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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 8/19/21 Mechanical Technology Inc. 8-A12B 3:581K Genesis Filings LLC/FA |
Document/Exhibit Description Pages Size 1: 8-A12B Registration Statement for a Class of Securities HTML 18K 2: EX-4.1 Instrument Defining the Rights of Security Holders HTML 79K 3: EX-4.2 Instrument Defining the Rights of Security Holders HTML 14K
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
MECHANICAL TECHNOLOGY, INCORPORATED
(Exact Name of Registrant as Specified in its Charter)
Nevada |
|
14-1462255 |
(State or Other Jurisdiction of |
|
(IRS Employer |
Incorporation or Organization) |
|
Identification No.) |
|
|
|
325 Washington Avenue Extension |
|
|
(Address of principal executive offices) |
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(Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be registered |
|
Name
of each exchange on which each class is to be |
9.0%
Series A Cumulative Perpetual Preferred Stock, |
|
The Nasdaq Stock Market LLC |
If this Form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), please check the following box. ☒
If this Form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), please check the following box. ☐
If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. ☐
Securities Act registration statement or Regulation A Offering Statement file number to which this form relates: 333-257300
Securities to be registered pursuant to Section 12(g) of the Act: None.
C:
Item 1. Description of Registrant’s Securities to be Registered.
Mechanical Technology, Incorporated (the “Registrant”) hereby incorporates by reference the description of its 9.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the “Preferred Stock”), to be registered hereunder, contained under the heading “Description of the Series A Preferred Stock” in the prospectus forming a part of the Registration Statement on Form S-1 (Registration No. 333-257300) (the “Registration Statement”), as filed with the Securities and Exchange Commission (the “SEC”) on June 22, 2021, and amended in Amendment No. 1 to the Registration Statement, filed with the SEC on July 19, 2021, Amendment No. 2 to the Registration Statement, filed with the SEC on July 23, 2021, Amendment No. 3 to the Registration Statement, filed with the SEC on August 12, 2021 and Amendment No. 4 to the Registration Statement, filed with the SEC on August 16, 2021. In addition, any description of the Preferred Stock contained in a form of prospectus relating to the Registration Statement subsequently filed by the Registrant pursuant to Rule 424(b) under the Securities Act shall be deemed to be incorporated by reference herein.
Item 2. Exhibits.
The following exhibits to this registration statement on Form 8-A are incorporated by reference from the documents specified which have been filed with the SEC or included herewith.
| (1) | Filed as an Exhibit to the Company’s Annual Report on Form 10-K filed with the SEC on March 30, 2021. |
| (2) | Filed as an Exhibit to the Company’s Current Report on Form 8-K filed with the SEC on June 15, 2021. |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
| Dated: August 18, 2021 | MECHANICAL TECHNOLOGY, INCORPORATED | |
| By: | /s/ Jessica L. Thomas | |
| Name: | Jessica L. Thomas | |
| Title: | Chief Financial Officer | |
C:
| This ‘8-A12B’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of: | 8/19/21 | 424B4, CERT, EFFECT | ||
| Filed on: | 8/18/21 | EFFECT, S-1MEF | ||
| 8/16/21 | CORRESP, S-1/A | |||
| 8/12/21 | 8-K, DEFA14A, S-1/A | |||
| 7/23/21 | S-1/A | |||
| 7/19/21 | 8-K, S-1/A | |||
| 6/22/21 | S-1 | |||
| 6/15/21 | 8-K | |||
| 3/30/21 | 10-K | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 6/15/21 Soluna Holdings, Inc. 8-K:5,9 6/09/21 2:449K Genesis Filings LLC/FA 3/31/21 Soluna Holdings, Inc. 10-K 12/31/20 94:8.2M EDGARX.com, LLC/FA |