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Sullivan Sean B.A. – ‘4’ for 4/9/24 re: Duckhorn Portfolio, Inc.

On:  Wednesday, 4/10/24, at 4:17pm ET   ·   For:  4/9/24   ·   As:  Officer   ·   Accession #:  1850132-24-7   ·   File #:  1-40240

Previous ‘4’:  ‘4’ on 3/19/24 for 3/17/24   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer

 4/10/24  Sullivan Sean B.A.                4          Officer     1:5K   Duckhorn Portfolio, Inc.

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      6K 
                Securities by an Insider --                                      
                wk-form4_1712780246.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — wk-form4_1712780246.xml/5.8
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  4/9/24
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1835256
Issuer Name:  Duckhorn Portfolio, Inc.
Issuer Trading Symbol:  NAPA
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1850132
Owner Name:  Sullivan Sean B.A.
Reporting Owner Address:
Owner Street 1:  1201 DOWDELL LANE
Owner Street 2:
Owner City:  SAINT HELENA
Owner State:  CA
Owner ZIP Code:  94574
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  See Remarks
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  4/9/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  25,000
Transaction Price Per Share:
Value:  8.99
Footnote ID:  F1
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  125,326
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Common Stock
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  483
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  ESPP
Derivative Table:
Footnotes:
Footnote - F1:  The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.98 to $8.995. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Remarks:  Executive Vice President, Chief Strategy and Legal Officer.
Owner Signature:
Signature Name:  /s/ Sean Sullivan
Signature Date:  4/10/24


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