SEC Info - Nuvve Holding Corp. - ‘8-K’ for 4/5/24

SEC Info℠

Home

Help

Please Sign In

Nuvve Holding Corp. – ‘8-K’ for 4/5/24

On: Tuesday, 4/9/24, at 4:59pm ET · For: 4/5/24 · Accession #: 1836875-24-45 · File #: 1-40296

  As Of               Filer                 Filing    For·On·As Docs:Size

 4/09/24  Nuvve Holding Corp.               8-K:5,9     4/05/24   11:214K

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     56K 
 6: R1          Cover                                               HTML     51K 
 8: XML         IDEA XML File -- Filing Summary                      XML     11K 
11: XML         XBRL Instance -- nvve-20240405_htm                   XML     18K 
 7: EXCEL       IDEA Workbook of Financial Report Info              XLSX      8K 
 3: EX-101.DEF  XBRL Definitions -- nvve-20240405_def                XML     41K 
 4: EX-101.LAB  XBRL Labels -- nvve-20240405_lab                     XML     78K 
 5: EX-101.PRE  XBRL Presentations -- nvve-20240405_pre              XML     42K 
 2: EX-101.SCH  XBRL Schema -- nvve-20240405                         XSD     11K 
 9: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    20K 
10: ZIP         XBRL Zipped Folder -- 0001836875-24-000045-xbrl      Zip     19K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C: C:

nvve-20240405

i false i 000183687500018368752024-04-052024-04-050001836875us-gaap:CommonStockMember2024-04-052024-04-050001836875us-gaap:WarrantMember2024-04-052024-04-05

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

_________________________________

FORM i 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): i April 5, 2024


i NUVVE HOLDING CORP.
(Exact Name of Registrant as Specified in Charter)

i Delaware

i 001-40296

i 86-1617000

(State or Other Jurisdiction

of Incorporation)

(Commission File Number)

(IRS Employer

Identification No.)

i 2488 Historic Decatur Road, Ste 200

i San Diego,

i California

i 92106

(Address of Principal Executive Offices)

(Zip Code)

Registrant’s telephone number, including area code: ( i 619) i 456-5161


(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):


i o			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425).

i o			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12).

i o			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)).

i o			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)).

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading symbols

Name of each exchange on which registered

i Common Stock, Par Value $0.0001 Per Share

i NVVE

i The Nasdaq Stock Market LLC

i Warrants to Purchase Common Stock

i NVVEW

i The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i x

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. i o

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

As previously disclosed on January 26, 2024, Nuvve Holding Corp. (the “Company”) entered into amended and restated employment agreements with Gregory Poilasne, the Company’s Chief Executive Officer, Ted Smith, the Company’s President and Chief Operating Officer, and David Robson, the Company’s Chief Financial Officer, which provided for, among other things, bonuses related to certain milestone achievements. On April 5, 2024, the Company awarded the following cash amounts for such bonuses as follows:


Name	100% Achievement		Capital Raised Through March 31, 2024		Achievement %		Achieved Amount		Percent Paid		Portion Paid As of April 2024		Portion Deferred
Gregory Poilasne	$	252,000	$	9,600,000	90.0	%	$	226,800	50.0	%	$	113,400	$	113,400
Chief Executive Officer

Ted Smith	$	178,500	$	9,600,000	90.0	%	$	160,650	50.0	%	$	80,325	$	80,325
President and Chief Operating Officer

David G. Robson	$	168,000	$	9,600,000	90.0	%	$	151,200	50.0	%	$	75,600	$	75,600
Chief Financial Officer

Item 9.01. Financial Statements and Exhibits.

(d)Exhibits.


Exhibit No.						Description
104						Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: April 9, 2024


			NUVVE HOLDING CORP.

			By:			/s/ *Gregory Poilasne*
						Gregory Poilasne
						Chief Executive Officer

Dates Referenced Herein and Documents Incorporated by Reference

This ‘8-K’ Filing	Date	Other Filings

Filed on:	4/9/24
For Period end:	4/5/24
	3/31/24
	1/26/24	8-K, CORRESP, S-1/A
		List all Filings

↑Top

Filing Submission 0001836875-24-000045 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)