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Anavex Life Sciences Corp. – ‘10-Q’ for 12/31/19 – ‘EX-32.1’

On:  Thursday, 2/6/20, at 5:24pm ET   ·   For:  12/31/19   ·   Accession #:  1731122-20-103   ·   File #:  1-37606

Previous ‘10-Q’:  ‘10-Q’ on 8/7/19 for 6/30/19   ·   Next:  ‘10-Q’ on 5/7/20 for 3/31/20   ·   Latest:  ‘10-Q’ on 2/7/24 for 12/31/23   ·   5 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/06/20  Anavex Life Sciences Corp.        10-Q       12/31/19   36:1.9M                                   Electro Filings LLC/FA

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    259K 
 2: EX-10.1     Material Contract                                   HTML     25K 
 3: EX-31.1     Certification -- §302 - SOA'02                      HTML     16K 
 4: EX-31.2     Certification -- §302 - SOA'02                      HTML     16K 
 5: EX-32.1     Certification -- §906 - SOA'02                      HTML     14K 
35: R1          Document and Entity Information                     HTML     45K 
21: R2          Interim Condensed Consolidated Balance Sheets       HTML     53K 
                (Unaudited)                                                      
16: R3          Interim Condensed Consolidated Balance Sheets       HTML     27K 
                (Unaudited) (Parenthetical)                                      
27: R4          Interim Condensed Consolidated Statements of        HTML     54K 
                Operations (Unaudited)                                           
34: R5          Interim Condensed Consolidated Statements of Cash   HTML     51K 
                Flows (Unaudited)                                                
20: R6          Interim Condensed Consolidated Statement of         HTML     50K 
                Changes in Stockholders' Equity                                  
15: R7          Business Description and Basis of Presentation      HTML     34K 
26: R8          Recent Accounting Pronouncements                    HTML     20K 
36: R9          Other Income                                        HTML     18K 
24: R10         Equity Offering Agreements                          HTML     27K 
33: R11         Commitments                                         HTML     61K 
19: R12         Recent Accounting Pronouncements (Policies)         HTML     19K 
14: R13         Commitments (Tables)                                HTML     58K 
23: R14         Business Description and Basis of Presentation      HTML     18K 
                (Details Narrative)                                              
32: R15         Other Income (Details Narrative)                    HTML     20K 
17: R16         Equity Offering Agreements (Details Narrative)      HTML     49K 
13: R17         Commitments (Details)                               HTML     35K 
25: R18         Commitments (Details 1)                             HTML     23K 
31: R19         Commitments (Details 2)                             HTML     48K 
22: R20         Commitments (Details 3)                             HTML     18K 
12: R21         Commitments (Details 4)                             HTML     24K 
29: R22         Commitments (Details Narrative)                     HTML     31K 
30: XML         IDEA XML File -- Filing Summary                      XML     55K 
28: EXCEL       IDEA Workbook of Financial Reports                  XLSX     31K 
 6: EX-101.INS  XBRL Instance -- avxl-20191231                       XML    362K 
 8: EX-101.CAL  XBRL Calculations -- avxl-20191231_cal               XML     65K 
 9: EX-101.DEF  XBRL Definitions -- avxl-20191231_def                XML    172K 
10: EX-101.LAB  XBRL Labels -- avxl-20191231_lab                     XML    414K 
11: EX-101.PRE  XBRL Presentations -- avxl-20191231_pre              XML    282K 
 7: EX-101.SCH  XBRL Schema -- avxl-20191231                         XSD     69K 
18: ZIP         XBRL Zipped Folder -- 0001731122-20-000103-xbrl      Zip     49K 


‘EX-32.1’   —   Certification — §906 – SOA’02


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



Exhibit 32.1

CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report of Anavex Life Sciences Corp. (the “Company”) on Form 10-Q for the three months ended December 31, 2019 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned, in the capacities and on the date indicated below, hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to the best of our knowledge:

(1) the Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

(2) the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

Dated: February 6, 2020 /s/Christopher Missling, PhD
  Christopher Missling, PhD
   Chief Executive Officer, President, Secretary
 

(Principal Executive Officer)

 

  /s/Sandra Boenisch
  Sandra Boenisch, CPA, CGA
  Principal Financial Officer, Treasurer
  (Principal Financial and Accounting Officer)


 
The foregoing certification is being furnished solely to accompany the Report pursuant to 18 U.S.C. § 1350, and is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is not to be incorporated by reference into any filing of the Company, whether made before or after the date hereof, regardless of any general incorporation language in such filing. A signed original of this written statement required by Section 906, or other document authenticating, acknowledging, or otherwise adopting the signature that appears in typed form within the electronic version of this written statement required by Section 906, has been provided to the Company and will be retained by the Company and furnished to the Securities and Exchange Commission or its staff upon request.


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-Q’ Filing    Date    Other Filings
Filed on:2/6/20None on these Dates
For Period end:12/31/19
 List all Filings 


5 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/27/23  Anavex Life Sciences Corp.        10-K        9/30/23   54:5.7M                                   Electro Filings LLC/FA
 1/27/23  Anavex Life Sciences Corp.        10-K/A      9/30/22    4:308K                                   Electro Filings LLC/FA
11/28/22  Anavex Life Sciences Corp.        10-K        9/30/22   49:5.1M                                   Electro Filings LLC/FA
11/24/21  Anavex Life Sciences Corp.        10-K        9/30/21   50:13M                                    Electro Filings LLC/FA
12/28/20  Anavex Life Sciences Corp.        10-K        9/30/20   44:3.6M                                   Electro Filings LLC/FA
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Filing Submission 0001731122-20-000103   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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