which are filed as Exhibit Nos. 3(a) and 3(b) to this Current Report on Form 1-U and incorporated by reference herein.

 

Exhibits

 

Exhibit No.

 

Description of Exhibit

 

 

 

3(a)

Supplemental Indenture between Phoenix Capital Group Holdings, LLC and UMB Bank, N.A., as trustee, dated as of February 1 2022

 

 

 

3(b)

Form of Bond

 

 
2

 

 

SIGNATURES

 

Pursuant to the requirements of Regulation A, the issuer has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

Phoenix Capital Group Holdings, LLC,

a Delaware limited liability company

       
By: /s/ Lindsey Wilson

 

Name:

Lindsey Wilson  
  Its: Manager  
       

 

Date: February 7, 2022

 

 

 
3

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘1-U’ Filing    Date    Other Filings
Filed on:2/8/22253G2
2/7/22
For Period end:2/1/22
 List all Filings 


19 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/30/24  Phoenix Cap Group Holdings, LLC   1-K        12/31/23    3:678K                                   Donnelley … Solutions/FA
 3/18/24  Phoenix Cap Group Holdings, LLC   1-A POS                3:2.2M                                   Donnelley … Solutions/FA
 3/01/24  Phoenix Cap Group Holdings, LLC   1-A POS                4:2.2M                                   Donnelley … Solutions/FA
 2/09/24  Phoenix Cap Group Holdings, LLC   1-A POS                3:2.2M                                   Donnelley … Solutions/FA
 1/19/24  Phoenix Cap Group Holdings, LLC   1-A POS                5:2.4M                                   Donnelley … Solutions/FA
12/22/23  Phoenix Cap Group Holdings, LLC   1-A POS                7:13M                                    Donnelley … Solutions/FA
11/14/23  Phoenix Cap Group Holdings, LLC   1-A POS                8:2.3M                                   Donnelley … Solutions/FA
11/13/23  Phoenix Cap Group Holdings, LLC   1-SA/A      6/30/23    1:1.2M                                   Donnelley … Solutions/FA
 9/28/23  Phoenix Cap Group Holdings, LLC   1-SA/A      6/30/22    1:1.2M                                   Donnelley … Solutions/FA
 9/28/23  Phoenix Cap Group Holdings, LLC   1-A POS                5:1.8M                                   Donnelley … Solutions/FA
 9/08/23  Phoenix Cap Group Holdings, LLC   1-A POS                3:83K                                    Donnelley … Solutions/FA
 9/06/23  Phoenix Cap Group Holdings, LLC   1-A POS                5:2.1M                                   Donnelley … Solutions/FA
 8/09/23  Phoenix Cap Group Holdings, LLC   1-A POS     8/08/23    9:23M                                    Blueprint/FA
 6/27/23  Phoenix Cap Group Holdings, LLC   1-A POS     6/26/23    9:1.9M                                   Blueprint/FA
 5/26/23  Phoenix Cap Group Holdings, LLC   1-A POS     5/25/23    7:1.3M                                   Blueprint/FA
 5/01/23  Phoenix Cap Group Holdings, LLC   1-K        12/31/22    4:910K                                   Blueprint/FA
12/23/22  Phoenix Cap Group Holdings, LLC   1-A POS                3:9.9M                                   Blueprint/FA
 5/02/22  Phoenix Cap Group Holdings, LLC   1-K        12/31/21    2:445K                                   Blueprint/FA
 2/08/22  Phoenix Cap Group Holdings, LLC   253G2                  1:7K                                     Blueprint/FA
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Filing Submission 0001654954-22-001252   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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