SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Anavex Life Sciences Corp. – ‘10-K’ for 9/30/20 – ‘EX-31.1’

On:  Monday, 12/28/20, at 5:27pm ET   ·   For:  9/30/20   ·   Accession #:  1731122-20-1338   ·   File #:  1-37606

Previous ‘10-K’:  ‘10-K’ on 12/16/19 for 9/30/19   ·   Next:  ‘10-K’ on 11/24/21 for 9/30/21   ·   Latest:  ‘10-K’ on 11/27/23 for 9/30/23   ·   15 References:   

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/28/20  Anavex Life Sciences Corp.        10-K        9/30/20   44:3.6M                                   Electro Filings LLC/FA

Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML    794K 
 2: EX-21.1     Subsidiaries List                                   HTML     13K 
 3: EX-23.1     Consent of Expert or Counsel                        HTML     13K 
 4: EX-31.1     Certification -- §302 - SOA'02                      HTML     18K 
 5: EX-31.2     Certification -- §302 - SOA'02                      HTML     18K 
 6: EX-32.1     Certification -- §906 - SOA'02                      HTML     14K 
13: R1          Cover                                               HTML     77K 
14: R2          Consolidated Balance Sheets                         HTML     55K 
15: R3          Consolidated Balance Sheets (Parenthetical)         HTML     26K 
16: R4          Consolidated Statements of Operations               HTML     61K 
17: R5          Consolidated Statements of Cash Flows               HTML     58K 
18: R6          Consolidated Statement of Changes in Stockholders'  HTML     60K 
                Equity                                                           
19: R7          Business Description and Basis of Presentation      HTML     25K 
20: R8          Summary of Significant Accounting Policies          HTML     57K 
21: R9          Other Income                                        HTML     22K 
22: R10         Equity Offering Agreements                          HTML     39K 
23: R11         Commitments                                         HTML     84K 
24: R12         Income Taxes                                        HTML     44K 
25: R13         Summary of Significant Accounting Policies          HTML     94K 
                (Policies)                                                       
26: R14         Commitments (Tables)                                HTML     74K 
27: R15         Income Taxes (Tables)                               HTML     37K 
28: R16         Summary of Significant Accounting Policies          HTML     18K 
                (Details Narrative)                                              
29: R17         Other Income (Details Narrative)                    HTML     26K 
30: R18         Equity Offering Agreements (Details Narrative)      HTML     55K 
31: R19         Commitments (Details)                               HTML     33K 
32: R20         Commitments (Details 1)                             HTML     26K 
33: R21         Commitments (Details 2)                             HTML     47K 
34: R22         Commitments (Details 3)                             HTML     21K 
35: R23         Commitments (Details 4)                             HTML     23K 
36: R24         Commitments (Details Narrative)                     HTML     38K 
37: R25         Income Taxes (Details)                              HTML     22K 
38: R26         Income Taxes (Details 1)                            HTML     31K 
39: R27         Income Taxes (Details 2)                            HTML     37K 
40: R28         Income Taxes (Details Narrative)                    HTML     26K 
42: XML         IDEA XML File -- Filing Summary                      XML     69K 
12: XML         XBRL Instance -- e2298_10k_htm                       XML    537K 
41: EXCEL       IDEA Workbook of Financial Reports                  XLSX     53K 
 8: EX-101.CAL  XBRL Calculations -- avxl-20200930_cal               XML     77K 
 9: EX-101.DEF  XBRL Definitions -- avxl-20200930_def                XML    200K 
10: EX-101.LAB  XBRL Labels -- avxl-20200930_lab                     XML    561K 
11: EX-101.PRE  XBRL Presentations -- avxl-20200930_pre              XML    398K 
 7: EX-101.SCH  XBRL Schema -- avxl-20200930                         XSD     85K 
43: JSON        XBRL Instance as JSON Data -- MetaLinks              181±   247K 
44: ZIP         XBRL Zipped Folder -- 0001731122-20-001338-xbrl      Zip    253K 


‘EX-31.1’   —   Certification — §302 – SOA’02


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



Exhibit 31.1

 

CERTIFICATION

 

I, Christopher Missling, certify that:

 

1. I have reviewed this Annual Report on Form 10-K of Anavex Life Sciences Corp.;
   
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
   
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
   
4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
   
  a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
     
  b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
     
  c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
     
  d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and
     
5. The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
   
  a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
     
  b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

 

Date: December 28, 2020  
   
/s/ Christopher Missling  
Christopher Missling, PhD  
Chief Executive Officer, President, Secretary
(Principal Executive Officer)
 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:12/28/208-K
For Period end:9/30/20
 List all Filings 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/16/21  Anavex Life Sciences Corp.        424B5                  1:299K                                   Electro Filings LLC/FA


14 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 7/02/20  Anavex Life Sciences Corp.        8-K:1,9     7/01/20    3:46K                                    Electro Filings LLC/FA
 5/01/20  Anavex Life Sciences Corp.        8-K:1,8,9   5/01/20    4:290K                                   Electro Filings LLC/FA
 2/06/20  Anavex Life Sciences Corp.        10-Q       12/31/19   36:1.9M                                   Electro Filings LLC/FA
 6/12/19  Anavex Life Sciences Corp.        8-K:1,9     6/07/19    4:372K                                   EdgarAgents LLC/FA
 5/09/19  Anavex Life Sciences Corp.        10-Q        3/31/19   38:3.3M                                   S2 Filings LLC/FA
 2/11/19  Anavex Life Sciences Corp.        DEF 14A     4/05/19    1:1.6M                                   S2 Filings LLC/FA
12/11/17  Anavex Life Sciences Corp.        10-K        9/30/17   51:4M                                     S2 Filings LLC/FA
12/14/16  Anavex Life Sciences Corp.        10-K        9/30/16   62:4.4M                                   S2 Filings LLC/FA
 7/22/16  Anavex Life Sciences Corp.        8-K:5,9     7/18/16    2:130K                                   S2 Filings LLC/FA
 7/07/16  Anavex Life Sciences Corp.        8-K:5,9     7/05/16    2:130K                                   S2 Filings LLC/FA
12/29/15  Anavex Life Sciences Corp.        10-K        9/30/15   73:5M                                     S2 Filings LLC/FA
 9/28/07  Anavex Life Sciences Corp.        8-K:5,9     4/17/07    4:230K                                   Clark Wilson/FA
 1/25/07  Anavex Life Sciences Corp.        8-K:5,7,9   1/25/07    3:811K                                   Clark Wilson/FA
 1/13/05  Anavex Life Sciences Corp.        SB-21/12/05    9:5.8M                                   Fraser & Co. Inc./FA
Top
Filing Submission 0001731122-20-001338   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Mon., May 13, 8:46:01.2pm ET