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Collectable Sports Assets, LLC – ‘1-SA’ for 6/30/23 – ‘EX1SA-7 ACQ AGMT’

On:  Friday, 9/29/23, at 8:26am ET   ·   For:  6/30/23   ·   Accession #:  1829126-23-6368

Previous ‘1-SA’:  ‘1-SA’ on 9/29/22 for 6/30/22   ·   Latest ‘1-SA’:  This Filing   ·   20 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/29/23  Collectable Sports Assets, LLC    1-SA        6/30/23    5:1.2M                                   Empire Filings/FA

Semi-Annual Report or Special Financial Report   —   Form 1-SA   —   Regulation A

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 1-SA        Semi-Annual Report or Special Financial Report      HTML   1.05M 
 2: EX1SA-7 ACQ AGMT  Exhibit 7.1                                   HTML     95K 
 3: EX1SA-7 ACQ AGMT  Exhibit 7.2                                   HTML     24K 
 4: EX1SA-7 ACQ AGMT  Exhibit 7.3                                   HTML     12K 
 5: EX1SA-7 ACQ AGMT  Exhibit 7.4                                   HTML     44K 


‘EX1SA-7 ACQ AGMT’   —   Exhibit 7.3


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Exhibit 7.3

 

SECOND AMENDMENT TO ACQUISITION AGREEMENT

 

This Second Amendment to Acquisition Agreement is entered into as of July 7, 2023 between Fractional Ownership Holdings, LLC. (“F.O.H.”or “Parent”), F.O.H. Acquisition Inc., a Delaware corporation (“Merger Sub”), and Collectable Technologies, Inc. (“CTI” or the “Company”) and, only to the extent and for the purposes explicitly provided for in the Agreement, Phil Neuman, an individual (“Neuman”).

 

The parties entered into an Acquisition Agreement on June 16, 2023 (the “Agreement”) between the parties for the acquisition by F.O.H. of CTI through a statutory merger. The parties entered into the First Amendment to Acquisition Agreement on June 30, 2023.

 

The Agreement is hereby amended and/or clarified as follows:

 

1.Before transmitting the Acquisition Price to the exchange agent, the parties confirm that they will, in accordance with their original intent, deduct an amount sufficient to pay CTI’s deal expenses, including the D&O runoff policy and legal fees as well as any other fees mutually agreed to be deal expenses payable from the Acquisition Price, provided that the net amount transmitted to the exchange agent shall be no less than $1,350,000.

 

2.Concerning the condition set forth at Section VII.(d) of the Agreement, the lease escrow agreement shall be in form and substance satisfactory to Jason Epstein, as guarantor of the CTI lease referenced therein.

 

*   *   *

 

 

 

 

IN WITNESS WHEREOF, the parties have caused this Second Amendment to be executed by a duly authorized representative as of the date first written above.

 

  COLLECTABLE TECHNOLOGIES, INC.
   
  By: /s/ Jarod Winters
  Jarod Winters, President
  jwinters@collectable.com
   
  F.O.H., LLC
   
  /s/ Phil Neuman
  By: Phil Neuman, Manager
   
  MERGER SUB
   
  /s/ Phil Neuman
  By: Phil Neuman, President
   
  /s/ Phil Neuman
  Phil Neuman, individually

 

 


Dates Referenced Herein

This ‘1-SA’ Filing    Date    Other Filings
Filed on:9/29/23None on these Dates
7/7/23
For Period end:6/30/23
6/16/23
 List all Filings 


20 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/31/22  Collectable Sports Assets, LLC    1-A POS     5/27/22   21:6.2M                                   Empire Filings/FA
 2/11/22  Collectable Sports Assets, LLC    1-A POS               46:15M                                    Empire Filings/FA
10/26/21  Collectable Sports Assets, LLC    1-A POS               18:9.5M                                   Toppan Merrill/FA
 9/21/21  Collectable Sports Assets, LLC    1-A POS               23:15M                                    Toppan Merrill/FA
 7/02/21  Collectable Sports Assets, LLC    1-A POS               30:14M                                    Toppan Merrill/FA
 5/12/21  Collectable Sports Assets, LLC    1-A POS     5/11/21   31:12M                                    Toppan Merrill/FA
 4/21/21  Collectable Sports Assets, LLC    1-A POS               38:13M                                    Toppan Merrill/FA
 3/15/21  Collectable Sports Assets, LLC    1-A POS               37:10M                                    Toppan Merrill/FA
 2/01/21  Collectable Sports Assets, LLC    1-A POS     1/29/21   22:6.7M                                   Toppan Merrill/FA
12/30/20  Collectable Sports Assets, LLC    1-A POS               14:4.4M                                   Toppan Merrill/FA
12/11/20  Collectable Sports Assets, LLC    1-A POS               15:3.7M                                   Toppan Merrill/FA
11/06/20  Collectable Sports Assets, LLC    1-A POS               11:4.2M                                   Toppan Merrill/FA
10/16/20  Collectable Sports Assets, LLC    1-A POS    10/15/20   14:4.3M                                   Toppan Merrill/FA
 9/30/20  Collectable Sports Assets, LLC    1-A POS               12:2.7M                                   Toppan Merrill/FA
 9/25/20  Collectable Sports Assets, LLC    253G2                  1:2.1M                                   Toppan Merrill/FA
 9/16/20  Collectable Sports Assets, LLC    1-A POS                9:2.4M                                   Toppan Merrill/FA
 9/01/20  Collectable Sports Assets, LLC    1-U:9       8/28/20    4:119K                                   Toppan Merrill/FA
 7/13/20  Collectable Sports Assets, LLC    1-A/A       7/10/20    8:2.2M                                   Toppan Merrill/FA
 5/08/20  Collectable Sports Assets, LLC    1-A/A                 13:2.4M                                   Toppan Merrill/FA
 3/13/20  Collectable Sports Assets, LLC    1-A                   15:2.6M                                   Toppan Merrill/FA
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Filing Submission 0001829126-23-006368   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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