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American National Group Inc. – ‘10-K’ for 12/31/21 – ‘EX-32.1’

On:  Friday, 2/25/22, at 2:34pm ET   ·   For:  12/31/21   ·   Accession #:  1801075-22-4   ·   File #:  1-39369

Previous ‘10-K’:  ‘10-K’ on 3/4/21 for 12/31/20   ·   Next & Latest:  ‘10-K/A’ on 4/18/22 for 12/31/21   ·   15 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 2/25/22  American National Group Inc.      10-K       12/31/21  156:35M

Annual Report   —   Form 10-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   4.04M 
 2: EX-21       Subsidiaries List                                   HTML     51K 
 3: EX-23.1     Consent of Expert or Counsel                        HTML     45K 
 4: EX-23.2     Consent of Expert or Counsel                        HTML     46K 
 5: EX-31.1     Certification -- §302 - SOA'02                      HTML     49K 
 6: EX-31.2     Certification -- §302 - SOA'02                      HTML     49K 
 7: EX-32.1     Certification -- §906 - SOA'02                      HTML     48K 
13: R1          Cover                                               HTML    110K 
14: R2          Audit Information                                   HTML     51K 
15: R3          Consolidated Statements of Financial Position       HTML    188K 
16: R4          Consolidated Statements of Financial Position       HTML     79K 
                (Parenthetical)                                                  
17: R5          Consolidated Statements of Operations               HTML    173K 
18: R6          Consolidated Statements of Comprehensive Income     HTML     85K 
19: R7          Consolidated Statements of Changes in Equity        HTML    110K 
20: R8          Consolidated Statements of Changes in Equity        HTML     49K 
                (Parenthetical)                                                  
21: R9          Consolidated Statements of Cash Flows               HTML    207K 
22: R10         Nature of Operations                                HTML     49K 
23: R11         Summary of Significant Accounting Policies and      HTML     90K 
                Practices                                                        
24: R12         Recently Issued Accounting Pronouncements           HTML     73K 
25: R13         Investment in Securities                            HTML    380K 
26: R14         Mortgage Loans                                      HTML    255K 
27: R15         Real Estate and Other Investments                   HTML    139K 
28: R16         Derivative Instruments                              HTML    147K 
29: R17         Net Investment Income and Net Realized Investment   HTML     96K 
                Gains (Losses)                                                   
30: R18         Fair Value of Financial Instruments                 HTML    370K 
31: R19         Deferred Policy Acquisition Costs                   HTML     93K 
32: R20         Liability for Future Policy Benefits and            HTML     54K 
                Policyholder Account Balances                                    
33: R21         Liability for Unpaid Claims and Claim Adjustment    HTML    647K 
                Expenses                                                         
34: R22         Reinsurance                                         HTML     94K 
35: R23         Federal Income Taxes                                HTML    113K 
36: R24         Accumulated Other Comprehensive Income (Loss)       HTML     98K 
37: R25         Stockholders' Equity and Noncontrolling Interests   HTML    166K 
38: R26         Segment Information                                 HTML    226K 
39: R27         Pension and Postretirement Benefits                 HTML    185K 
40: R28         Commitments and Contingencies                       HTML     57K 
41: R29         Related Party Transactions                          HTML     64K 
42: R30         Schedule I - Summary of Investments - Other Than    HTML    100K 
                Investments in Related Parties                                   
43: R31         Schedule II - Condensed Financial Information of    HTML    207K 
                Registrant                                                       
44: R32         Schedule III - Supplementary Insurance Information  HTML    143K 
45: R33         Schedule IV - Reinsurance Information               HTML    102K 
46: R34         Summary of Significant Accounting Policies and      HTML    150K 
                Practices (Policies)                                             
47: R35         Recently Issued Accounting Pronouncements (Tables)  HTML     64K 
48: R36         Investment in Securities (Tables)                   HTML    389K 
49: R37         Mortgage Loans (Tables)                             HTML    259K 
50: R38         Real Estate and Other Investments (Tables)          HTML    146K 
51: R39         Derivative Instruments (Tables)                     HTML    152K 
52: R40         Net Investment Income and Net Realized Investment   HTML    101K 
                Gains (Losses) (Tables)                                          
53: R41         Fair Value of Financial Instruments (Tables)        HTML    352K 
54: R42         Deferred Policy Acquisition Costs (Tables)          HTML     94K 
55: R43         Liability for Unpaid Claims and Claim Adjustment    HTML    637K 
                Expenses (Tables)                                                
56: R44         Reinsurance (Tables)                                HTML     94K 
57: R45         Federal Income Taxes (Tables)                       HTML    109K 
58: R46         Accumulated Other Comprehensive Income (Loss)       HTML     98K 
                (Tables)                                                         
59: R47         Stockholders' Equity and Noncontrolling Interests   HTML    163K 
                (Tables)                                                         
60: R48         Segment Information (Tables)                        HTML    220K 
61: R49         Pension and Postretirement Benefits (Tables)        HTML    189K 
62: R50         Related Party Transactions (Tables)                 HTML     61K 
63: R51         Nature of Operations (Detail)                       HTML     47K 
64: R52         Summary of Significant Accounting Policies and      HTML     82K 
                Practices - Additional Information (Detail)                      
65: R53         Investment in Securities - Investments in           HTML    120K 
                Securities (Detail)                                              
66: R54         Investment in Securities - Maturities of            HTML    104K 
                Investments (Detail)                                             
67: R55         Investment in Securities - Proceeds from Available  HTML     53K 
                for Sale Securities and Realized Gain Loss                       
                (Detail)                                                         
68: R56         Investment in Securities - Additional Information   HTML     52K 
                (Detail)                                                         
69: R57         Investment in Securities - Change in Net            HTML     75K 
                Unrealized Gains (Losses) on Available-for-Sale                  
                Securities (Detail)                                              
70: R58         Investment in Securities - Gross Unrealized Losses  HTML    100K 
                and Fair Value of Investment Securities (Detail)                 
71: R59         Investment in Securities - Equity Securities by     HTML     67K 
                Market Sector Distribution (Detail)                              
72: R60         Investment in Securities - Allowance for Credit     HTML     71K 
                Losses for Held-to-maturity Securities (Detail)                  
73: R61         Investment in Securities - Allowance for Credit     HTML     81K 
                Losses for Available-for-Sale Securities (Detail)                
74: R62         Investment in Securities - Credit Quality           HTML    105K 
                Indicators for Amortized Cost of Held-to-maturity                
                Securities (Detail)                                              
75: R63         Mortgage Loans - Distribution Based on Carrying     HTML     72K 
                Amount of Mortgage Loans by Location (Detail)                    
76: R64         Mortgage Loans - Loans in Foreclosure and           HTML     60K 
                Foreclosed (Detail)                                              
77: R65         Mortgage Loans - Age Analysis of Past Due Loans     HTML    140K 
                (Detail)                                                         
78: R66         Mortgage Loans - Additional Information (Detail)    HTML     73K 
79: R67         Mortgage Loans - Troubled Debt Restructurings       HTML     73K 
                (Detail)                                                         
80: R68         Mortgage Loans - Allowance for Credit Losses for    HTML     58K 
                Mortgage Loans (Detail)                                          
81: R69         Mortgage Loans - Allowance for Credit Losses For    HTML     72K 
                Mortgage Loans by Property Type (Detail)                         
82: R70         Mortgage Loans - Credit Quality Indicators for      HTML    107K 
                Amortized Cost of Mortgage Loans by Year (Detail)                
83: R71         Real Estate and Other Investments - Investment      HTML     92K 
                Real Estate by Property-Type and Geographic                      
                Distribution (Detail)                                            
84: R72         Real Estate and Other Investments - Additional      HTML     63K 
                Information (Detail)                                             
85: R73         Real Estate and Other Investments - Assets and      HTML     87K 
                Liabilities Related to VIEs (Detail)                             
86: R74         Real Estate and Other Investments - Schedule of     HTML     63K 
                Long-term Notes Payable of Consolidated VIEs                     
                (Detail)                                                         
87: R75         Real Estate and Other Investments - Carrying        HTML     59K 
                Amount and Maximum Exposure to Loss Related to                   
                VIEs (Detail)                                                    
88: R76         Real Estate and Other Investments - Schedule of     HTML     75K 
                Investment in and Equity in Earnings of                          
                Unconsolidated Affiliates (Detail)                               
89: R77         Derivative Instruments - Schedule of Derivative     HTML     67K 
                Instruments Reported in Financial Position                       
                (Detail)                                                         
90: R78         Derivative Instruments - Schedule of Derivative     HTML     55K 
                Instruments Reported in Statements of Operations                 
                (Detail)                                                         
91: R79         Derivative Instruments - Schedule of Information    HTML    136K 
                Regarding Company's Exposure to Credit Loss on the               
                Options Holds (Detail)                                           
92: R80         Net Investment Income and Net Realized Investment   HTML     64K 
                Gains (Losses) - Summary of Net Investment Income                
                (Detail)                                                         
93: R81         Net Investment Income and Net Realized Investment   HTML     52K 
                Gains (Losses) - Additional Information (Detail)                 
94: R82         Net Investment Income and Net Realized Investment   HTML     72K 
                Gains (Losses) - Summary of Realized Investment                  
                Gains (Losses) and Other Than Temporary Impairment               
                Losses (Detail)                                                  
95: R83         Net Investment Income and Net Realized Investment   HTML     51K 
                Gains (Losses) - Summary of Other Than Temporary                 
                Impairment Losses (Detail)                                       
96: R84         Fair Value of Financial Instruments - Carrying      HTML    103K 
                Amount and Fair Value of Financial Instruments                   
                (Detail)                                                         
97: R85         Fair Value of Financial Instruments - Additional    HTML     57K 
                Information (Detail)                                             
98: R86         Fair Value of Financial Instruments - Schedule of   HTML     66K 
                Significant Unobservable Inputs Used to Calculate                
                Level 3 Fair Value of Embedded Derivatives within                
                Policyholder Contract Deposits (Detail)                          
99: R87         Fair Value of Financial Instruments - Quantitative  HTML    214K 
                Disclosures Regarding Fair Value Hierarchy                       
                Measurements (Detail)                                            
100: R88         Fair Value of Financial Instruments - Financial     HTML    118K  
                Instruments Measured at Fair Value on Recurring                  
                Basis Using (Level 3) Inputs (Detail)                            
101: R89         Fair Value of Financial Instruments - Schedule of   HTML    116K  
                Significant Unobservable Inputs Used to Calculate                
                Level 3 Fair Value Measurements (Detail)                         
102: R90         Deferred Policy Acquisition Costs - Deferred        HTML     78K  
                Policy Acquisition Costs (Detail)                                
103: R91         Liability for Future Policy Benefits and            HTML     72K  
                Policyholder Account Balances - Additional                       
                Information (Detail)                                             
104: R92         Liability for Unpaid Claims and Claim Adjustment    HTML     78K  
                Expenses - Liability for Unpaid Claims and Claim                 
                Adjustment Expenses (Detail)                                     
105: R93         Liability for Unpaid Claims and Claim Adjustment    HTML     55K  
                Expenses - Additional Information (Detail)                       
106: R94         Liability for Unpaid Claims and Claim Adjustment    HTML     93K  
                Expenses - Schedule of Reconciliation of Net                     
                Incurred and Paid Claims Development Tables to                   
                Liability for Claims and Claim Adjustment Expenses               
                in Consolidated Statement of Financial Position                  
                (Detail)                                                         
107: R95         Liability for Unpaid Claims and Claim Adjustment    HTML    119K  
                Expenses - Summary of Incurred and Paid Claims                   
                Development as Supplementary Information - Auto                  
                Liability (Detail)                                               
108: R96         Liability for Unpaid Claims and Claim Adjustment    HTML    119K  
                Expenses - Summary of Incurred and Paid Claims                   
                Development as Supplementary Information -                       
                Non-Auto Liability (Detail)                                      
109: R97         Liability for Unpaid Claims and Claim Adjustment    HTML    119K  
                Expenses - Summary of Incurred and Paid Claims                   
                Development as Supplementary Information -                       
                Commercial Multi-Peril (Detail)                                  
110: R98         Liability for Unpaid Claims and Claim Adjustment    HTML    118K  
                Expenses - Summary of Incurred and Paid Claims                   
                Development as Supplementary Information -                       
                Homeowners (Detail)                                              
111: R99         Liability for Unpaid Claims and Claim Adjustment    HTML     70K  
                Expenses - Summary of Incurred and Paid Claims                   
                Development as Supplementary Information - Short                 
                Tail Property (Detail)                                           
112: R100        Liability for Unpaid Claims and Claim Adjustment    HTML     70K  
                Expenses - Summary of Incurred and Paid Claims                   
                Development as Supplementary Information - Credit                
                Property and Casualty (Detail)                                   
113: R101        Liability for Unpaid Claims and Claim Adjustment    HTML     70K  
                Expenses - Summary of Incurred and Paid Claims                   
                Development as Supplementary Information - Credit                
                Life (Detail)                                                    
114: R102        Liability for Unpaid Claims and Claim Adjustment    HTML     85K  
                Expenses - Summary of Incurred and Paid Claims                   
                Development as Supplementary Information - Health                
                (Detail)                                                         
115: R103        Liability for Unpaid Claims and Claim Adjustment    HTML     85K  
                Expenses - Summary of Incurred and Paid Claims                   
                Development as Supplementary Information - Credit                
                Health (Detail)                                                  
116: R104        Liability for Unpaid Claims and Claim Adjustment    HTML    104K  
                Expenses - Summary of Average Annual Percentage                  
                Payout Incurred Claims (Detail)                                  
117: R105        Reinsurance - Reinsurance Retention Policy, Amount  HTML     68K  
                Retained (Detail)                                                
118: R106        Reinsurance - Additional Information (Detail)       HTML     97K  
119: R107        Reinsurance - Reinsurance Recoverables (Detail)     HTML     48K  
120: R108        Reinsurance - Effect of Reinsurance (Detail)        HTML     68K  
121: R109        Reinsurance - Life Insurance In-Force and Related   HTML     55K  
                Reinsurance (Detail)                                             
122: R110        Federal Income Taxes - Effective Income Tax         HTML     89K  
                Reconciliation (Detail)                                          
123: R111        Federal Income Taxes - Components of Deferred Tax   HTML     90K  
                Assets and Liabilities (Detail)                                  
124: R112        Federal Income Taxes - Additional Information       HTML     48K  
                (Detail)                                                         
125: R113        Accumulated Other Comprehensive Income (Loss) -     HTML    116K  
                Components of Other Comprehensive Income (Loss)                  
                (Detail)                                                         
126: R114        Stockholders' Equity and Noncontrolling Interests   HTML    162K  
                - Additional Information (Detail)                                
127: R115        Stockholders' Equity and Noncontrolling Interests   HTML     56K  
                - Common Stock, Amounts Outstanding (Detail)                     
128: R116        Stockholders' Equity and Noncontrolling Interests   HTML    101K  
                - Stock-Based Compensation Information (Detail)                  
129: R117        Stockholders' Equity and Noncontrolling Interests   HTML     79K  
                - Summary of Basic and Diluted Earnings Per Share                
                (Detail)                                                         
130: R118        Stockholders' Equity and Noncontrolling Interests   HTML     55K  
                - Statutory Capital and Surplus and Net Income of                
                Insurance Entities in Accordance with Statutory                  
                Accounting Practices (Detail)                                    
131: R119        Segment Information - Additional Information        HTML     48K  
                (Detail)                                                         
132: R120        Segment Information - Summary of Total Assets by    HTML     65K  
                Operating Segments (Detail)                                      
133: R121        Segment Information - Summary of Results of         HTML    132K  
                Operations Measured as Income Before Federal                     
                Income Taxes and Equity in Earnings of                           
                Unconsolidated Affiliates by Operating Segments                  
                (Detail)                                                         
134: R122        Pension and Postretirement Benefits - Additional    HTML     87K  
                Information (Detail)                                             
135: R123        Pension and Postretirement Benefits - Amounts       HTML     91K  
                Recognized in Consolidated Statements of Financial               
                Position (Detail)                                                
136: R124        Pension and Postretirement Benefits - Components    HTML     65K  
                of Net Periodic Benefit Cost for Defined Benefit                 
                Pension Plans (Detail)                                           
137: R125        Pension and Postretirement Benefits - Defined       HTML     56K  
                Benefit Pension Plans Recognized as Component of                 
                Other Comprehensive Income (Loss) (Detail)                       
138: R126        Pension and Postretirement Benefits - Net Periodic  HTML     53K  
                Benefit Cost Not yet Recognized (Detail)                         
139: R127        Pension and Postretirement Benefits - Weighted      HTML     53K  
                Average Assumptions Used in Measurement of Benefit               
                Obligation (Detail)                                              
140: R128        Pension and Postretirement Benefits - Pension       HTML     58K  
                Benefit Payments Expected to be Paid (Detail)                    
141: R129        Pension and Postretirement Benefits - Fair Values   HTML     98K  
                of Plan Assets by Asset Category (Detail)                        
142: R130        Commitments and Contingencies - Additional          HTML     76K  
                Information (Detail)                                             
143: R131        Related Party Transactions - Related Party          HTML     68K  
                Transactions (Detail)                                            
144: R132        Related Party Transactions - Additional             HTML     61K  
                Information (Detail)                                             
145: R133        Schedule I - Summary of Investments - Other Than    HTML    129K  
                Investments in Related Parties (Detail)                          
146: R134        Schedule II - Condensed Financial Information of    HTML     99K  
                Registrant - Statements of Financial Position                    
                (Detail)                                                         
147: R135        Schedule II - Condensed Financial Information of    HTML    108K  
                Registrant - Statements of Operations (Detail)                   
148: R136        Schedule II - Condensed Financial Information of    HTML     79K  
                Registrant - Statements of Comprehensive Income                  
                (Detail)                                                         
149: R137        Schedule II - Condensed Financial Information of    HTML    210K  
                Registrant - Statements of Cash Flows (Detail)                   
150: R138        Schedule III - Supplementary Insurance Information  HTML     91K  
                (Detail)                                                         
151: R139        Schedule IV - Reinsurance Information (Detail)      HTML     84K  
154: XML         IDEA XML File -- Filing Summary                      XML    311K  
152: XML         XBRL Instance -- anat-20211231_htm                   XML  11.96M  
153: EXCEL       IDEA Workbook of Financial Reports                  XLSX    277K  
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11: EX-101.LAB  XBRL Labels -- anat-20211231_lab                     XML   3.74M 
12: EX-101.PRE  XBRL Presentations -- anat-20211231_pre              XML   2.76M 
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155: JSON        XBRL Instance as JSON Data -- MetaLinks              847±  1.34M  
156: ZIP         XBRL Zipped Folder -- 0001801075-22-000004-xbrl      Zip   1.34M  


‘EX-32.1’   —   Certification — §906 – SOA’02


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Exhibit 32.1
SECTION 906 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350
OF PRINCIPAL EXECUTIVE OFFICER AND PRINCIPAL FINANCIAL OFFICER
AMERICAN NATIONAL INSURANCE COMPANY
In connection with the Annual Report of American National Group Inc. (the “Company”) on Form 10-K for the fiscal year December 31, 2021, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), We, James E. Pozzi, Chief Executive Officer of the Company and Brody J. Merrill, Chief Financial Officer of the Company certify, pursuant to 18 U.S.C. § 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to our knowledge:
(1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and
(2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
 
/s/ James E. Pozzi
James E. Pozzi
President and Chief Executive Officer
(Principal Executive Officer)
/s/ Brody J. Merrill
Brody J. Merrill
Senior Vice President, Chief Financial Officer and Treasurer
(Principal Financial Officer)

Date: February 25, 2022
This certification is being furnished as an exhibit to the Report pursuant to Item 601(b)(32) of Regulation S-K and Section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) and, accordingly, will not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liability of that section. This certification will not be incorporated by reference into any filing under the Securities Act or the Exchange Act, except to the extent that the Company specifically incorporates it by reference.


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:2/25/224
For Period end:12/31/2110-K/A
 List all Filings 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/18/22  American National Group Inc.      10-K/A     12/31/21   13:2.1M


14 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/04/21  American National Group Inc.      10-Q        9/30/21  106:23M
 8/09/21  American National Group Inc.      8-K:1,5,7,9 8/05/21   13:1M                                     EdgarAgents LLC/FA
 5/06/21  American National Group Inc.      10-Q        3/31/21  108:19M
 4/26/21  American National Group Inc.      8-K:5,9     4/20/21   12:309K                                   Donnelley … Solutions/FA
 7/02/20  American National Group Inc.      8-K12B:1,3, 7/01/20   13:250K                                   Donnelley … Solutions/FA
 3/25/20  American National Group Inc.      424B3                  1:955K                                   Donnelley … Solutions/FA
 8/06/19  American National Insurance Co.   10-Q        6/30/19  103:19M
 2/23/18  American National Insurance Co.   8-K:5,9     2/22/18    3:125K                                   Donnelley … Solutions/FA
 5/08/15  American National Insurance Co.   10-Q        3/31/15  104:11M                                    Donnelley … Solutions/FA
11/06/13  American National Insurance Co.   8-K/A:5,9   7/25/13    4:165K                                   Donnelley … Solutions/FA
 5/07/13  American National Insurance Co.   10-Q        3/31/13  102:12M                                    Donnelley … Solutions/FA
 3/02/11  American National Insurance Co.   10-K       12/31/10   10:1.9M                                   Donnelley … Solutions/FA
 6/02/09  American National Insurance Co.   10-12B/A¶              4:3M                                     Donnelley … Solutions/FA
 4/10/09  American National Insurance Co.   10-12B4/09/09   14:2.8M                                   Bowne - BPC/FA
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